0001420506-18-000935.txt : 20181113 0001420506-18-000935.hdr.sgml : 20181113 20181113154642 ACCESSION NUMBER: 0001420506-18-000935 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 EFFECTIVENESS DATE: 20181113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARS Investment Partners, LLC CENTRAL INDEX KEY: 0000733020 IRS NUMBER: 132684582 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-00858 FILM NUMBER: 181177706 BUSINESS ADDRESS: STREET 1: 500 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 2126879800 BUSINESS PHONE: 2126879800 MAIL ADDRESS: STREET 1: 500 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10110 FORMER COMPANY: FORMER CONFORMED NAME: A.R. Schmeidler & Co., Inc. DATE OF NAME CHANGE: 20150706 FORMER COMPANY: FORMER CONFORMED NAME: SCHMEIDLER A R & CO INC DATE OF NAME CHANGE: 19990329 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0000733020 XXXXXXXX 06-30-2018 06-30-2018 true 1 RESTATEMENT false ARS Investment Partners, LLC

500 Fifth Avenue New York NY 10110

13F HOLDINGS REPORT 028-00858 N Kristen Niebuhr 212.931.5722 Kristen Niebuhr, Chief Compliance Officer New York NY 11-13-2018 0 120 626664 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR ARS INVESTMENT PARTNERS, LLC ABBVIE INC COM 00287Y109 23656 255329 SH SOLE 0 0 255329 ADVANCED MICRO DEVICES INC COM 007903107 768 51250 SH SOLE 0 0 51250 ALBANY INTL CORP CL A 012348108 1085 18040 SH SOLE 17000 0 1040 ALPHABET INC CAP STK CL A 02079K305 23230 20572 SH SOLE 0 0 20572 ALPHABET INC CAP STK CL C 02079K107 3848 3449 SH SOLE 0 0 3449 ALPS ETF TR ALERIAN MLP 00162Q866 546 54052 SH SOLE 0 0 54052 AMAZON COM INC COM 023135106 20134 11845 SH SOLE 0 0 11845 AMERICAN ELEC PWR INC COM 025537101 13959 201572 SH SOLE 0 0 201572 AMERIGAS PARTNERS L P UNIT L P INT 030975106 828 19600 SH SOLE 0 0 19600 ANADARKO PETE CORP COM 032511107 24505 334544 SH SOLE 0 0 334544 APPLE INC COM 037833100 36726 198400 SH SOLE 0 0 198400 APPLIED MATLS INC COM 038222105 24391 528057 SH SOLE 0 0 528057 ASML HOLDING N V N Y REGISTRY SHS N07059210 1785 9015 SH SOLE 0 0 9015 ASTRONICS CORP COM 046433108 878 24407 SH SOLE 22968 0 1439 AT&T INC COM 00206R102 2804 87327 SH SOLE 0 0 87327 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 1189 16580 SH SOLE 13200 0 3380 BIOGEN INC COM 09062X103 219 755 SH SOLE 0 0 755 BIOHAVEN PHARMACTL HLDG CO L COM G11196105 15408 389889 SH SOLE 0 0 389889 BLACKBERRY LTD COM 09228F103 676 70000 SH SOLE 0 0 70000 BOINGO WIRELESS INC COM 09739C102 1104 48885 SH SOLE 39000 0 9885 BRISTOL MYERS SQUIBB CO COM 110122108 11145 201392 SH SOLE 0 0 201392 BROADCOM INC COM 11135F101 17749 73150 SH SOLE 0 0 73150 CANADIAN NATL RY CO COM 136375102 1479 18097 SH SOLE 0 0 18097 CELCUITY INC COM 15102K100 2341 94334 SH SOLE 79514 0 14820 CELGENE CORP COM 151020104 4453 56064 SH SOLE 0 0 56064 CHEMBIO DIAGNOSTICS INC COM NEW 163572209 8840 796367 SH SOLE 737796 0 58571 CHEVRON CORP NEW COM 166764100 4167 32962 SH SOLE 0 0 32962 CHUBB LIMITED COM H1467J104 2173 17109 SH SOLE 0 0 17109 CLARUS CORP NEW COM 18270P109 490 