13F-HR 1 f123111.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Institutional Investment Manager Filing this Report: NAME: Glickenhaus & Co. ADDRESS: 546 Fifth Avenue New York, NY 10036 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Linda Anderson Title: Director and Principal Phone: 212-953-7872 Signature, Place, and Date of Signing: Linda Anderson New York, NY January 24, 2012 Report Type Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 284 FORM 13F INFORMATION TABLE VALUE TOTAL: $811,142,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 100,000THS ENBRIDGE ENERGY MGT COM CKC50X106 0 181909 SH SOLE 0 0 181909 ABBOTT LABS COM 002824100 11512 204723 SH SOLE 168604 0 36119 AIG 4.250% 09/15/14 CORPORATE BONDS 026874CA3 1413 1455000 PRN DEFINED 975000 330000 150000 AL AG & MECH UNIV 5.000% 11/01 MUNICIPAL BONDS 010230KX7 359 350000 PRN SOLE 300000 0 50000 AL ST AG & MECH UNIV 5.000% 11 MUNICIPAL BONDS 010230KV1 311 300000 PRN SOLE 300000 0 0 ALCOA, INC. COM 013817101 8096 935948 SH DEFINED 808137 100 127711 AMERIGAS PART 6.25 08/20/19 CORPORATE BONDS 030981AG9 398 400000 PRN SOLE 400000 0 0 AMGEN INC COM 031162100 5599 87200 SH SOLE 66700 0 20500 AMR CORP DEL COM 001765106 29 84250 SH SOLE 80950 0 3300 ANADARKO PETE CODTD 09/19/0 5. CORPORATE BONDS 032511AX5 227 200000 PRN SOLE 200000 0 0 ANADARKO PETE CORP COM 032511107 4636 60740 SH DEFINED 51100 540 9100 ANADARKO PETRO 7.625% 03/15/14 CORPORATE BONDS 032511BD8 2116 1905000 PRN SOLE 1790000 0 115000 AON CORP COM COM 037389103 5639 120500 SH SOLE 90400 0 30100 APPLE COMPUTER INC COM 037833100 645 1593 SH SOLE 1560 0 33 ARCELORMITTAL STEEL 6.125% 06/ CORPORATE BONDS 03938LAF1 889 900000 PRN DEFINED 600000 200000 100000 ASSURED GUARANTY LTD COM COM G0585R106 158 12000 SH SOLE 0 0 12000 ATLANTA GA TAX ALLOC 5.000% 12 MUNICIPAL BONDS 047849CD4 215 200000 PRN SOLE 200000 0 0 AURORA OIL & GAS CORP COM COM 052036100 3 254700 SH SOLE 254700 0 0 AVERY DENNISON CORP COM 053611109 1087 37900 SH SOLE 35100 0 2800 AXIS CAPITAL HLDGS LTD COM G0692U109 7697 240840 SH SOLE 211442 0 29398 B A S F A G SPONSORED ADR COM 055262505 420 6000 SH SOLE 5800 0 200 BANK OF AMERICA COM 060505104 4623 831434 SH SOLE 741550 0 89884 BANK OF AMERICA CORPORATION 7. PREFERRED STOCKS 060505682 219 278 SH SOLE 18 0 260 BANK OF NEW YORK MELLON CORPOR COM 064058100 379 19057 SH SOLE 19057 0 0 BEAZER HOMES USA INC COM 07556Q105 79 31700 SH SOLE 31300 0 400 BELL CAL COP 5.00 09/01/23 MUNICIPAL BONDS 07786EBR4 245 245000 PRN SOLE 245000 0 0 BERKSHIRE HATHAWDTD 08/15/1 2. CORPORATE BONDS 084670BB3 515 500000 PRN