Compliance Associate

0001171520-21-000462.txt : 20211105 0001171520-21-000462.hdr.sgml : 20211105 20211105093842 ACCESSION NUMBER: 0001171520-21-000462 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211105 DATE AS OF CHANGE: 20211105 EFFECTIVENESS DATE: 20211105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARS Investment Partners, LLC CENTRAL INDEX KEY: 0000733020 IRS NUMBER: 132684582 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00858 FILM NUMBER: 211382788 BUSINESS ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: SUITE 1440 CITY: NEW YORK STATE: NY ZIP: 10110 BUSINESS PHONE: 212-687-9800 MAIL ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: SUITE 1440 CITY: NEW YORK STATE: NY ZIP: 10110 FORMER COMPANY: FORMER CONFORMED NAME: A.R. Schmeidler & Co., Inc. DATE OF NAME CHANGE: 20150706 FORMER COMPANY: FORMER CONFORMED NAME: SCHMEIDLER A R & CO INC DATE OF NAME CHANGE: 19990329 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000733020 XXXXXXXX 09-30-2021 09-30-2021 false ARS Investment Partners, LLC

500 FIFTH AVENUE SUITE 1440 NEW YORK NY 10110

13F HOLDINGS REPORT 028-00858 N Jose Avizzano Compliance Associate 212-687-9800 Jose Avizzano, Compliance Associate NEW YORK NY 11-04-2021 0 168 999272 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR ARS INVESTMENT PARTNERS, LLC ABBOTT LABS COM 002824100 726 6150 SH SOLE 0 0 6150 ABBVIE INC COM 00287Y109 3685 34165 SH SOLE 0 0 34165 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 269 842 SH SOLE 0 0 842 ADOBE SYSTEMS INCORPORATED COM 00724F101 216 376 SH SOLE 0 0 376 ADVANCED MICRO DEVICES INC COM 007903107 474 4604 SH SOLE 0 0 4604 AIRSPAN NETWORKS HOLDINGS IN *W EXP 11/01/202 00951K112 7 10000 SH SOLE 0 0 10000 ALPHABET INC CAP STK CL A 02079K305 44743 16736 SH SOLE 0 0 16736 ALPHABET INC CAP STK CL C 02079K107 7855 2947 SH SOLE 0 0 2947 AMAZON COM INC COM 023135106 41047 12495 SH SOLE 0 0 12495 AMERICAN ELEC PWR CO INC COM 025537101 1076 13259 SH SOLE 0 0 13259 AMERICAN TOWER CORP NEW COM 03027X100 6740 25393 SH SOLE 0 0 25393 APPLE INC COM 037833100 77765 549576 SH SOLE 0 0 549576 APPLIED MATLS INC COM 038222105 2995 23262 SH SOLE 0 0 23262 ARDAGH METAL PACKAGING S A *W EXP 08/04/202 L02235114 32 15000 SH SOLE 0 0 15000 ARRAY TECHNOLOGIES INC COM SHS 04271T100 374 20207 SH SOLE 0 0 20207 ASCENDIS PHARMA A/S SPONSORED ADR 04351P101 19256 120810 SH SOLE 0 0 120810 ASML HOLDING N V N Y REGISTRY SHS N07059210 2790 3745 SH SOLE 0 0 3745 ASPEN AEROGELS INC COM 04523Y105 386 8393 SH SOLE 0 0 8393 ATI PHYSICAL THERAPY INC *W EXP 08/10/202 00216W117 7 10000 SH SOLE 0 0 10000 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 823 10078 SH SOLE 0 0 10078 BIOHAVEN PHARMACTL HLDG CO L COM G11196105 64825 466668 SH SOLE 0 0 466668 BLACKROCK INC COM 09247X101 8403 10020 SH SOLE 0 0 10020 BLACKSTONE INC COM 09260D107 11714 100689 SH SOLE 0 0 100689 BRISTOL-MYERS SQUIBB CO COM 110122108 1501 25361 SH SOLE 0 0 25361 BROADCOM INC COM 11135F101 12002 24750 SH SOLE 0 0 24750 CANADIAN NATL RY CO COM 136375102 2000 17297 SH SOLE 0 0 17297 CHARTER COMMUNICATIONS INC N CL A 16119P108 24072 33086 SH SOLE 0 0 