-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BVnbX0rbfBFAbe3bi/QmoB+yWP/A4uryTppRCQZjvr+SBX0XclFGVJsT83RcRovs YbBEFQ3Z67aGcs5NkTT2aw== 0000732857-07-000017.txt : 20071022 0000732857-07-000017.hdr.sgml : 20071022 20071022122813 ACCESSION NUMBER: 0000732857-07-000017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071022 DATE AS OF CHANGE: 20071022 EFFECTIVENESS DATE: 20071022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLICKENHAUS & CO CENTRAL INDEX KEY: 0000732857 IRS NUMBER: 131936873 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00654 FILM NUMBER: 071182691 BUSINESS ADDRESS: STREET 1: 6 EAST 43RD STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 f093007.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 Institutional Investment Manager Filing this Report: NAME: Glickenhaus & Co. ADDRESS: 546 Fifth Avenue New York, NY 10036 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Linda Anderson Title: Director and Principal Phone: 212-953-7872 Signature, Place, and Date of Signing: Linda Anderson New York, NY October 22, 2007 Report Type Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 169 FORM 13F INFORMATION TABLE VALUE TOTAL: $1,336,672,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 10THS MAREMONT CORP PFD PREFERRED STOCKS M97587303 0 40000 SH SOLE 40000 0 0 A T & T INC (NEW) COM 00206R102 653 15441 SH SOLE 6454 0 8987 ABBOTT LABS COM 002824100 327 6100 SH SOLE 4100 0 2000 ACUITY BRANDS INC COM COM 00508Y102 252 5000 SH SOLE 5000 0 0 AETNA U S HEALTHCARE INC COM COM 00817Y108 20715 381700 SH SOLE 319700 0 62000 ALCAN ALUM LTD COM 013716105 2992 29900 SH SOLE 26700 0 3200 ALCOA, INC. COM 013817101 32912 841300 SH SOLE 714000 0 127300 ALLIANCE HOLDINGS GP, L.P. COM 01861G100 11874 493100 SH SOLE 434100 0 59000 ALLIED MEDICAL LTD FOREIGN COMMON S XX9N45261 0 12688 SH SOLE 11701 0 987 ALTERA CORP COM COM 021441100 7135 296300 SH SOLE 275900 0 20400 AMERICAN INTL GROUP INC COM 026874107 25156 371849 SH SOLE 318684 0 53165 AMR CORP DEL COM 001765106 3488 156500 SH SOLE 138100 0 18400 ANADARKO PETE CORP COM COM 032511107 33556 624306 SH SOLE 540706 0 83600 ANTARES PHARMA INC COM COM 036642106 14 10000 SH SOLE 0 0 10000 APACHE CORP COM COM 037411105 4363 48440 SH SOLE 39900 0 8540 ATLAS ENERGY RESOURCES LLC COM 049303100 6465 204600 SH SOLE 180100 0 24500 AURORA OIL & GAS CORP COM COM 052036100 2935 2038041 SH SOLE 1794928 0 243113 AUTODIE CORP SDCV (DEFAULT) 7. CONVERTIBLE BOND 052770AA2 0 675000 PRN SOLE 675000 0 0 AXIS CAPITAL HLDGS LTD COM G0692U109 26883 690900 SH SOLE 624900 0 66000 B A S F A G SPONSORED ADR COM 055262505 552 4000 SH SOLE 3300 0 700 BANK OF AMERICA COM 060505104 36807 732185 SH SOLE 637974 0 94211 BANK OF NEW YORK MELLON