DEFINED 0 500000 0 BLACK RAVEN WTS. @ 2.50 EXP.12 WARRANT AND RIGH 999999999 0 30469 SH SOLE 30469 0 0 BOARDWALK PIPELINE PART. COM 096627104 5274 190588 SH SOLE 177775 0 12813 BP P L C SPONSORED ADR COM 055622104 332 7765 SH DEFINED 125 3000 4640 BP PRUDHOE BAY RTY TR UNIT BEN COM 055630107 1339 11749 SH SOLE 5462 0 6287 CABOT OIL & GAS CORP COM 127097103 2728 35948 SH SOLE 21100 0 14848 CALUMET SPECIALTY PRODS PTNRUT COM 131476103 246 12200 SH SOLE 11500 0 700 CAPLEASE INC PFD SER A PREFERRED STOCKS 140288200 396 16500 SH SOLE 500 0 16000 CASE NEW HOLLAND 7.75 09/01/13 CORPORATE BONDS 147446AP3 319 300000 PRN SOLE 300000 0 0 CHEVRONTEXACO CORPORATION COM 166764100 1150 10808 SH DEFINED 7761 2900 147 CHINA AGRITECH INC COM NEW COM 16937A200 897 512341 SH SOLE 461541 0 50800 CHUBB CORP COM 171232101 1075 15523 SH SOLE 14575 0 948 CIT GROUP INC NEW SECD NT SER CORPORATE BONDS 125581FX1 201 200748 PRN SOLE 200748 0 0 CIT GRP 7.00 05/01/16 CORPORATE BONDS 125581FW3 1501 1500534 PRN DEFINED 1025534 150000 325000 CITIZENS PPTY FL 4.250% 06/01/ MUNICIPAL BONDS 176553EN1 203 190000 PRN SOLE 190000 0 0 CITIZENS PPTY INS FL 4.000% 06 MUNICIPAL BONDS 176553EM3 762 725000 PRN SOLE 600000 0 125000 CNOOC LTD SPONSORED ADR COM 126132109 384 2200 SH SOLE 2100 0 100 COMCAST CORP CL A SPL COM 20030N200 594 25192 SH SOLE 22950 0 2242 COMPTON CA REDEV 5.000% 08/01/ MUNICIPAL BONDS 204712HF3 298 300000 PRN SOLE 300000 0 0 CONOCOPHILLIPS COM COM 20825C104 544 7459 SH SOLE 5129 0 2330 CONSTELLATION ENERGY PARTNER COM 21038E101 100 51200 SH SOLE 49700 0 1500 CORNING INC COM 219350105 1691 130244 SH SOLE 82900 0 47344 COVANTA HLDG CORP COM 22282E102 1394 101800 SH SOLE 84800 0 17000 CT 5.000% 11/01/14 MUNICIPAL BONDS 20772GT73 280 250000 PRN SOLE 250000 0 0 CVR PARTNERS, LP COM 126633106 4701 189400 SH SOLE 171500 0 17900 D R HORTON INC COM 23331A109 1257 99652 SH SOLE 82779 0 16873 DELAWARE CNTY PA IDA PECO 4.00 MUNICIPAL BONDS 246015BL4 206 200000 PRN SOLE 200000 0 0 DENBURY RES INC COM 247916208 3114 206203 SH SOLE 184903 0 21300 DEVON ENERGY CORP COM 25179M103 14927 240755 SH SOLE 206400 0 34355 DHT MARITIME,INC COM Y2065G105 122 165244 SH SOLE 49582 0 115662 DIANA CONTAINERSHIPS INC COM COM Y2069P101 118 21795 SH SOLE 5676 0 16119 DIANA SHIPPING INC COM Y2066G104 1739 232488 SH SOLE 203450 0 29038 DOW CHEMICAL CORP COM 260543103 18508 643541 SH SOLE 543113 0 100428 DU PONT E I DE NEMOURS CO COM 263534109 1388 30325 SH SOLE 29700 0 625 DUKE ENERGY CORP COM 26441C105 1619 73608 SH SOLE 70008 0 3600 DUPONT FABROS TECHNOLOGY INC. COM 26613Q106 327 13500 SH SOLE 