13F-HR 1 sec.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13-F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: (DECEMBER 31, 2001) CHECK HERE IF AMENDMENT ( ); AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE.): ( ) IS A RESTATEMENT. ( ) ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL INVESTMENT MANAGER FILINGS THIS REPORT: NAME: WILLIAM D. WITTER, INC. ADDRESS: 153 EAST 53RD STREET, 51ST FLOOR NEW YORK, NY 10022 13F FILE NUMBER: 801-12695 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS SCHEDULES, LIST, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS RREPORT ON BEHALF OF REPORTING MANAGER: NAME: WILLIAM D. WITTER TITLE: PRESIDENT PHONE: (212) 753-7878 SIGNATURE, PLACE, AND DATE OF SIGNING: WILLIAM D. WITTER NEW YORK, NY (FEBRUARY 6, 2002) REPORT TYPE (CHECK ONLY ONE): (X) 13F HOLDING REPORT. ( ) 13F NOTICE. ( ) 13F COMBINATION REPORT. LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. SEC13F.LNS WILLIAM D. WITTER INC. FORM 13F SUMMARY PAGE AS OF DATE: 12/31/01 RUN DATE: 02/06/02 9:07 A.M. REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 315 FORM 13F INFORMATION TABLE VALUE TOTAL: $1,006,888,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME PORTVUE-SEC13F.LNP WILLIAM D. WITTER INC. DATE: 02/06/02 9:07 A.M. FORM 13F INFORMATION TABLE AS OF DATE: 12/31/01 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 99 CENTS ONLY STORES COM 65440K106 2486 65000 SH SOLE 65000 0 0 AAR CORP COM 000361105 200 22250 SH SOLE 22250 0 0 ABBOTT LABS COM 002824100 241 4320 SH SOLE 1320 0 3000 ACCUHEALTH INC COM 004380101 0 37924 SH SOLE 19103 0 18821 ACRODYNE COMM INC COM 00500E104 15 24500 SH SOLE 18500 0 6000 ADVANCED DIGITAL INFO CORP COM 007525108 313 19500 SH SOLE 1500 0 18000 ADVANCED MARKETING SVCS INC COM 00753T105 5544 303775 SH SOLE 303775 0 0 ADVANCED NEUROMODULATION SYS COM 00757T101 2122 60200 SH SOLE 59500 0 700 AEROVOX INC COM 00808M105 2 233755 SH SOLE 218258 0 15497 AGILENT TECHNOLOGIES INC COM 00846U101 979 34355 SH SOLE 31152 3203 0 ALASKA AIR GROUP INC COM 011659109 413 14200 SH SOLE 14200 0 0 ALIGN TECHNOLOGY INC COM 016255101 162 36100 SH SOLE 6400 0 29700 ALLIED RESH CORP COM COM 019483106 181 13000 SH SOLE 13000 0 0 AMERICAN INTL GROUP INC COM 026874107 5030 63345 SH SOLE 61245 2100 0 AMERICAN ITALIAN PASTA CO CL A COM 027070101 6599 157000 SH SOLE 157000 0 0 AMERICAN VANGUARD CORP COM 030371108 1937 106420 SH SOLE 80420 0 26000 AMERON INC COM 030710107 830 12000 SH SOLE 12000 0 0 AMETEK INC NEW COM 031100100 695 21800 SH SOLE 19000 0 2800 AMGEN INC COM 031162100 457 8100 SH SOLE 7100 0 1000 AMPEX CORP COM 032092108 4 25900 SH SOLE 22500 0 3400 AMTRAN INC COM 03234G106 698 46720 SH SOLE 45566 0 1154 ANADARKO PETE CORP COM 032511107 756 13294 SH SOLE 13294 0 0 ANGELICA CORP COM 034663104 5186 478399 SH SOLE 478399 0 0 ANHEUSER-BUSCH COS. INC. COM 035229103 321 7100 SH SOLE 7100 0 0 AOL TIME WARNER COM 00184A105 453 14100 SH SOLE 11100 800 2200 APPLIED MATERIALS INC COM 038222105 497 12400 SH SOLE 12400 0 0 ASCENTIAL SOFTWARE CORP COM 04362P108 164 40412 SH SOLE 35715 0 4697 ASTROPOWER INC COM 04644A101 7591 187750 SH SOLE 181550 0 6200 ASYST TECHNOLOGIES INC COM 04648X107 2080 163000 SH SOLE 150000 0 13000 ATLAS AIR WORLDWIDE HLDGS INC COM 049164106 275 18750 SH SOLE 18750 0 0 ATWOOD OCEANICS INC COM 050095108 870 24974 SH SOLE 23274 0 1700 AT&T CORP COM 001957109 285 15733 SH SOLE 9657 4076 2000 AUSPEX SYS INC COM 052116100 474 263500 SH SOLE 