33086 CHEVRON CORP NEW COM 166764100 5621 55410 SH SOLE 0 0 55410 CLEVELAND-CLIFFS INC NEW COM 185899101 27221 1374121 SH SOLE 0 0 1374121 CLOUDFLARE INC CL A COM 18915M107 3461 30722 SH SOLE 0 0 30722 COLGATE PALMOLIVE CO COM 194162103 1781 23567 SH SOLE 0 0 23567 COMCAST CORP NEW CL A 20030N101 4380 78311 SH SOLE 0 0 78311 CONSTELLIUM SE CL A SHS F21107101 225 12000 SH SOLE 0 0 12000 CONX CORP *W EXP 10/30/202 212873111 17 15000 SH SOLE 0 0 15000 DIGITAL RLTY TR INC COM 253868103 333 2305 SH SOLE 0 0 2305 DISCOVERY INC COM SER C 25470F302 413 17000 SH SOLE 0 0 17000 DISH NETWORK CORPORATION CL A 25470M109 22199 510790 SH SOLE 0 0 510790 EASTSIDE DISTILLING INC COM 277802302 613 237554 SH SOLE 0 0 237554 ECHOSTAR CORP CL A 278768106 710 27840 SH SOLE 0 0 27840 ENTERPRISE PRODS PARTNERS L COM 293792107 3006 138920 SH SOLE 0 0 138920 ERICSSON ADR B SEK 10 294821608 1284 114600 SH SOLE 0 0 114600 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 271 4455 SH SOLE 0 0 4455 FACEBOOK INC CL A 30303M102 1112 3276 SH SOLE 0 0 3276 FEDEX CORP COM 31428X106 9875 45032 SH SOLE 0 0 45032 FIRST BANCORP P R COM NEW 318672706 323 24600 SH SOLE 0 0 24600 FREEPORT-MCMORAN INC CL B 35671D857 23055 708723 SH SOLE 0 0 708723 FRONTIER COMMUNICATIONS PARE COM 35909D109 557 20000 SH SOLE 0 0 20000 GALLAGHER ARTHUR J & CO COM 363576109 13690 92093 SH SOLE 0 0 92093 GENERAL MTRS CO COM 37045V100 23298 442005 SH SOLE 0 0 442005 GLOBAL X FDS US INFR DEV ETF 37954Y673 1640 64540 SH SOLE 0 0 64540 GORES METROPOULOS II INC *W EXP 01/31/202 382873115 26 15000 SH SOLE 0 0 15000 GXO LOGISTICS INCORPORATED COMMON STOCK 36262G101 16334 208240 SH SOLE 0 0 208240 HANNON ARMSTRONG SUST INFR C COM 41068X100 13368 249971 SH SOLE 0 0 249971 HARMONIC INC COM 413160102 88 10000 SH SOLE 0 0 10000 HEMISPHERE MEDIA GROUP INC CL A 42365Q103 493 40500 SH SOLE 0 0 40500 HILLMAN SOLUTIONS CORP *W EXP 10/01/202 431636117 29 10000 SH SOLE 0 0 10000 HOLLEY INC *W EXP 11/30/202 43538H111 29 10000 SH SOLE 0 0 10000 IES HLDGS INC COM 44951W106 274 6000 SH SOLE 0 0 6000 IMMERSION CORP COM 452521107 427 62368 SH SOLE 0 0 62368 INFUSYSTEM HLDGS INC COM 45685K102 268 20545 SH SOLE 0 0 20545 INNOVATE CORP COM 45784J105 3388 826362 SH SOLE 0 0 826362 INTERNATIONAL BUSINESS MACHS COM 459200101 15648 112630 SH SOLE 0 0 112630 INTUIT COM 461202103 252 467 SH SOLE 0 0 467 ISHARES INC GLB ENR PROD ETF 464286343 2947 167471 SH SOLE 0 0 167471 ISHARES INC MSCI MEXICO ETF 464286822 287 5950 SH SOLE 0 0 5950 ISHARES TR RUS 1000 GRW ETF 464287614 320 1166 SH SOLE 0 0 1166 ISHARES TR SELECT DIVID ETF 464287168 976 8511 SH SOLE 0 0 8511 ISHARES TR RUS 1000 VAL ETF 464287598 203 1298 SH SOLE 0 0 1298 ISHARES TR S&P 500 GRWT ETF 464287309 451 6096 SH SOLE 0 0 6096 ISHARES TR MSCI ACWI EX US 464288240 205 3706 SH SOLE 0 0 3706 ISHARES TR CORE DIV GRWTH 46434V621 581 11557 SH SOLE 0 0 11557 ISHARES TR GL CLEAN ENE ETF 464288224 1400 64644 SH SOLE 0 0 64644 ISHARES TR CORE S&P SCP ETF 464287804 333 3049 SH SOLE 0 0 3049 ISHARES TR CORE S&P MCP ETF 464287507 368 1400 SH SOLE 0 0 1400 ISHARES TR CORE S&P500 ETF 464287200 1864 4327 SH SOLE 0 0 4327 ISHARES