CORPOR COM 064058100 408 9245 SH SOLE 9245 0 0 BAY AREA RECOVERY CENTER INC COM 072021108 2 32500 SH SOLE 0 0 32500 BEAZER HOMES USA INC COM 07556Q105 549 66490 SH SOLE 59090 0 7400 BOEING CO COM 097023105 312 2975 SH SOLE 725 0 2250 BP P L C SPONSORED ADR COM 055622104 2679 38625 SH SOLE 37025 0 1600 BUCKEYE PARTNERS L P COM 118230101 241 4925 SH SOLE 4685 0 240 CABOT OIL & GAS CORP COM 127097103 16370 465600 SH SOLE 397800 0 67800 CARPENTER TECHNOLOGY CORP COM 144285103 47327 364025 SH SOLE 322015 0 42010 CBS CORP NEW CL B COM 124857202 20978 665956 SH SOLE 571483 0 94473 CHESAPEAKE ENERGY CORP COM 165167107 1330 37725 SH SOLE 30125 0 7600 CHEVRONTEXACO CORPORATION COM 166764100 3098 33104 SH SOLE 32757 0 347 CHUBB CORP COM 171232101 3888 72491 SH SOLE 65023 0 7468 CIT GROUP INC COM 125581108 11469 285300 SH SOLE 244300 0 41000 CITIGROUP INC. COM 172967101 2446 52407 SH SOLE 42424 0 9983 COCA COLA CO COM 191216100 287 5000 SH SOLE 5000 0 0 COMCAST CORP CL A SPL COM 20030N200 5257 219417 SH SOLE 201675 0 17742 CONOCOPHILLIPS COM COM 20825C104 1321 15054 SH SOLE 12136 0 2918 CONSTELLATION ENERGY PARTNER COM 21038E101 5325 125000 SH SOLE 84600 0 40400 CONTINENTAL AIRLS INC CL B COM 210795308 4016 121600 SH SOLE 108900 0 12700 CORNING INC COM 219350105 672 27263 SH SOLE 4860 0 22403 COVIDIEN LTD WHEN ISSUED COM G2552X108 293 7064 SH SOLE 6689 0 375 D R HORTON INC COM 23331A109 3622 282778 SH SOLE 225682 0 57096 DEVON ENERGY CORP COM 25179M103 46079 553835 SH SOLE 487235 0 66600 DIANA SHIPPING INC COM COM Y2066G104 19979 701000 SH SOLE 606400 0 94600 DOUBLE HULL TANKERS INC COM COM Y21110104 174 11700 SH SOLE 6700 0 5000 DOW CHEMICAL CORP COM 260543103 11510 267300 SH SOLE 231600 0 35700 DUKE ENERGY CORP COM 26441C105 3678 196800 SH SOLE 174400 0 22400 EAGLE BULK SHIPPING INC COM COM Y2187A101 31296 1215838 SH SOLE 1097018 0 118820 EL PASO CORPORATION COM 28336L109 3629 213850 SH SOLE 201650 0 12200 ENBRIDGE ENERGY PARTNERS L PCO COM 29250R106 6985 143040 SH SOLE 132900 0 10140 ENCORE ENERGY LP COM 29257A106 14540 680700 SH SOLE 570000 0 110700 ENERGY TRANSFER PARTNERS L.P. COM 29273R109 18224 373054 SH SOLE 352354 0 20700 ENERPLUS RES FD TR UNIT NEW COM 29274D604 32222 682680 SH SOLE 611715 0 70965 ENSCO INTL INC COM 26874Q100 1509 26900 SH SOLE 22700 0 4200 ENTERPRISE PRODS PARTNERS COM 293792107 112792 3728650 SH SOLE 3505650 0 223000 ENTERRA ENERGY TRUST COM 29381P102 1474 543818 SH SOLE 522570 0 21248 EOG RESOURCES INC. COM 26875P101 20837 288077 SH SOLE 257377 0 30700 EXXON CORPORATION COM 30231G102 3337 36052 SH SOLE 18766 0 17286 FEDEX CORP COM 31428X106 356 3400 SH SOLE 400 0 3000 FORTESCUE METALS GROUP FOREIGN COMMON S Q39360104 422 10000 SH SOLE 0 0 10000 GENERAL ELEC