59390 SH SOLE 59390 0 0 CLEVELAND CLIFFS INC COM 185899101 185 22000 SH SOLE 0 0 22000 COHU INC COM 192576106 875 35695 SH SOLE 26000 0 9695 COLGATE PALMOLIVE CO COM 194162103 2087 32202 SH SOLE 0 0 32202 COLONY CAP INC NEW CL A COM 19626G108 78 12530 SH SOLE 0 0 12530 CYNERGISTEK INC COM 23258P105 1299 329818 SH SOLE 294175 0 35643 CYPRESS SEMICONDUCTOR CORP COM 232806109 23477 1506896 SH SOLE 0 0 1506896 DOWDUPONT INC COM 26078J100 2257 34240 SH SOLE 0 0 34240 DUKE ENERGY CORP NEW COM NEW 26441C204 4759 60184 SH SOLE 0 0 60184 EASTSIDE DISTILLING INC COM PAR 277802302 499 58652 SH SOLE 42537 0 16115 EBIX INC COM NEW 278715206 8048 105548 SH SOLE 0 0 105548 ENTERPRISE PRODS PARTNERS L COM 293792107 4852 175349 SH SOLE 0 0 175349 EXXON MOBIL CORP COM 30231G102 402 4859 SH SOLE 0 0 4859 FACEBOOK INC CL A 30303M102 757 3894 SH SOLE 0 0 3894 GALLAGHER ARTHUR J & CO COM 363576109 8883 136079 SH SOLE 0 0 136079 GDS HLDGS LTD SPONSORED ADR 36165L108 10362 258469 SH SOLE 0 0 258469 GENERAL DYNAMICS CORP COM 369550108 907 4866 SH SOLE 0 0 4866 GENERAL MTRS CO COM 37045V100 2429 61655 SH SOLE 0 0 61655 GP STRATEGIES CORP COM 36225V104 1392 79100 SH SOLE 68691 0 10409 HARVARD BIOSCIENCE INC COM 416906105 1741 325377 SH SOLE 273797 0 51580 INTERNATIONAL BUSINESS MACHS COM 459200101 23434 167748 SH SOLE 0 0 167748 INTERXION HOLDING N.V SHS N47279109 16134 258478 SH SOLE 0 0 258478 INVESCO EXCHNG TRADED FD TR FTSE RAFI ASIA 46138E750 597 10850 SH SOLE 0 0 10850 ISHARES INC MSCI MEXICO ETF 464286822 1043 22120 SH SOLE 0 0 22120 ISHARES INC MSCI JPN ETF NEW 46434G822 703 12135 SH SOLE 0 0 12135 ISHARES TR SELECT DIVID ETF 464287168 833 8520 SH SOLE 0 0 8520 ISHARES TR U.S. CNSM SV ETF 464287580 231 1193 SH SOLE 0 0 1193 ISHARES TR RUS 1000 GRW ETF 464287614 200 1393 SH SOLE 0 0 1393 ISHARES TR US AER DEF ETF 464288760 316 1643 SH SOLE 0 0 1643 ISHARES TR NASDAQ BIOTECH 464287556 215 1955 SH SOLE 0 0 1955 ISHARES TR MORTGE REL ETF 46435G342 361 8315 SH SOLE 0 0 8315 ISHARES TR COHEN STEER REIT 464287564 663 6642 SH SOLE 0 0 6642 ISHARES TR MSCI ACWI EX US 464288240 1942 41110 SH SOLE 0 0 41110 JOHNSON & JOHNSON COM 478160104 2292 18891 SH SOLE 0 0 18891 KAMAN CORP COM 483548103 641 9200 SH SOLE 9000 0 200 KELLOGG CO COM 487836108 9526 136338 SH SOLE 0 0 136338 KRAFT HEINZ CO COM 500754106 509 8098 SH SOLE 0 0 8098 KRATON CORPORATION COM 50077C106 591 12800 SH SOLE 12000 0 800 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 1533 133224 SH SOLE 109659 0 23565 LAM RESEARCH CORP COM 512807108 7856 45449 SH SOLE 0 0 45449 MACQUARIE INFRASTRUCTURE COR COM 55608B105 804 19055 SH SOLE 14235 0 4820 MARATHON PETE CORP COM 56585A102 13729 195687 SH SOLE 0 0 195687 MARSH & MCLENNAN COS INC COM 571748102 7265 88635 SH SOLE 0 0 88635 MDC PARTNERS INC CL A SUB VTG 552697104 396 86060 SH SOLE 0 0 86060 MERCK & CO INC COM 58933Y105 1734 28570 SH SOLE 0 0 28570 MICRON TECHNOLOGY INC COM 595112103 17556 334787 SH SOLE 0 0 334787 MITCHAM INDS INC COM 606501104 692 172164 SH SOLE 172164 0 0 MONDELEZ INTL INC CL A 609207105 1891 