TR CORE MSCI TOTAL 46432F834 357 5025 SH SOLE 0 0 5025 ISHARES TR COHEN STEER REIT 464287564 605 9250 SH SOLE 0 0 9250 JOHNSON & JOHNSON COM 478160104 7347 45493 SH SOLE 0 0 45493 KE HLDGS INC SPONSORED ADS 482497104 347 19000 SH SOLE 0 0 19000 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 10292 461321 SH SOLE 0 0 461321 L3HARRIS TECHNOLOGIES INC COM 502431109 16094 73073 SH SOLE 0 0 73073 LAM RESEARCH CORP COM 512807108 35580 62514 SH SOLE 0 0 62514 LATCH INC *W EXP 06/04/202 51818V114 33 10000 SH SOLE 0 0 10000 LIBERTY BROADBAND CORP COM SER C 530307305 1201 6956 SH SOLE 0 0 6956 LIBERTY GLOBAL PLC SHS CL A G5480U104 999 33540 SH SOLE 0 0 33540 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 18057 1376313 SH SOLE 0 0 1376313 LIBERTY MEDIA ACQUISITION CO *W EXP 01/22/202 53073L112 22 15000 SH SOLE 0 0 15000 LIBERTY MEDIA CORP DEL COM SER C FRMLA 531229854 778 15124 SH SOLE 0 0 15124 LORAL SPACE & COM INC COM 543881106 1243 28900 SH SOLE 0 0 28900 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 481 27100 SH SOLE 0 0 27100 MARATHON PETE CORP COM 56585A102 7734 125124 SH SOLE 0 0 125124 MARSH & MCLENNAN COS INC COM 571748102 371 2453 SH SOLE 0 0 2453 MARTIN MARIETTA MATLS INC COM 573284106 13828 40471 SH SOLE 0 0 40471 MERCK & CO INC COM 58933Y105 8771 116780 SH SOLE 0 0 116780 MESABI TR CTF BEN INT 590672101 745 25088 SH SOLE 0 0 25088 METTLER TOLEDO INTERNATIONAL COM 592688105 220 160 SH SOLE 0 0 160 MICRON TECHNOLOGY INC COM 595112103 34107 480517 SH SOLE 0 0 480517 MIND TECHNOLOGY INC COM 602566101 234 124554 SH SOLE 0 0 124554 MOGO INC COM 60800C109 535 123876 SH SOLE 0 0 123876 MONDELEZ INTL INC CL A 609207105 899 15460 SH SOLE 0 0 15460 MOTOROLA SOLUTIONS INC COM NEW 620076307 207 892 SH SOLE 0 0 892 MP MATERIALS CORP COM CL A 553368101 28232 875966 SH SOLE 0 0 875966 NEMAURA MED INC COM NEW 640442208 253 42064 SH SOLE 0 0 42064 NEWMONT CORP COM 651639106 370 6810 SH SOLE 0 0 6810 NEXTERA ENERGY INC COM 65339F101 324 4124 SH SOLE 0 0 4124 NORFOLK SOUTHN CORP COM 655844108 438 1829 SH SOLE 0 0 1829 NORTH EUROPEAN OIL RTY TR SH BEN INT 659310106 117 11000 SH SOLE 0 0 11000 NORTHROP GRUMMAN CORP COM 666807102 7772 21579 SH SOLE 0 0 21579 NVIDIA CORPORATION COM 67066G104 13196 63701 SH SOLE 0 0 63701 NXP SEMICONDUCTORS N V COM N6596X109 19229 98174 SH SOLE 0 0 98174 OPPFI INC *W EXP 07/20/202 68386H111 31 20000 SH SOLE 0 0 20000 ORBITAL ENERGY GROUP INC COM 68559A109 154 50000 SH SOLE 0 0 50000 ORGANON & CO COMMON STOCK 68622V106 3387 103279 SH SOLE 0 0 103279 PAYPAL HLDGS INC COM 70450Y103 273 1050 SH SOLE 0 0 1050 PEPSICO INC COM 713448108 2602 17302 SH SOLE 0 0 17302 PERMA-FIX ENVIRONMENTAL SVCS COM NEW 714157203 466 70000 SH SOLE 0 0 70000 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 626 17472 SH SOLE 0 0 17472 PLBY GROUP INC COM 72814P109 220 9332 SH SOLE 0 0 9332 QUIPT HOME MEDICAL CORP COM 74880P104 148 23500 SH SOLE 0 0 23500 RAYTHEON TECHNOLOGIES CORP COM 75513E101 31869 370739 SH SOLE 0 0 370739 REDHILL BIOPHARMA LTD SPONSORED ADS 757468103 240 52495 SH SOLE 0 0 52495 RESERVOIR MEDIA INC *W EXP 08/26/202 76119X113 20 10000 SH SOLE 0 0 10000 