SC 13D/A 1 sc13da.txt SCHEDULE 13D AMENDMENT NO. 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------------------- SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* ----------------------- ROGERS WIRELESS COMMUNICATIONS INC. -------------------------------------------------------------------------------- (Name of Issuer) CLASS B RESTRICTED VOTING SHARES -------------------------------------------------------------------------------- (Title of Class of Securities) 775102205 -------------------------------------------------------------------------------- (CUSIP Number of Class of Securities) DAVID P. MILLER, ESQ. ROGERS COMMUNICATIONS INC. 333 BLOOR STREET EAST 10TH FLOOR TORONTO, ONTARIO M4W 1G9 CANADA (416) 935-1100 -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications on Behalf of Filing Persons) Copy to: John T. Gaffney, Esq. Cravath, Swaine & Moore LLP Worldwide Plaza 825 Eighth Avenue New York, NY 10019-7475 (212) 474-1000 OCTOBER 13, 2004 -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] 2 NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). -------------------------------------------------------------------------------- 3 CUSIP No.775102205 ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS Rogers Communications Inc. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Not applicable ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ------------------------------------------------------------------------------- 3 SEC USE ONLY ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* BK ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION British Columbia, Canada ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 127,732,187 SHARES ---------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY None OWNED BY ---------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER 4 REPORTING 127,732,187 PERSON ---------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH None ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Rogers Communications Inc. ("RCI") acquired 62,820,371 Class A Multiple Voting Shares of Rogers Wireless Communications Inc. ("RWCI") prior to the registration of the Class A Multiple Voting Shares under the Securities Exchange Act of 1934 (the "Exchange Act"). In addition, RCI acquired 16,317,644 RWCI Class B Restricted Voting Shares prior to the registration of the RWCI Class B Restricted Voting Shares under the Exchange Act. On September 13, 2004, RCI entered into an agreement (the "Purchase Agreement") with JVII General Partnership ("JVII"), a partnership controlled by AT&T Wireless Services, Inc., to purchase 27,647,888 RWCI Class A Multiple Voting Shares owned by JVII, which are convertible on a share-for-share basis into RWCI Class B Restricted Voting Shares, and to purchase JVII's 20,946,284 RWCI Class B Restricted Voting Shares. On October 13, 2004, RCI assigned its rights under the Purchase Agreement to RWCI Acquisition Inc. ("RCI Subco"), a wholly owned subsidiary of RCI, and RCI Subco assumed RCI's obligations under the Purchase Agreement. On October 13, 2004, all 27,647,888 of JVII's RWCI Class A Multiple Voting Shares were converted into RWCI Class B Restricted Voting Shares. RCI Subco then purchased all 48,594,172 RWCI Class B Restricted Voting Shares from JVII. After the closing of this purchase transaction and conversion of JVII's Class A Multiple Voting Shares, RCI beneficially owns 62,820,371 RWCI Class A Multiple Voting Shares and 64,911,816 RWCI Class B Restricted Voting Shares (16,317,644 directly and 48,594,172 through its ownership of RCI Subco). If all of RCI's RWCI Class A Multiple Voting Shares were converted into RWCI Class B Restricted Voting Shares, RCI would own 127,732,187 RWCI Class B Restricted Voting Shares. --------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] --------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 89.4% --------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO, HC --------------------------------------------------------------------------- 5 CUSIP No. 775102205 -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS: RWCI Acquisition Inc. