0001420506-18-000346.txt : 20180504
0001420506-18-000346.hdr.sgml : 20180504
20180504101325
ACCESSION NUMBER: 0001420506-18-000346
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180504
DATE AS OF CHANGE: 20180504
EFFECTIVENESS DATE: 20180504
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARS Investment Partners, LLC
CENTRAL INDEX KEY: 0000733020
IRS NUMBER: 132684582
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00858
FILM NUMBER: 18806417
BUSINESS ADDRESS:
STREET 1: 500 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 2126879800
BUSINESS PHONE: 2126879800
MAIL ADDRESS:
STREET 1: 500 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10110
FORMER COMPANY:
FORMER CONFORMED NAME: A.R. Schmeidler & Co., Inc.
DATE OF NAME CHANGE: 20150706
FORMER COMPANY:
FORMER CONFORMED NAME: SCHMEIDLER A R & CO INC
DATE OF NAME CHANGE: 19990329
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000733020
XXXXXXXX
03-31-2018
03-31-2018
false
ARS Investment Partners, LLC
500 Fifth Avenue
New York
NY
10110
13F HOLDINGS REPORT
028-00858
N
Kristen Niebuhr
Chief Compliance Officer
212.931.5722
Kristen Niebuhr, Chief Compliance Officer
New York
NY
05-04-2018
0
151
816431
false
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR ARS INVESTMENT PARTNERS, LLC
AAR CORP
COM
000361105
94
20000
SH
Call
SOLE
20000
0
0
ABBVIE INC
COM
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24079
254399
SH
SOLE
238013
0
16386
ADVANCED MICRO DEVICES INC
COM
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1000
99460
SH
SOLE
98328
0
1132
ALBANY INTL CORP
CL A
012348108
1137
18140
SH
SOLE
17000
0
1140
ALPHABET INC
CAP STK CL A
02079K305
21140
20383
SH
SOLE
19190
0
1193
ALPHABET INC
CAP STK CL C
02079K107
3631
3519
SH
SOLE
3413
0
106
ALPS ETF TR
ALERIAN MLP
00162Q866
136
14550
SH
SOLE
14550
0
0
ALTRIA GROUP INC
COM
02209S103
1240
19900
SH
SOLE
17139
0
2761
AMAZON COM INC
COM
023135106
18574
12833
SH
SOLE
12220
0
613
AMERICAN ELEC PWR INC
COM
025537101
13616
198508
SH
SOLE
184184
0
14324
AMERIGAS PARTNERS L P
UNIT L P INT
030975106
793
19850
SH
SOLE
19850
0
0
AMGEN INC
COM
031162100
3541
20769
SH
SOLE
19313
0
1456
ANADARKO PETE CORP
COM
032511107
19778
327393
SH
SOLE
309242
0
18151
APPLE INC
COM
037833100
33200
197881
SH
SOLE
185800
0
12081
APPLIED MATLS INC
COM
038222105
29647
533128
SH
SOLE
504529
0
28599
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
1770
8915
SH
SOLE
8755
0
160
ASTRONICS CORP
COM
046433108
881
23607
SH
SOLE
21968
0
1639
AT&T INC
COM
00206R102
3987
111846
SH
SOLE
99399
0
12447
ATLAS AIR WORLDWIDE HLDGS IN
COM NEW
049164205
1018
16845
SH
SOLE
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0
3125
BERKSHIRE HATHAWAY INC DEL
CL B NEW
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1067
5350
SH
SOLE
5304
0
46
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
2991
10
SH
SOLE
10
0
0
BIOGEN INC
COM
09062X103
207
755
SH
SOLE
555
0
200