RICHARDSON ELECTRS LTD COM 763165107 702 72459 SH SOLE 0 0 72459 ROGERS CORP COM 775133101 668 3583 SH SOLE 0 0 3583 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 5973 33285 SH SOLE 0 0 33285 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3240 47062 SH SOLE 0 0 47062 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 7952 62466 SH SOLE 0 0 62466 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 5016 51267 SH SOLE 0 0 51267 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 5800 72400 SH SOLE 0 0 72400 SELECT SECTOR SPDR TR ENERGY 81369Y506 2465 47317 SH SOLE 0 0 47317 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 18937 126821 SH SOLE 0 0 126821 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1518 23770 SH SOLE 0 0 23770 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 11876 316446 SH SOLE 0 0 316446 SHYFT GROUP INC COM 825698103 395 10387 SH SOLE 0 0 10387 SIERRA WIRELESS INC COM 826516106 689 44447 SH SOLE 0 0 44447 SILICOM LTD ORD M84116108 278 6438 SH SOLE 0 0 6438 SKILLSOFT CORP *W EXP 06/11/202 83066P119 41 15000 SH SOLE 0 0 15000 SKYWORKS SOLUTIONS INC COM 83088M102 324 1965 SH SOLE 0 0 1965 SMITH MICRO SOFTWARE INC COM NEW 832154207 433 89499 SH SOLE 0 0 89499 SONO TEK CORP COM 835483108 333 81300 SH SOLE 0 0 81300 SPDR GOLD TR GOLD SHS 78463V107 1524 9280 SH SOLE 0 0 9280 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 751 25920 SH SOLE 0 0 25920 SPDR S&P 500 ETF TR TR UNIT 78462F103 29986 69874 SH SOLE 0 0 69874 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 4161 8653 SH SOLE 0 0 8653 SPDR SER TR S&P 600 SML CAP 78464A813 4642 48999 SH SOLE 0 0 48999 SPDR SER TR S&P BIOTECH 78464A870 411 3270 SH SOLE 0 0 3270 STAGWELL INC COM CL A 85256A109 660 86060 SH SOLE 0 0 86060 STRYVE FOODS INC *W EXP 07/31/202 863685111 8 10000 SH SOLE 0 0 10000 T-MOBILE US INC COM 872590104 703 5500 SH SOLE 0 0 5500 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 2608 23359 SH SOLE 0 0 23359 TANGER FACTORY OUTLET CTRS I COM 875465106 5939 364348 SH SOLE 0 0 364348 TARGET CORP COM 87612E106 238 1040 SH SOLE 0 0 1040 TETRA TECHNOLOGIES INC DEL COM 88162F105 125 40000 SH SOLE 0 0 40000 THERMO FISHER SCIENTIFIC INC COM 883556102 1892 3312 SH SOLE 0 0 3312 TUFIN SOFTWARE TECHNOLOGIE SHS M8893U102 7880 801599 SH SOLE 0 0 801599 UNION PAC CORP COM 907818108 9796 49975 SH SOLE 0 0 49975 UNISYS CORP COM NEW 909214306 769 30590 SH SOLE 0 0 30590 UNITI GROUP INC COM 91325V108 10594 856423 SH SOLE 0 0 856423 UNIVERSAL DISPLAY CORP COM 91347P105 287 1680 SH SOLE 0 0 1680 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 4501 17563 SH SOLE 0 0 17563 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 543 2975 SH SOLE 0 0 2975 VANGUARD WORLD FDS INF TECH ETF 92204A702 216 539 SH SOLE 0 0 539 VICOR CORP COM 925815102 8176 60942 SH SOLE 0 0 60942 VIRTRA INC COM PAR 92827K301 894 88128 SH SOLE 0 0 88128 VISA INC COM CL A 92826C839 18805 84423 SH SOLE 0 0 84423 WILLIAMS INDL SVCS GROUP INC COM 96951A104 113 26600 SH SOLE 0 0 26600 XCEL ENERGY INC COM 98389B100 2737 43795 SH SOLE 0 0 43795 XPO LOGISTICS INC COM 983793100 1192 14980 SH SOLE 0 0 14980