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): Not applicable. -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): (a) [_] (b) [_] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION British Columbia, Canada -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 48,594,172 SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 48,594,172 PERSON ----------------------------------------------------------------- 6 10 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON On September 13, 2004, RCI entered into the Purchase Agreement with JVII to purchase 27,647,888 RWCI Class A Multiple Voting Shares owned by JVII, which are convertible on a share-for-share basis into RWCI Class B Restricted Voting Shares, and to purchase JVII's 20,946,284 RWCI Class B Restricted Voting Shares. On October 13, 2004, RCI assigned its rights under the Purchase Agreement to RCI Subco, and RCI Subco assumed RCI's obligations under the Purchase Agreement. On October 13, 2004, all 27,647,888 of JVII's RWCI Class A Multiple Voting Shares were converted into RWCI Class B Restricted Voting Shares. RCI Subco then purchased all 48,594,172 RWCI Class B Restricted Voting Shares from JVII. After the closing of this purchase transaction and conversion of the Class A Multiple Voting Shares, RCI Subco beneficially owns 48,594,172 RWCI Class B Restricted Voting Shares. --------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] --------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 33.9% --------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO --------------------------------------------------------------------------- 7 CUSIP No. 775102205 -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS: Edward Samuel Rogers I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): Not applicable. -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): (a) [_] (b) [_] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions): Not applicable. -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Canada -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 127,732,187 SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER 8 REPORTING 127,732,187 PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH 0 -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON RCI acquired 62,820,371 Class A Multiple Voting Shares of RWCI prior to the registration of the Class A Multiple Voting Shares under the Exchange Act. In addition, RCI acquired 16,317,644 RWCI Class B Restricted Voting Shares prior to the registration of the RWCI Class B Restricted Voting Shares under the Exchange Act. On September 13, 2004, RCI entered into the Purchase Agreement with JVII to purchase 27,647,888 RWCI Class A Multiple Voting Shares owned by JVII, which are convertible on a share-for-share basis into RWCI Class B Restricted Voting Shares, and to purchase JVII's 20,946,284 RWCI Class B Restricted Voting Shares. On October 13, 2004, RCI assigned its rights under the Purchase Agreement to RCI Subco, a wholly owned subsidiary of RCI, and RCI Subco assumed RCI's obligations under the Purchase Agreement. On October 13, 2004, all 27,647,888 of JVII's RWCI Class A Multiple Voting Shares were converted into RWCI Class B Restricted Voting Shares. RCI Subco then purchased all 48,594,172 RWCI Class B Restriced Voting Shares from JVII. After the closing of this purchase transaction and conversion of JVII's Class A Multiple Voting Shares, RCI beneficially owns 62,820,371 RWCI Class A Multiple Voting Shares and 64,911,816 RWCI Class B Restricted Voting Shares (16,317,644 directly and 48,594,172 through its ownership of RCI Subco). If all of RCI's RWCI Class A Multiple Voting Shares were converted into RWCI Class B Restricted Voting Shares, RCI would own 127,732,187 RWCI Class B Restricted