12400 0 1100 DUTCHESS CNTY NY IDA BARD C 5. MUNICIPAL BONDS 267041FT3 375 350000 PRN SOLE 250000 0 100000 EDGAR ONLINE INC COM COM 279765101 76 190604 SH SOLE 3500 0 187104 ENBRIDGE ENERGY PARTNERS L PCO COM 29250R106 5219 157256 SH SOLE 150456 0 6800 ENERGY TRANSFER PARTNERS COM 29273R109 25010 545470 SH SOLE 484060 0 61410 ENERPLUS CORPORATION COM 292766102 12130 479050 SH SOLE 432273 0 46777 ENSCO INTERNATIONAL SPONS ADR COM 29358Q109 5076 108179 SH SOLE 97479 0 10700 ENTERPRISE PRODS PART. COM 293792107 66275 1428956 SH DEFINED 1303935 400 124621 EOG RESOURCES INC. COM 26875P101 7428 75402 SH SOLE 64402 0 11000 EQUAL ENERGY LTD COM 29390Q109 316 70351 SH SOLE 68199 0 2152 ERIE CNTY NY 5.250% 04/01/16 MUNICIPAL BONDS 295084CN5 371 335000 PRN SOLE 200000 0 135000 ESCAMBIA CNTY FL HLTH BAPTI 5. MUNICIPAL BONDS 296110FN4 317 300000 PRN SOLE 300000 0 0 EVOLUTION PETROLEUM CORP COM COM 30049A107 197 24501 SH SOLE 24501 0 0 EXCEL MARITIME CARRIERS LTD CO COM V3267N107 528 364473 SH SOLE 275984 0 88489 EXXON CORPORATION COM 30231G102 1776 20957 SH DEFINED 7682 4200 9075 FIRST INTERSTATE BANK SYSTEMS COM 32055Y201 399 30600 SH SOLE 28300 0 2300 FL DEPT OF CHILD 5.00% 04/01/1 MUNICIPAL BONDS 34160EBQ6 252 250000 PRN SOLE 250000 0 0 FL MUN LN COUNCIL 5.250% 11/01 MUNICIPAL BONDS 342815GF8 207 205000 PRN SOLE 205000 0 0 FL MUN PWR 5.000% 10/01/13 MUNICIPAL BONDS 342816WP6 212 200000 PRN SOLE 200000 0 0 FORD MTR CO DEL COM PAR $0.00 COM 345370860 1555 144500 SH DEFINED 124300 800 19400 FOREST OIL CORP COM PAR $0.01 COM 346091705 136 10000 SH SOLE 10000 0 0 FORTESCUE METALS GROUP FOREIGN COMMON S Q39360104 18755 4284350 SH DEFINED 4003600 1600 279150 FREEPORT MCMORAN COPPER&GOLDCL COM 35671D857 1067 29000 SH SOLE 20400 0 8600 GENERAL ELEC CO COM 369604103 9460 528179 SH DEFINED 421331 3000 103848 GENERAL MARITIME COM Y2693R101 1 46900 SH SOLE 45560 0 1340 GIBRALTAR INDUSTRIES INC COM 374689107 1989 142511 SH SOLE 141111 0 1400 GLOBAL GEOPHYSICAL SERV. COM 37946S107 952 141612 SH SOLE 127912 0 13700 GLOBE SPECIALTY METALS INC COM COM 37954N206 228 17000 SH SOLE 17000 0 0 GRAFTECH INTL LTD COM COM 384313102 2393 175300 SH DEFINED 156700 200 18400 HARRIS CNTY TX MTA 4.000% 11/0 MUNICIPAL BONDS 41421NAH7 217 200000 PRN SOLE 200000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 1230 75700 SH SOLE 71800 0 3900 HEWLETT PACKARD CO COM 428236103 8303 322340 SH SOLE 267820 0 54520 HOLYOKE MA 5.000% 06/15/15 MUNICIPAL BONDS 4367043J7 217 200000 PRN SOLE 175000 0 25000 HONEYWELL INTERNATIONAL, INC. COM 438516106 505 9300 SH SOLE 8900 0 400 HUNTSVILLE AL