252000 0 11500 AZZ INC COM 002474104 1268 60200 SH SOLE 60200 0 0 BANCO LATINO AMERICANO DE EXPO COM P16994132 1153 41100 SH SOLE 41100 0 0 BANK NEW YORK INC COM 064057102 469 11500 SH SOLE 9500 0 2000 BARNES & NOBLE INC COM 067774109 1628 55000 SH SOLE 55000 0 0 BARRINGER LABS INC COM 068508100 0 38302 SH SOLE 34252 0 4050 BARRY R G CORP OHIO COM COM 068798107 260 41200 SH SOLE 41200 0 0 BAXTER INTL INC COM 071813109 810 15100 SH SOLE 15100 0 0 BECTON DICKINSON & CO COM 075887109 1193 36000 SH SOLE 36000 0 0 BELLSOUTH CORP COM 079860102 273 7160 SH SOLE 4340 2820 0 BENIHANA INC CL A COM 082047200 753 50000 SH SOLE 30000 0 20000 BERKSHIRE HATHAWAY INC COM 084670108 2646 35 SH SOLE 35 0 0 BIOLASE TECHNOLOGY INC COM 090911108 828 145500 SH SOLE 145500 0 0 BOYD BROS TRANSN INC COM 103255105 165 55000 SH SOLE 55000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 298 5844 SH SOLE 3844 2000 0 BRITESMILE INC COM 110415106 225 45000 SH SOLE 45000 0 0 BRUSH ENGINEERED MATERIALS INC COM 117421107 171 12000 SH SOLE 12000 0 0 CACI INTL INC CL A COM 127190304 18839 477050 SH SOLE 463050 0 14000 CADENCE DESIGNS SYS INC COM 127387108 768 35050 SH SOLE 30550 0 4500 CAMECO CORP COM 13321L108 9691 391400 SH SOLE 364400 0 27000 CANADIAN NATL RY CO COM 136375102 1508 31240 SH SOLE 31240 0 0 CANDELA CORP COM 136907102 10070 2562283 SH SOLE 2407483 0 154800 CANDELA CORP SPECIAL WARRANTS WTR CANDELAWT 0 70000 SH SOLE 70000 0 0 CAPTARIS INC COM 14071N104 155 42000 SH SOLE 38000 0 4000 CARDINAL HEALTH INC COM 14149Y108 8338 128954 SH DEFINED 169 128385 400 CATALYTICA ENERGY SYS INC COM 148884109 275 60076 SH SOLE 59664 0 412 CCA INDS INC COM COM 124867102 219 169400 SH SOLE 169400 0 0 CENTURYTEL, INC COM 156700106 903 27525 SH SOLE 27525 0 0 CH ENERGY GROUP INC COM 12541M102 613 14100 SH SOLE 6500 0 7600 CHARLES RIVER ASSOCIATES INC COM 159852102 5674 276800 SH SOLE 274800 0 2000 CHASE INDS INC COM 161568100 125 13672 SH SOLE 13672 0 0 CHASE PACKAGING CORP COM 161635107 0 20750 SH SOLE 16774 0 3976 CHEESECAKE FACTORY INC COM 163072101 3915 112600 SH SOLE 112600 0 0 CHESAPEAKE ENERGY CORP COM 165167107 99 15000 SH SOLE 15000 0 0 CHEVRONTEXACO CORPORATION COM 166764100 516 5757 SH SOLE 4257 1500 0 CHURCH & DWIGHT CO COM 171340102 13194 495468 SH SOLE 32548 462920 0 CINTAS CORP COM 172908105 5288 110172 SH DEFINED 2277 107895 0 CISCO SYS INC COM 17275R102 208 11488 SH SOLE 8388 2000 1100 CITIGROUP INC. COM 172967101 4107 81365 SH SOLE 61043 20322 0 COCA COLA CO COM 191216100 1699 36040 SH SOLE 26440 9600 0 COGNITRONICS CORP COM 192432102 784 165000 SH SOLE 165000 0 0 COLGATE PALMOLIVE CO COM 194162103 693 12000 SH SOLE 1000 11000 0 COMPUTER SCIENCES CORP COM 205363104 580 11834 SH SOLE 11234 0 600 CONESTOGA ENTERPRISES INC COM 207015108 1757 55000 SH SOLE 55000 0 0 CORNING INC COM 219350105 153 17100 SH SOLE 15100 0 2000 COX COMMUNICATIONS INC COM 224044107 724 17268 SH SOLE 6321 10947 0 CTB INTL CORP COM 125960104 874 80200 SH SOLE 80200 0 0 CYMER INC COM 232572107 4207 157400 SH SOLE 157400 0 0 CYTYC CORP COM 232946103 8616 330100 SH SOLE 330100 0 0 C&D TECHNOLOGIES INC COM 124661109 11023 482400 SH SOLE 466600 0 15800 DAIMLERCHRYSLER AG ORD COM D1668R123 530 12719 SH SOLE 12470 249 0 DAWSON GEOPHYSICAL CO COM 239359102 338 43600 SH SOLE 21000 0 22600 DEB SHOPS INC COM 242728103 1576 65000 SH SOLE 65000 0 0 DELTA APPAREL INC COM 247368103 1284 61400 SH SOLE 56400 0 5000 DELTA & 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