Voting Shares. Edward S. Rogers, through his beneficial ownership of RCI, beneficially owns the same shares. --------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] --------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 89.4% --------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN, HC --------------------------------------------------------------------------- 9 ITEM 2. IDENTITY AND BACKGROUND RCI, RCI SUBCO AND ROGERS: A. NAME: Rogers Communications Inc. ("RCI") RWCI Acquisition Inc. ("RCI Subco") Edward Samuel Rogers ("Rogers") B. BUSINESS ADDRESS: For RCI, RCI Subco and Rogers: 333 Bloor Street East, 10th Floor Toronto, Ontario Canada M4W 1G9 C. PRINCIPAL BUSINESS, OCCUPATION OR EMPLOYMENT: RCI: Rogers Communications Inc. is a diversified Canadian communications and media company, which is engaged in cable television, high-speed Internet access and video retailing through its subsidiary Rogers Cable Inc.; wireless voice and data communications services through its subsidiary Rogers Wireless Communications Inc.; and radio, television broadcasting, televised shopping and publishing businesses through its subsidiary Rogers Media Inc. RCI Subco: RCI Subco is a wholly owned subsidiary of RCI and directly owns 48,594,172 RWCI Class B Restricted Voting Shares. Rogers: Edward S. Rogers is Director, President and Chief Executive Officer of Rogers Communications Inc., 333 Bloor Street East, 10th Floor, Toronto, Ontario M4W 1G9 Canada. Mr. Rogers is also President and Chief Executive Officer of RCI Subco. D. None. E. None. F. CITIZENSHIP: RCI: British Columbia RCI Subco: British Columbia Rogers: Canada 10 OTHER DIRECTORS AND EXECUTIVE OFFICERS OF RCI AND RCI SUBCO: The following tables provide information concerning the name, business address and principal occupation or employment of each present director and executive officer of RCI and of RCI Subco. Unless indicated otherwise, each person is a citizen of Canada. None of the persons listed below has been (1) convicted in a criminal proceeding during the past five years (excluding traffic violations or similar misdemeanors), or (2) a party to any judicial or administrative proceeding during the past five years (except for matters that were dismissed without sanction or settlement) that resulted in a judgment, decree or final order enjoining the person from future violations of, or prohibiting activities subject to, federal or state securities laws, or a finding of any violation of federal or state securities laws. RCI DIRECTORS:
NAME AND PRINCIPAL BUSINESS ADDRESS PRESENT PRINCIPAL OCCUPATION OR EMPLOYMENT -------------------------------------- ----------------------------------------------------------------------------- Ronald D. Besse....................... Director of RCI. President, BesseCo Holdings. BesseCo Holdings Inc. 44 Victoria Street, Suite #601 Toronto, Ontario M5C 1Y2 H. Garfield Emerson, Q.C. ............ Chairman of the Board of RCI. National Chair of Fasken Martineau DuMoulin Fasken Martineau DuMoulin LLP LLP, a national law firm. Mr. Emerson is also a director of Rogers Toronto Dominion Bank Tower Wireless Communications Inc., Rogers Cable Inc., Rogers Media Inc. and Rogers P.O. Box 20, Suite 4200 Telecommunications Limited. 66 Wellington Street West Toronto-Dominion Centre Toronto, Ontario M5K 1N6 Peter C. Godsoe....................... Director of RCI. Mr. Godsoe is Chairman of Fairmont Hotels & Resorts and Scotia Plaza Sobeys Inc. 40 King Street West, Suite 3005 Toronto, Ontario M5H 1H1 Thomas I. Hull........................ Director of RCI. Chairman and Chief Executive Officer of The Hull Group The Hull Group of Companies (insurance). Mr. Hull is also a director of Rogers Wireless BCE Place Communications Inc., Rogers Media Inc. and Rogers Telecommunications Limited. 181 Bay Street, Suite 4200 Toronto, Ontario M5J 2T3 Robert W. Korthals.................... Director of RCI. Chairman of the Ontario Teachers Pension Plan Board. P.O. Box 298, Suite 4545 Royal Trust Tower, TD Centre 77 King Street West Toronto, Ontario M5K 1K2 Philip B. Lind ....................... Vice-Chairman of RCI. Rogers Communications Inc. 333 Bloor Street East, 10th Floor Toronto, Ontario M4W 1G9 Alexander Mikalachki ................. Director of RCI. Rogers Communications Inc. 333 Bloor Street East, 10th Floor Toronto, Ontario M4W 1G9
