13F-HR 1 sec1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13-F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: (MARCH 31, 2004) CHECK HERE IF AMENDMENT ( ); AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE.): ( ) IS A RESTATEMENT. ( ) ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL INVESTMENT MANAGER FILINGS THIS REPORT: NAME: WILLIAM D. WITTER, INC. ADDRESS: 153 EAST 53RD STREET, 51ST FLOOR NEW YORK, NY 10022 13F FILE NUMBER: 801-12695 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS SCHEDULES, LIST, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS RREPORT ON BEHALF OF REPORTING MANAGER: NAME: WILLIAM D. WITTER TITLE: PRESIDENT PHONE: (212) 753-7878 SIGNATURE, PLACE, AND DATE OF SIGNING: WILLIAM D. WITTER NEW YORK, NY (MAY 11, 2004) REPORT TYPE (CHECK ONLY ONE): (X) 13F HOLDING REPORT. ( ) 13F NOTICE. ( ) 13F COMBINATION REPORT. LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. SEC13F.LNS WILLIAM D. WITTER INC. FORM 13F SUMMARY PAGE AS OF DATE: 03/31/04 RUN DATE: 05/11/04 2:19 P.M. REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 343 FORM 13F INFORMATION TABLE VALUE TOTAL: $1,026,280,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME PORTVUE-SEC13F.LNP WILLIAM D. WITTER INC. RUN DATE: 05/11/04 2:19 P.M. FORM 13F INFORMATION TABLE AS OF DATE: 03/31/04 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3D SYS CORP DEL NEW COM 88554D205 2665 212330 SH SOLE 156530 0 55800 AAR CORP COM 000361105 270 22000 SH SOLE 0 0 22000 ACACIA RESH CORP AR ACACIA COM COM 003881307 1856 275000 SH SOLE 275000 0 0 ACCUHEALTH INC COM 004380101 0 11685 SH SOLE 10293 0 1392 ACRODYNE COMM INC COM 00500E104 6 25350 SH SOLE 23850 0 1500 AEROPOSTALE COM COM 007865108 8576 354752 SH SOLE 352952 0 1800 AEROVOX INC COM 00808M105 0 119000 SH SOLE 112500 0 6500 AGILENT TECHNOLOGIES INC COM 00846U101 880 27827 SH SOLE 20642 0 7185 AKSYS LTD (RESTRICTED) COM 010196103 111 17142 SH SOLE 17142 0 0 ALASKA AIR GROUP INC COM 011659109 350 14200 SH SOLE 0 0 14200 ALLEGHENY ENERGY INC COM COM 017361106 350 25500 SH SOLE 15500 0 10000 ALLIED HLDGS INC COM 019223106 984 168000 SH SOLE 160200 0 7800 ALVARION LTD COM M0861T100 3758 296100 SH SOLE 294000 0 2100 AMERICAN INTL GROUP INC COM 026874107 2568 35989 SH SOLE 29359 0 6630 AMERICAN ITALIAN PASTA CO CL A COM 027070101 1398 35000 SH SOLE 35000 0 0 AMETEK INC NEW COM 031100100 872 34000 SH SOLE 0 0 34000 AMMOCORE AT TETON CAPITAL COM AMMOTETON 12 24999 SH SOLE 24999 0 0 ANGELICA CORP COM 034663104 869 38051 SH SOLE 38051 0 0 ANGIOTECH PHARMACEUTICALS INC COM 034918102 12631 517230 SH SOLE 514030 0 3200 AP PHARMA INC COM COM 00202J104 510 153300 SH SOLE 120700 0 32600 ARROWHEAD RESEARCH CORP RESTRI COM 042797RES 300 200000 SH SOLE 200000 0 0 ASCENTIAL SOFTWARE CORPORATION COM 04362P207 6005 275195 SH SOLE 270120 0 5075 ASTA FDG INC COM COM 046220109 862 45000 SH SOLE 32400 0 12600 AT RD INC COM 04648K105 2434 198400 SH SOLE 197000 0 1400 ATWOOD OCEANICS INC COM 050095108 434 12200 SH SOLE 3000 0 9200 AVID TECHNOLOGY INC COM COM 05367P100 10823 234617 SH SOLE 233317 0 1300 AZZ INC COM 002474104 2656 160000 SH SOLE 160000 0 0 BAKERS FOOTWEAR GROUP INC COM COM 057465106 145 12500 SH SOLE 1000 0 11500 BANK NEW YORK INC COM 064057102 310 9830 SH SOLE 4230 0 5600 BARNES & NOBLE INC COM 067774109 1141 35000 SH SOLE 35000 0 0 BARRINGER LABS INC COM 068508100 0 21722 SH SOLE 17456 0 4266 BAXTER INTL INC COM 071813109 998 32300 SH SOLE 29500 0 2800 BECTON DICKINSON & CO COM 