PUB ED BLDG 5.65 MUNICIPAL BONDS 447156AK6 251 320000 PRN SOLE 320000 0 0 I B M COM 459200101 21407 116420 SH SOLE 92302 0 24118 ICAHN ENTERPRISES 8.000% 01/15 CORPORATE BONDS 451102AH0 1352 1300000 PRN SOLE 950000 0 350000 ILLINOIS FIN AUTH REV PROVE 5. MUNICIPAL BONDS 45200FT82 216 200000 PRN SOLE 200000 0 0 INDO MINES, LTD. FOREIGN COMMON S XR6068347 183 650000 SH SOLE 650000 0 0 INERGY L P COM 456615103 5565 227888 SH SOLE 218717 0 9171 INGERSOLL RAND 9.500% 04/15/14 CORPORATE BONDS 45687AAE2 546 470000 PRN SOLE 470000 0 0 INGERSOLL-RAND PLC COM G47791101 2681 88000 SH SOLE 80750 0 7250 INTERNATIONAL PAPER CO COM 460146103 4110 138845 SH SOLE 111555 0 27290 J.P. MORGAN CHASE & CO COM 46625H100 1332 40052 SH DEFINED 26771 2000 11281 JAX ELEC FL 4.000% 10/01/13 MUNICIPAL BONDS 46613QEJ9 259 245000 PRN SOLE 245000 0 0 JOHN DEERE CAP. 5.25 10/01/12 GOVERNMENT AGENC 24422EQW2 471 455000 PRN SOLE 400000 0 55000 JOHNSON & JOHNSON COM 478160104 1367 20844 SH SOLE 13869 0 6975 KANSAS CITY MO SPL OB 5.250% 0 MUNICIPAL BONDS 485106CB2 235 200000 PRN SOLE 200000 0 0 KINDER MORGAN EGY PTNS L P UT COM 494550106 425 5000 SH SOLE 5000 0 0 LA ST CIT PPY 5.000% 06/01/16 MUNICIPAL BONDS 546456AY0 391 365000 PRN SOLE 365000 0 0 LABORATORY CORP AMER HLDGS COM COM 50540R409 563 6550 SH SOLE 6350 0 200 LANCASTER CA REDEV TAX ALL 5.2 MUNICIPAL BONDS 513799QS8 399 400000 PRN SOLE 400000 0 0 LIBERTY MEDIA HLDG CORP INT CO COM 53071M104 245 15128 SH SOLE 14403 0 725 LINCOLN NATIONAL COM 534187109 1477 76055 SH SOLE 64155 0 11900 LONG ISLAND POWER 5.00% DUE 9/ MUNICIPAL BONDS 542690VC3 207 200000 PRN SOLE 200000 0 0 LYNAS CORPORATION LTD FOREIGN COMMON S Q5683J103 159 150000 SH SOLE 150000 0 0 MAGNA INTL INC CL A COM 559222401 516 15500 SH DEFINED 13300 200 2000 MARKWEST ENERGY PARTNERS L PUN COM 570759100 617 11200 SH SOLE 11100 0 100 MAS H & E COVENANT 5.000% 07/0 MUNICIPAL BONDS 57586DAJ2 279 260000 PRN SOLE 260000 0 0 MASS ED FIN AUTH 5.500% 01/01/ MUNICIPAL BONDS 57563RHK8 227 200000 PRN SOLE 200000 0 0 MASS HLTH & ED CAREGROUP 5.375 MUNICIPAL BONDS 57586C4F9 260 230000 PRN SOLE 115000 0 115000 MASS H&E SIMMONS COLL 6.000% 1 MUNICIPAL BONDS 57586EEB3 535 500000 PRN SOLE 400000 0 100000 MASS PORT 5.750% 07/01/12 MUNICIPAL BONDS 575895XR3 411 400000 PRN SOLE 200000 0 200000 MCDONALDS CORP COM 580135101 542 5399 SH SOLE 5399 0 0 METLIFE INC COM 59156R108 6830 219049 SH SOLE 186149 0 32900 MFS INTER INCOME TRUST SH BEN CORPORATE BOND F 55273C107 101 16034 SH SOLE 16034 0 0 MIAMI FL 5.000% 01/01/15 MUNICIPAL BONDS 5933885A5 396 375000 PRN SOLE 350000 0 25000 