11
The Hon. David R. Peterson, P.C., Q.C. Director of RCI. Chairman of Cassels Brock & Blackwell LLP, a law firm. Cassels Brock & Blackwell LLP Mr. Peterson is also a director of a number of boards that include Rogers Suite 2100, 40 King Street West Wireless Inc. and Rogers Wireless Communications Inc. Toronto, Ontario M5H 3C2 Edward Rogers......................... Director, President and Chief Executive Officer of RCI. Rogers Cable Inc. 333 Bloor Street East, 10th Floor Toronto, Ontario M4W 1G9 Melinda Rogers........................ Director and Vice President, Strategic Planning and Venture Investments of RCI. Rogers Communications Inc. 333 Bloor Street East, 10th Floor Toronto, Ontario M4W 1G9 William T. Schleyer .................. Director of RCI. Chairman and Chief Executive Officer of Adelphia Communications Adelphia Communications Corp. Corp., a cable television and Internet access provider. Mr. Schleyer is an 5619 DTC Parkway American citizen. Greenwood Village, CO 80111 John A. Tory ......................... Director of RCI. President of Thomson Investments Limited. Thomson Investments Limited 65 Queen Street West, 21st Floor Toronto, Ontario M5H 2M8 J. Christopher C. Wansbrough ......... Director of RCI. Chairman, Rogers Telecommunications Limited. Mr. Rogers is Telecommunications Limited Rogers also a director of Rogers Wireless Communications Inc. and Rogers Wireless Inc. 333 Bloor Street East, 10th Floor Toronto, Ontario M4W 1G9 Colin D. Watson....................... Director of RCI. President and Chief Executive Officer, Vector Aerospace Vector Aerospace Corporation (aeronautics). Mr. Watson is also a director of Rogers Cable Inc. 105 Bedford Road Toronto, Ontario M5R 2K4 W. David Wilson....................... Director of RCI. Vice-Chairman, Bank of Nova Scotia and Chairman and Chief Scotia Capital Inc. Executive Officer, Scotia Capital Inc. 7th Floor, Box 4085 40 King Street West Scotia Plaza Toronto, Ontario M5W 2X6 Loretta A. Rogers..................... Director of RCI. Mrs. Rogers also serves as a director of Rogers Wireless Rogers Communications Inc. Communications Inc., Rogers Wireless Inc. and Rogers Telecommunications Limited. 333 Bloor Street East, 10th Floo Toronto, Ontario M4W 1G9
12 RCI EXECUTIVE OFFICERS:
NAME AND PRINCIPAL BUSINESS ADDRESS PRESENT PRINCIPAL OCCUPATION OR EMPLOYMENT -------------------------------------- ----------------------------------------------------------------------------- Philip B. Lind ....................... Vice-Chairman of RCI. Rogers Communications Inc 333 Bloor Street East, 10th Floor Toronto, Ontario M4W 1G9 Alexander R. Brock.................... Vice President, Business Development of RCI. Rogers Communications Inc. 333 Bloor Street East, 10th Floor Toronto, Ontario M4W 1G9 M. Lorraine Daly...................... Vice President and Treasurer of RCI. Ms. Daly is also Vice President and Rogers Communications Inc. Treasurer of Rogers Wireless Communications Inc. and RCI Subco and a director 333 Bloor Street East, 10th Floor of RCI Subco. Toronto, Ontario M4W 1G9 Bruce D. Day.......................... Vice President, Corporate Development of RCI. Mr. Day is also Director and Rogers Communications Inc. Vice President, Corporate Development of RCI Subco. 333 Bloor Street East, 10th Floor Toronto, Ontario M4W 1G9 Kenneth G. Engelhart....................Vice President, Regulatory Law of RCI. Mr. Engelhart is also Vice President, Rogers Communications Inc. Regulatory Law of Rogers Wireless Communications Inc. and Rogers Wireless Inc. 333 Bloor Street East, 10th Floor Toronto, Ontario M4W 1G9 Alan D. Horn, CA...................... Vice President, Finance and Chief Financial Officer of RCI. Mr. Horn is also Rogers Communications Inc. Vice President, Finance and Chief Financial Officer of RCI Subco. 