075887109 1309 27000 SH SOLE 27000 0 0 BENIHANA INC CL A COM 082047200 194 10690 SH SOLE 10000 0 690 BERKSHIRE HATHAWAY INC COM 084670108 3266 35 SH SOLE 22 0 13 BIO IMAGING TECHNOLOGIES INCCO COM 09056N103 3265 565824 SH SOLE 552524 0 13300 BIOLASE TECHNOLOGY INC COM 090911108 282 16122 SH SOLE 16122 0 0 BRIGHAM EXPL CO COM 109178103 186 25300 SH SOLE 21200 0 4100 BRUSH ENGINEERED MATERIALS INC COM 117421107 243 12000 SH SOLE 0 0 12000 CACI INTL INC CL A COM 127190304 3419 79500 SH SOLE 67700 0 11800 CALIFORNIA COASTAL CMNTYS INCO COM 129915203 818 44950 SH SOLE 40350 0 4600 CAMECO CORP COM 13321L108 10960 220253 SH SOLE 202353 0 17900 CANADIAN NATL RY CO COM 136375102 773 19650 SH SOLE 16500 0 3150 CANDELA CORP COM 136907102 16925 1230936 SH SOLE 1194936 0 36000 CANDELA,RESTR 11/23/04,SELL TH COM CLZRRESTR 2063 150000 SH SOLE 150000 0 0 CANTEL MEDICAL CORP COM 138098108 179 10000 SH SOLE 10000 0 0 CAPTARIS INC COM 14071N104 220 40000 SH SOLE 2000 0 38000 CARDINAL HEALTH INC COM 14149Y108 8922 129499 SH SOLE 64 0 129435 CARRIAGE SVCS INC COM COM 143905107 5042 1014400 SH SOLE 685400 0 329000 CASCADE BANCORP COM COM 147154108 1591 85875 SH SOLE 85000 0 875 CAVALIER HOMES INC COM 149507105 426 81100 SH SOLE 69600 0 11500 CCA INDS INC COM 124867102 1562 194000 SH SOLE 175000 0 19000 CENTENE CORP DEL COM COM 15135B101 6583 215213 SH SOLE 214213 0 1000 CENTURYTEL, INC COM 156700106 564 20525 SH SOLE 20525 0 0 CERADYNE INC CALIF COM 156710105 10684 443331 SH SOLE 440631 0 2700 CH ENERGY GROUP INC COM 12541M102 596 12151 SH SOLE 12151 0 0 CHAMPION ENTERPRISES INC COM 158496109 127 12000 SH SOLE 0 0 12000 CHESAPEAKE ENERGY CORP COM 165167107 7278 543100 SH SOLE 527500 0 15600 CHEVRONTEXACO CORPORATION COM 166764100 415 4724 SH SOLE 400 0 4324 CHICAGO PIZZA & BREWERY INC CO COM 167889104 6398 489502 SH SOLE 486902 0 2600 CHINA YUCHAI INTL LTD ORD COM G21082105 370 18500 SH SOLE 18500 0 0 CHIQUITA BRANDS INTL INC COM 170032809 1380 66200 SH SOLE 53300 0 12900 CHURCH & DWIGHT CO COM 171340102 19923 460012 SH SOLE 20112 0 439900 CHURCH & DWIGHT CO COM 171340102 1117 25800 SH OTHER 0 0 25800 CIMAREX ENERGY CO COM 171798101 9953 344399 SH SOLE 333599 0 10800 CINTAS CORP COM 172908105 5215 119907 SH SOLE 0 0 119907 CINTAS CORP COM 172908105 224 5145 SH OTHER 0 0 5145 CITADEL SEC SOFTWARE INC COM 17288Q109 2015 420600 SH SOLE 417700 0 2900 CITADON AT TETON CAPITAL COM CITATETON 0 25000 SH SOLE 25000 0 0 CITIGROUP INC. COM 172967101 3597 69568 SH SOLE 45404 0 24164 CLOSURE MED CORP COM 189093107 4661 169500 SH SOLE 168300 0 1200 CMS ENERGY CORP COM 125896100 1927 215261 SH SOLE 215261 0 0 COCA COLA CO COM 191216100 1944 38650 SH SOLE 25400 0 13250 COCA COLA CO COM 191216100 101 2000 SH OTHER 0 0 2000 COGNITRONICS CORP COM 192432102 352 97900 SH SOLE 97900 0 0 COLGATE PALMOLIVE CO COM 194162103 606 11000 SH SOLE 4000 0 7000 COLGATE PALMOLIVE CO COM 194162103 220 4000 SH OTHER 0 0 4000 COMPANHIA VALE DO RIO DOCE SPO COM 204412209 1373 25000 SH SOLE 25000 0 0 COMPUTER SCIENCES CORP COM 205363104 331 8200 SH SOLE 7300 0 900 CONCUR TECHNOLOGIES INC COM 206708109 4901 437575 SH SOLE 434575 0 3000 CORE LABORATORIES N V ADR COM N22717107 994 46900 SH SOLE 46900 0 0 CORGENTECH INC COM 21872P105 5066 270600 SH SOLE 268800 0 1800 CORNING INC COM 219350105 155 13900 SH SOLE 12400 0 1500 COX COMMUNICATIONS INC COM 224044107 266 8418 SH SOLE 5660 0 2758 COX COMMUNICATIONS INC COM 224044107 288 9104 SH OTHER 0 0 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