BIOHAVEN PHARMACTL HLDG CO L
COM
G11196105
6704
260255
SH
SOLE
244885
0
15370
BLACKBERRY LTD
COM
09228F103
805
70000
SH
SOLE
69500
0
500
BOINGO WIRELESS INC
COM
09739C102
1664
67185
SH
SOLE
56800
0
10385
BRISTOL MYERS SQUIBB CO
COM
110122108
14473
228826
SH
SOLE
214081
0
14745
BROADCOM LTD
SHS
Y09827109
15755
66858
SH
SOLE
63032
0
3826
CANADIAN NATL RY CO
COM
136375102
1323
18097
SH
SOLE
18047
0
50
CELCUITY INC
COM
15102K100
2187
132709
SH
SOLE
119489
0
13220
CELGENE CORP
COM
151020104
2156
24171
SH
SOLE
23224
0
947
CENTURY CASINOS INC
COM
156492100
231
31022
SH
SOLE
23311
0
7711
CHEMBIO DIAGNOSTICS INC
COM NEW
163572209
6880
860002
SH
SOLE
811391
0
48611
CHEVRON CORP NEW
COM
166764100
2558
22427
SH
SOLE
21554
0
873
CHUBB LIMITED
COM
H1467J104
2309
16885
SH
SOLE
13708
0
3177
CISCO SYS INC
COM
17275R102
342
7978
SH
SOLE
7978
0
0
CITIGROUP INC
COM NEW
172967424
10343
153225
SH
SOLE
142916
0
10309
CLEVELAND CLIFFS INC
COM
185899101
153
22000
SH
SOLE
22000
0
0
CLOROX CO DEL
COM
189054109
1169
8785
SH
SOLE
7643
0
1142
COHU INC
COM
192576106
757
33205
SH
SOLE
26100
0
7105
COLGATE PALMOLIVE CO
COM
194162103
2349
32777
SH
SOLE
30397
0
2380
COLONY NORTHSTAR INC
CL A COM
19625W104
70
12530
SH
SOLE
12530
0
0
CYNERGISTEK INC
COM
23258P105
1251
251238
SH
SOLE
240988
0
10250
CYPRESS SEMICONDUCTOR CORP
COM
232806109
25418
1498715
SH
SOLE
1381061
0
117654
DIGIRAD CORP
COM
253827109
234
150989
SH
SOLE
70744
0
80245
DOWDUPONT INC
COM
26078J100
2136
33521
SH
SOLE
29131
0
4390
DUKE ENERGY CORP NEW
COM NEW
26441C204
4708
60770
SH
SOLE
55001
0
5769
EBIX INC
COM NEW
278715206
6922
92910
SH
SOLE
86778
0
6132
ENTERPRISE PRODS PARTNERS L
COM
293792107
4308
175999
SH
SOLE
169411
0
6588
EXXON MOBIL CORP
COM
30231G102
389
5209
SH
SOLE
5209
0
0
FACEBOOK INC
CL A
30303M102
574
3594
SH
SOLE
3571
0
23
GALLAGHER ARTHUR J & CO
COM
363576109
9329
135734
SH
SOLE
128419
0
7315
GDS HLDGS LTD
SPONSORED ADR
36165L108
6939
252793
SH
SOLE
237692
0
15101
GENERAL DYNAMICS CORP
COM
369550108
1075
4866
SH
SOLE
4476
0
390
GENERAL MTRS CO
COM
37045V100
1144
31476
SH
SOLE
31476
0
0
GILEAD SCIENCES INC
COM
375558103
332
4400
SH
SOLE
4400
0
0
GP STRATEGIES CORP
COM
36225V104
1820
80375
SH
SOLE
71811
0
8564
HARVARD BIOSCIENCE INC
COM
416906105
1476
295282
SH
SOLE
257897
0
37385
HOME DEPOT INC
COM
437076102
470
2637
SH
SOLE
2373
0
264
HUNTINGTON INGALLS INDS INC
COM
446413106
11513
44666
SH
SOLE
42632
0
2034
INTERNATIONAL BUSINESS MACHS
COM
459200101
25478
166056
SH
SOLE
155099
0
10957
INTERXION HOLDING N.V
SHS
N47279109
15893
255883
SH
SOLE
243245
0
12638
ISHARES INC
MSCI MEXICO ETF
464286822
1527
29630
SH
SOLE
29630
0
0
ISHARES INC
MSCI JPN ETF NEW
46434G822
736
12135
SH
SOLE
12135
0
0
ISHARES TR
MSCI ACWI EX US
464288240
1942
39073
SH
SOLE
18618
0
20455
ISHARES TR
MORTGE REL ETF
46435G342
353
8315
SH
SOLE
8315
0
0
ISHARES TR
RUSSELL 3000 ETF
464287689
537
3435
SH
SOLE
3435
0
0
ISHARES TR
3 7 YR TREAS BD
464288661
8679
71956