333 Bloor Street East, 10th Floor Toronto, Ontario M4W 1G9 Jan L. Innes.......................... Vice President, Communications of RCI. Rogers Communications Inc. 333 Bloor Street East, 10th Floor Toronto, Ontario M4W 1G9 Bruce M. Mann......................... Vice President, Investor Relations of RCI. Rogers Communications Inc. 333 Bloor Street East, 10th Floor Toronto, Ontario M4W 1G9 Ronan D. McGrath...................... President, Rogers Shared Services and Chief Information Officer of RCI. Rogers Communications Inc. One Mount Pleasant Road Toronto, Ontario M4Y 2Y5
13
Graeme H. McPhail..................... Vice President and Associate General Counsel of RCI. Mr. McPhail is also Rogers Communications Inc. Vice President and Associate General Counsel of Rogers Wireless 333 Bloor Street East, 10th Floor Communications Inc., Rogers Wireless Inc., and RCI Subco. Toronto, Ontario M4W 1G9 David P. Miller Vice President and General Counsel to RCI. Mr. Miller is also Vice Rogers Communications Inc. President, General Counsel and Secretary of Rogers Wireless Inc.; 333 Bloor Street East, 10th Floor Vice President and General Counsel of Rogers Wireless Toronto, Ontario Communications Inc.; and Director and Vice President, General M4W 1G9 Counsel and Secretary of RCI Subco. Edward Rogers......................... Director, President and Chief Executive Officer of RCI. Rogers Cable Inc. 333 Bloor Street East, 10th Floor Toronto, Ontario M4W 1G9 Melinda Rogers........................ Director and Vice President, Strategic Planning and Venture Rogers Communications Inc. Investments of RCI. 333 Bloor Street East, 10th Floor Toronto, Ontario M4W 1G9 Thomas A. Turner...................... Vice President, Convergence of RCI. Rogers Communications Inc. 333 Bloor Street East, 10th Floor Toronto, Ontario M4W 1G9 Anthony P. Viner...................... Senior Vice President, Media of RCI. Mr. Viner also serves as Rogers Communications Inc. Director, President and Chief Executive Officer of Rogers Media Inc. 333 Bloor Street East, 10th Floor Toronto, Ontario M4W 1G9 E. Jennifer Warren.................... Vice President and Assistant General Counsel of RCI. Rogers Communications Inc. 333 Bloor Street East, 10th Floor Toronto, Ontario M4W 1G9 David J. Watt......................... Vice President, Business Economics of RCI. Rogers Communications Inc. 333 Bloor Street East, 10th Floor Toronto, Ontario M4W 1G9
14 RCI SUBCO DIRECTORS:
NAME AND PRINCIPAL BUSINESS ADDRESS PRESENT PRINCIPAL OCCUPATION OR EMPLOYMENT -------------------------------------- ----------------------------------------------------------------------------- M. Lorraine Daly...................... Director, Vice President and Treasurer of RCI Subco. Ms. Daly is Rogers Communications Inc. also Vice President and Treasurer of RCI and Rogers Wireless Communications 333 Bloor Street East, 10th Floor Inc. Toronto, Ontario M4W 1G9 Bruce D. Day.......................... Director and Vice President, Corporate Development of RCI Subco. Mr. Day is Rogers Communications Inc. also Vice President, Corporate Development of RCI. 333 Bloor Street East, 10th Floor Toronto, Ontario M4W 1G9 David P. Miller....................... Director and Vice President, General Counsel and Secretary of RCI Subco. Rogers Communications Inc. Mr. Miller is also Vice President and General Counsel to RCI and Rogers 333 Bloor Street East, 10th Floor Wireless Communications Inc. and Vice President, General Counsel and Toronto, Ontario Secretary of Rogers Wireless Inc. M4W 1G9
RCI SUBCO EXECUTIVE OFFICERS:
NAME AND PRINCIPAL BUSINESS ADDRESS PRESENT PRINCIPAL OCCUPATION OR EMPLOYMENT -------------------------------------- ----------------------------------------------------------------------------- M. Lorraine Daly...................... Director, Vice President and Treasurer of RCI Subco. Ms. Daly is also Vice Rogers Communications Inc. President and Treasurer of RCI and Rogers Wireless Communications Inc. 333 Bloor Street East, 10th Floor Toronto, Ontario M4W 1G9 Bruce D. Day.......................... Director and Vice President, Corporate Development of RCI Subco. Mr. Day is Rogers Communications Inc. also Vice President, Corporate Development of RCI. 333 Bloor Street East, 10th Floor Toronto, Ontario M4W 1G9 David P. Miller.........................Director and Vice President, General Counsel and Secretary of RCI Subco. Mr. Rogers Communications Inc. Miller is also Vice President and General Counsel to RCI and Rogers Wireless 333 Bloor Street East, 10th Floor Communications Inc. and Vice President, General Counsel and Secretary of Toronto, Ontario Rogers Wireless Inc. M4W 1G9 Graeme H. McPhail..................... Vice President and Associate General Counsel of RCI Subco. Mr. McPhail is Rogers Communications Inc. also Vice President and Associate General Counsel of RCI, Rogers Wireless 333 Bloor Street East, 10th Floor Communications Inc. and Rogers Wireless Inc. Toronto, Ontario M4W 1G9 Alan D. Horn, CA...................... Vice President, Finance and Chief Financial Officer of RCI Subco. Mr. Horn is Rogers Communications Inc. also Vice President, Finance and Chief Financial Officer of RCI. 333 Bloor Street East, 10th Floor Toronto, Ontario M4W 1G9
15 ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION RCI AND RCI SUBCO: RCI acquired 62,820,371 RWCI Class A Multiple Voting Shares prior to the registration of the Class A Multiple Voting Shares under the Exchange Act. In addition, RCI acquired 16,317,644 RWCI Class B Restricted Voting Shares prior to the registration of the RWCI Class B Restricted Voting Shares under the Exchange Act. In the Purchase Transaction described in Item 5(c) hereto, RCI Subco paid an aggregate purchase price of Cdn.$1,767,370,035.64 or approximately US$1,412,427,104.32 (using the noon spot exchange rate as reported by the Bank of Canada on October 8, 2004 (Cdn.$1.2513=US$1.00)) in cash for 27,647,888 RWCI Class A Multiple Voting Shares (which on closing were converted into RWCI Class B Restricted Voting Shares) and 20,946,284 RWCI Class B Restricted Voting Shares. RCI Subco funded this purchase using cash on hand from a capital contribution by its sole shareholder, RCI. RCI funded its capital contribution using a bridge financing facility of up to two years with a group of Canadian financial institutions, which is incorporated by reference to Exhibit 99.1 to RCI's report of foreign issuer on Form 6-K filed with the Securities and Exchange Commission on October 13, 2004. DIRECTORS AND EXECUTIVE OFFICERS OF RCI AND RCI SUBCO: Not applicable. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER RCI, RCI SUBCO AND ROGERS: a. After the closing of the Purchase Transaction described in Item 5(c) hereto and conversion of JVII's Class A Multiple Voting Shares, RCI beneficially owns 62,820,371 RWCI Class A Multiple Voting Shares and 64,911,816 RWCI Class B Restricted Voting Shares (16,317,644 directly and 48,594,172 through its ownership of RCI Subco). If all of RCI's RWCI Class A Multiple Voting Shares were converted into RWCI Class B Restricted Voting Shares, RCI would own 127,732,187 RWCI Class B Restricted Voting Shares, representing 89.4% of the outstanding RWCI Class B Restricted Voting Shares. Edward S. Rogers, through his beneficial ownership of RCI, beneficially owns the same shares. RCI Subco beneficially owns 48,594,172 RWCI Class B Restricted Voting Shares, representing 33.9% of the outstanding RWCI Class B Restricted Voting Shares. b. (i) sole power to vote or direct the vote: RCI: 127,732,187 RCI Subco: 48,594,172 Rogers: 127,732,187 (ii) shared power to vote or direct the vote: RCI: 0 RCI Subco: 0 Rogers: 0 (iii) sole power to