MIAMI FL GO 5.000% 01/01/19 MUNICIPAL BONDS 5933885F4 472 445000 PRN SOLE 445000 0 0 MICROSOFT CORP COM 594918104 234 9000 SH SOLE 5000 0 4000 MO JT ELEC 5.000% 01/01/16 MUNICIPAL BONDS 606092AE4 276 255000 PRN SOLE 255000 0 0 MOLY MINES, LTD. FOREIGN COMMON S Q6320J100 2352 8109192 SH DEFINED 7449092 10000 650100 MONMOUTH REAL ESTATE INVT COCL COM 609720107 109 11900 SH SOLE 2400 0 9500 MORGAN STANLY DN WTTR COM 617446448 4049 267600 SH SOLE 228150 0 39450 NAVIOS MARITIME ACQUIS CORP SH COM Y62159101 1163 432384 SH DEFINED 349584 2600 80200 NAVIOS MARITIME HOLDINGS COM Y62196103 25770 7218384 SH DEFINED 6752848 200 465336 NAVIOS MARITIME PART. COM Y62267102 32302 2191430 SH DEFINED 1955637 900 234893 NC EASTERN MUN PWR AGY 4.000% MUNICIPAL BONDS 658196Y20 274 250000 PRN SOLE 250000 0 0 NC PWR CATAWBA 5.250% 01/01/13 MUNICIPAL BONDS 658203G81 256 245000 PRN SOLE 245000 0 0 NC PWR CATAWBA 5.250% 01/10/18 MUNICIPAL BONDS 658203K52 302 250000 PRN SOLE 250000 0 0 NEW FLYER INDUSTRIES INC COM N COM 64438T401 1237 213290 SH SOLE 139290 0 74000 NEW HAMPSHIRE HLTH 5.00 07/01/ MUNICIPAL BONDS 644614TL3 219 200000 PRN SOLE 200000 0 0 NEW JERSEY HLTH HOLY NAME 4.25 MUNICIPAL BONDS 64579FJ20 256 250000 PRN SOLE 225000 0 25000 NEW YORK NY 5.00 08/01/19 MUNICIPAL BONDS 64966FV84 809 700000 PRN SOLE 275000 0 425000 NEW YORK NY 5.000% 09/01/19 MUNICIPAL BONDS 64966HAV2 509 425000 PRN SOLE 325000 0 100000 NEW YORK ST DORM AUTH REVS RFD MUNICIPAL BONDS 64983TY98 344 325000 PRN SOLE 175000 0 150000 NEW YORK STATE DORM AUTH 4.000 MUNICIPAL BONDS 649901LP8 307 300000 PRN SOLE 250000 0 50000 NEW YORK STATE DORM AUTH 4.200 MUNICIPAL BONDS 649901KK0 554 545000 PRN SOLE 545000 0 0 NEWMONT MNG CORP COM 651639106 240 4000 SH SOLE 4000 0 0 NH HEALTH & ED 3.250% 08/01/13 MUNICIPAL BONDS 644614YY9 355 345000 PRN SOLE 245000 0 100000 NIAGARA FALLS NY CSD 5.000% 06 MUNICIPAL BONDS 653424CJ8 337 320000 PRN SOLE 320000 0 0 NJ ED KEAN UNIV 5.000% 09/01/2 MUNICIPAL BONDS 646065ZS4 288 250000 PRN SOLE 100000 0 150000 NJ EDA 5.00 09/01/29 MND PUT 0 MUNICIPAL BONDS 645918LR2 216 200000 PRN SOLE 100000 0 100000 NJ EDA 5.000% 03/01/17 MUNICIPAL BONDS 645918PL1 641 550000 PRN SOLE 375000 0 175000 NJ EDA 5.875% 06/01/18 MUNICIPAL BONDS 64577HLE9 511 500000 PRN SOLE 500000 0 0 NJ HLTH CARE FAC 5.250% 10/01/ MUNICIPAL BONDS 64580AAK7 232 200000 PRN SOLE 200000 0 0 NJ HLTH CARE FAC 5.500% 10/01/ MUNICIPAL BONDS 64580AAL5 338 300000 PRN SOLE 300000 0 0 NJ HSG 6.375% 10/01/28 MUNICIPAL BONDS 6461292E5 212 195000 PRN SOLE 195000 0 0 NO. 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