SH
SOLE
9502
0
62454
ISHARES TR
RUS 1000 GRW ETF
464287614
229
1685
SH
SOLE
0
0
1685
ISHARES TR
1 3 YR TREAS BD
464287457
2373
28399
SH
SOLE
3526
0
24873
ISHARES TR
1 3 YR CR BD ETF
464288646
7921
76309
SH
SOLE
26697
0
49612
ISHARES TR
COHEN STEER REIT
464287564
620
6642
SH
SOLE
6575
0
67
ISHARES TR
US AER DEF ETF
464288760
297
1498
SH
SOLE
595
0
903
ISHARES TR
SELECT DIVID ETF
464287168
810
8520
SH
SOLE
8520
0
0
ISHARES TR
FLTG RATE NT ETF
46429B655
1952
38336
SH
SOLE
12636
0
25700
JOHNSON & JOHNSON
COM
478160104
2434
18994
SH
SOLE
17919
0
1075
JPMORGAN CHASE & CO
COM
46625H100
6035
54878
SH
SOLE
50422
0
4456
KAMAN CORP
COM
483548103
126
16000
SH
Call
SOLE
16000
0
0
KELLOGG CO
COM
487836108
11147
171465
SH
SOLE
160225
0
11240
KLA-TENCOR CORP
COM
482480100
2329
21369
SH
SOLE
21135
0
234
KRAFT HEINZ CO
COM
500754106
504
8098
SH
SOLE
7093
0
1005
KRATON CORPORATION
COM
50077C106
663
13900
SH
SOLE
13000
0
900
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
1390
135109
SH
SOLE
113059
0
22050
LAM RESEARCH CORP
COM
512807108
8226
40488
SH
SOLE
37749
0
2739
LILLY ELI & CO
COM
532457108
217
2800
SH
SOLE
2800
0
0
LOCKHEED MARTIN CORP
COM
539830109
22812
67506
SH
SOLE
64404
0
3102
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
704
19055
SH
SOLE
17955
0
1100
MARATHON PETE CORP
COM
56585A102
14246
194851
SH
SOLE
185122
0
9729
MARSH & MCLENNAN COS INC
COM
571748102
7312
88540
SH
SOLE
83143
0
5397
MCDONALDS CORP
COM
580135101
1658
10604
SH
SOLE
9166
0
1438
MDC PARTNERS INC
CL A SUB VTG
552697104
629
87358
SH
SOLE
87358
0
0
MICRON TECHNOLOGY INC
COM
595112103
19906
381789
SH
SOLE
357691
0
24098
MICROSOFT CORP
COM
594918104
34539
378426
SH
SOLE
355754
0
22672
MONDELEZ INTL INC
CL A
609207105
1911
45790
SH
SOLE
40801
0
4989
NEUROCRINE BIOSCIENCES INC
COM
64125C109
373
4500
SH
SOLE
4500
0
0
NORFOLK SOUTHERN CORP
COM
655844108
2128
15672
SH
SOLE
14150
0
1522
NORTHROP GRUMMAN CORP
COM
666807102
7907
22648
SH
SOLE
21070
0
1578
NUANCE COMMUNICATIONS INC
COM
67020Y100
772
49000
SH
SOLE
46000
0
3000
NUCOR CORP
COM
670346105
9493
155398
SH
SOLE
142351
0
13047
ORACLE CORP
COM
68389X105
1447
31626
SH
SOLE
26925
0
4701
PEPSICO INC
COM
713448108
4715
43202
SH
SOLE
39166
0
4036
PFIZER INC
COM
717081103
18846
531010
SH
SOLE
490884
0
40126
PHILIP MORRIS INTL INC
COM
718172109
2363
23768
SH
SOLE
21658
0
2110
PHILLIPS 66
COM
718546104
24511
255535
SH
SOLE
239947
0
15588
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
1451
30375
SH
SOLE
29650
0
725
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
1388
13667
SH
SOLE
4444
0
9223
POWERSHARES ETF TR II
ASIA PAC EX-JP
73936T854
623
10850
SH
SOLE
10850
0
0
PRAXAIR INC
COM
74005P104
285
1975
SH
SOLE
1975
0
0
PRIMO WTR CORP
COM
74165N105
349
29827
SH
SOLE
23476
0
6351
PROSHARES TR
SHRT 20+YR TRE
74347X849
1240
54645
SH
SOLE
54645
0
0
RAYTHEON CO
COM NEW
755111507
32459
150401
SH
SOLE
139593
0
10808
READING INTERNATIONAL INC
CL A
755408101