dispose or to direct the disposition of: RCI: 127,732,187 RCI Subco: 48,594,172 Rogers: 127,732,187 16 (iv) shared power to dispose or to direct the disposition of: RCI: 0 RCI Subco: 0 Rogers: 0 c. On September 13, 2004, RCI entered into an agreement (the "Purchase Agreement") with JVII to purchase in Canada JVII's 27,647,888 RWCI Class A Multiple Voting Shares (which prior to closing were converted into RWCI Class B Restricted Voting Shares) and JVII's 20,946,284 RWCI Class B Restricted Voting Shares (the "Purchase Transaction"). On October 13, 2004, RCI assigned its rights under the Purchase Agreement to RCI Subco. On October 13, 2004, RCI Subco closed the Purchase Transaction with JVII. The shares were acquired for a cash purchase price of Cdn.$36.37 per share, representing an aggregate purchase price of Cdn.$1,767,370,035.64 or approximately US$1,412,427,104.32 (using the noon spot exchange rate as reported by the Bank of Canada on October 8, 2004 (Cdn.$1.2513=US$1.00)). d. Not applicable. e. Not applicable. OTHER DIRECTORS AND EXECUTIVE OFFICERS OF RCI AND RCI SUBCO: H. GARFIELD EMERSON directly owns 1,000 RWCI Class B Restricted Voting Shares, representing 0.0% of the total RWCI Class B Restricted Voting Shares. Mr. Emerson has sole voting and dispositive power over all 1,000 of such shares. THOMAS I. HULL directly owns 1,000 RWCI Class B Restricted Voting Shares, representing 0.0% of the total RWCI Class B Restricted Voting Shares. Mr. Hull has sole voting and dispositive power over all 1,000 of such shares. THE HON. DAVID R. PETERSON, P.C., Q.C. directly owns 2,000 RWCI Class B Restricted Voting Shares, representing 0.0% of the total RWCI Class B Restricted Voting Shares. Mr. Peterson has sole voting and dispositive power over all 1,000 of such shares. EDWARD ROGERS directly owns 1,000 RWCI Class B Restricted Voting Shares, representing 0.0% of the total RWCI Class B Restricted Voting Shares. Mr. Rogers has sole voting and dispositive power over all 1,000 of such shares. MELINDA ROGERS directly owns 1,000 RWCI Class B Restricted Voting Shares, representing 0.0% of the total RWCI Class B Restricted Voting Shares. Ms. Rogers has sole voting and dispositive power over all 1,000 of such shares. LORETTA ROGERS directly owns 1,000 RWCI Class B Restricted Voting Shares, representing 0.0% of the total RWCI Class B Restricted Voting Shares. Mrs. Rogers has sole voting and dispositive power over all 1,000 of such shares. 17 ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. 1. Credit Agreement dated as of October 13, 2004 among Rogers Communications Inc., the lenders named therein and The Bank of Nova Scotia as administrative agent (incorporated by reference to Exhibit 99.1 to RCI's report of foreign issuer on Form 6-K filed with the Securities and Exchange Commission on October 15, 2004) 2. Assignment Agreement between Rogers Communications Inc. and RWCI Acquisition Inc., dated as of October 13, 2004 18 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: October 15, 2004 ROGERS COMMUNICATIONS INC. By: /s/ Graeme McPhail ------------------------------------- Name: Graeme McPhail Title: Vice President, Associate General Counsel RWCI ACQUISITION INC. By: /s/ Graeme McPhail ------------------------------------- Name: Graeme McPhail Title: Vice President, Associate General Counsel EDWARD SAMUEL ROGERS /s/ Edward S. Rogers ------------------------------------- EXHIBIT INDEX EXHIBIT NUMBER DESCRIPTION ---------------- ----------------------------------------------------------- 99.1 Credit Agreement dated as of October 13, 2004 among Rogers Communications Inc., the lenders named therein and The Bank of Nova Scotia as administrative agent (incorporated by reference to Exhibit 99.1 to RCI's report of foreign issuer on Form 6-K filed with the Securities and Exchange Commission on October 15, 2004) 99.2 Assignment Agreement between Rogers Communications Inc. and RWCI Acquisition Inc., dated as of October 13, 2004