46128 SH SOLE 0 0 46128 NORFOLK SOUTHERN CORP COM 655844108 2470 16372 SH SOLE 0 0 16372 NORTHROP GRUMMAN CORP COM 666807102 7031 22851 SH SOLE 0 0 22851 NUANCE COMMUNICATIONS INC COM 67020Y100 471 33900 SH SOLE 31000 0 2900 NUCOR CORP COM 670346105 9864 157830 SH SOLE 0 0 157830 PEPSICO INC COM 713448108 4747 43601 SH SOLE 0 0 43601 PHILLIPS 66 COM 718546104 21539 191782 SH SOLE 0 0 191782 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 1755 34375 SH SOLE 0 0 34375 READING INTERNATIONAL INC CL A 755408101 2463 154420 SH SOLE 135101 0 19319 RED LION HOTELS CORP COM 756764106 2813 241461 SH SOLE 198067 0 43394 REIS INC COM 75936P105 1180 54135 SH SOLE 51335 0 2800 ROGERS CORP COM 775133101 1204 10800 SH SOLE 9250 0 1550 SEAGATE TECHNOLOGY PLC SHS G7945M107 6848 121274 SH SOLE 0 0 121274 SELECT SECTOR SPDR TR ENERGY 81369Y506 1568 20643 SH SOLE 0 0 20643 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 4774 68727 SH SOLE 0 0 68727 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 465 8948 SH SOLE 0 0 8948 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1643 22936 SH SOLE 0 0 22936 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1464 13390 SH SOLE 0 0 13390 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2293 27477 SH SOLE 0 0 27477 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1782 34582 SH SOLE 0 0 34582 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2624 98689 SH SOLE 0 0 98689 SILICOM LTD ORD M84116108 1708 44400 SH SOLE 38515 0 5885 SOUTHERN CO COM 842587107 1294 27932 SH SOLE 0 0 27932 SPARTAN MTRS INC COM 846819100 512 33900 SH SOLE 31000 0 2900 SPDR GOLD TRUST GOLD SHS 78463V107 1260 10620 SH SOLE 0 0 10620 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 1028 27766 SH SOLE 0 0 27766 SPDR S&P 500 ETF TR TR UNIT 78462F103 18588 68521 SH SOLE 0 0 68521 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1469 4139 SH SOLE 0 0 4139 SPDR SERIES TRUST S&P PHARMAC 78464A722 214 4970 SH SOLE 0 0 4970 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 499 11593 SH SOLE 0 0 11593 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 1854 25642 SH SOLE 0 0 25642 T MOBILE US INC COM 872590104 16426 274909 SH SOLE 0 0 274909 TELENAV INC COM 879455103 1019 181895 SH SOLE 142709 0 39186 THERMO FISHER SCIENTIFIC INC COM 883556102 686 3311 SH SOLE 0 0 3311 UNION PAC CORP COM 907818108 979 6910 SH SOLE 0 0 6910 UNITED STATES STL CORP NEW COM 912909108 278 8000 SH SOLE 0 0 8000 UNIVERSAL DISPLAY CORP COM 91347P105 19438 226023 SH SOLE 0 0 226023 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 260 2528 SH SOLE 0 0 2528 VISA INC COM CL A 92826C839 279 2109 SH SOLE 0 0 2109 VISTEON CORP COM NEW 92839U206 11293 87383 SH SOLE 0 0 87383 VOLT INFORMATION SCIENCES IN COM 928703107 2844 836501 SH SOLE 735833 0 100668 WESTERN DIGITAL CORP COM 958102105 19638 253682 SH SOLE 0 0 253682 WEYERHAEUSER CO COM 962166104 1270 34820 SH SOLE 0 0 34820 XCEL BRANDS INC COM NEW 98400M101 1970 838164 SH SOLE 797676 0 40488 XCEL ENERGY INC COM 98389B100 3308 72415 SH SOLE 0 0 72415