3262
195901
SH
SOLE
177557
0
18344
RED LION HOTELS CORP
COM
756764106
3037
311520
SH
SOLE
270876
0
40644
REIS INC
COM
75936P105
1043
48627
SH
SOLE
45827
0
2800
ROGERS CORP
COM
775133101
1203
10060
SH
SOLE
9420
0
640
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
7060
120649
SH
SOLE
112038
0
8611
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
4538
69366
SH
SOLE
35013
0
34353
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
1748
23534
SH
SOLE
11951
0
11583
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
479
9488
SH
SOLE
4900
0
4588
SELECT SECTOR SPDR TR
ENERGY
81369Y506
1365
20248
SH
SOLE
14085
0
6163
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
1281
24332
SH
SOLE
12524
0
11808
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
2756
99969
SH
SOLE
51779
0
48190
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
2105
20778
SH
SOLE
10673
0
10105
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
2366
29067
SH
SOLE
14693
0
14374
SILICOM LTD
ORD
M84116108
1519
44155
SH
SOLE
38615
0
5540
SMUCKER J M CO
COM NEW
832696405
1416
11419
SH
SOLE
9791
0
1628
SOUTHERN CO
COM
842587107
1287
28826
SH
SOLE
26501
0
2325
SPARTAN MTRS INC
COM
846819100
829
48200
SH
SOLE
44900
0
3300
SPDR GOLD TRUST
GOLD SHS
78463V107
1336
10620
SH
SOLE
10620
0
0
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X848
1079
27766
SH
SOLE
27766
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
15508
58934
SH
SOLE
53675
0
5259
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
1245
3642
SH
SOLE
1895
0
1747
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
304
8630
SH
SOLE
5041
0
3589
SPDR SERIES TRUST
S&P 600 SML CAP
78464A813
1511
11360
SH
SOLE
5508
0
5852
STARBUCKS CORP
COM
855244109
248
4285
SH
SOLE
4192
0
93
STERLING BANCORP DEL
COM
85917A100
273
12112
SH
SOLE
12112
0
0
T MOBILE US INC
COM
872590104
16707
273702
SH
SOLE
261319
0
12383
TELENAV INC
COM
879455103
943
174625
SH
SOLE
137484
0
37141
THERMO FISHER SCIENTIFIC INC
COM
883556102
684
3311
SH
SOLE
3293
0
18
TIME WARNER INC
COM NEW
887317303
15327
162054
SH
SOLE
148171
0
13883
UNION PAC CORP
COM
907818108
969
7210
SH
SOLE
7210
0
0
UNIVERSAL DISPLAY CORP
COM
91347P105
18358
181764
SH
SOLE
172019
0
9745
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
241
2309
SH
SOLE
905
0
1404
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
8015
102191
SH
SOLE
35942
0
66249
VISA INC
COM CL A
92826C839
265
2215
SH
SOLE
2167
0
48
VISTEON CORP
COM NEW
92839U206
9509
86253
SH
SOLE
81283
0
4970
VOLT INFORMATION SCIENCES IN
COM
928703107
2137
700671
SH
SOLE
606028
0
94643
WESTERN DIGITAL CORP
COM
958102105
23354
253108
SH
SOLE
236954
0
16154
WEYERHAEUSER CO
COM
962166104
1267
36202
SH
SOLE
36202
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
1633
26042
SH
SOLE
26042
0
0
XCEL BRANDS INC
COM NEW
98400M101
2639
824817
SH
SOLE
784329
0
40488
XCEL ENERGY INC
COM
98389B100
3307
72715
SH
SOLE
69167
0
3548