CO COM 369604103 12849 310361 SH SOLE 250280 0 60081 GENERAL MARITIME CORP COM Y2692M103 977 35000 SH SOLE 34000 0 1000 GIBRALTAR INDUSTRIES INC COM 374689107 3003 162300 SH SOLE 160050 0 2250 GLOBAL SANTAFE CORPORATION COM G3930E101 2585 34000 SH SOLE 32100 0 1900 GLOBE SPECIALTY METALS, INC. FOREIGN COMMON S U45982102 125 17000 SH SOLE 17000 0 0 GOLAR LNG LTD SHS COM G9456A100 268 12000 SH SOLE 800 0 11200 GREAT LAKES DREDGE & DOCK COCO COM 390607109 101 11500 SH SOLE 0 0 11500 HARTFORD FINL SVCS GROUP INC COM 416515104 8615 93080 SH SOLE 80650 0 12430 HEWLETT PACKARD CO COM 428236103 1014 20357 SH SOLE 570 0 19787 I B M COM 459200101 25777 218821 SH SOLE 181933 0 36888 INERGY L P COM 456615103 8689 274800 SH SOLE 241300 0 33500 INGERSOLL-RAND CO COM G4776G101 24686 453200 SH SOLE 392900 0 60300 INTEL CORP COM 458140100 10800 417618 SH SOLE 383310 0 34308 INTERNATIONAL PAPER CO COM 460146103 1833 51090 SH SOLE 40900 0 10190 ISTAR FINL INC COM COM 45031U101 528 15525 SH SOLE 14720 0 805 J.P. MORGAN CHASE & CO COM 46625H100 2678 58441 SH SOLE 45537 0 12904 JOHNSON & JOHNSON COM 478160104 1635 24887 SH SOLE 17212 0 7675 KEY ENERGY GROUP INC COM 492914106 262 15400 SH SOLE 0 0 15400 KODIAK OIL & GAS CORP COM COM 50015Q100 307 89300 SH SOLE 89300 0 0 K-SEA TRANSPORTATION PARTNER COM 48268Y101 14119 362400 SH SOLE 329633 0 32767 LABORATORY CORP AMER HLDGS COM COM 50540R409 669 8550 SH SOLE 8550 0 0 LIBERTY MEDIA HLDG CORP INT CO COM 53071M104 1637 85192 SH SOLE 75014 0 10178 LINCOLN NATL CORP IND COM COM 534187109 20088 304500 SH SOLE 264700 0 39800 LOEWS CORP COM 540424108 22247 460120 SH SOLE 394820 0 65300 LSI LOGIC CORP COM 502161102 119 16000 SH SOLE 0 0 16000 M & T BK CORP COM COM 55261F104 9664 93415 SH SOLE 76000 0 17415 MARATHON OIL CORP COM COM 565849106 4929 86438 SH SOLE 84038 0 2400 MCDONALDS CORP COM 580135101 566 10384 SH SOLE 8524 0 1860 METLIFE INC COM 59156R108 10185 146067 SH SOLE 114049 0 32018 MGM MIRAGE COM COM 552953101 537 6000 SH SOLE 6000 0 0 MICROSOFT CORP COM 594918104 1377 46730 SH SOLE 42172 0 4558 MIDLAND CO COM COM 597486109 330 6000 SH SOLE 6000 0 0 NABORS INDUSTRIES LTD NEW COM COM G6359F103 3637 118200 SH SOLE 111900 0 6300 NAVIOS MARITIME HOLDINGS INCCO COM Y62196103 34940 2659037 SH SOLE 2527656 0 131381 NEWS CORP CL A COM 65248E104 21485 977036 SH SOLE 832315 0 144721 NOKIA CORP SPONSORED ADR COM 654902204 254 6694 SH SOLE 2080 0 4614 NORDIC AMERN TANKER SHIPPINGOR COM G65773106 326 8300 SH SOLE 0 0 8300 NORDSTROM INC COM COM 655664100 206 4400 SH SOLE 0 0 4400 NUSTAR ENERGY LP UNIT COM 67058H102 6891 115968 SH SOLE 109468 0 6500 NUSTAR GP HOLDINGS LLC UNITS COM 67059L102 20765 667900 SH SOLE 574200 0 93700 NYSE EURONEXT COM 629491101 2074 26200 SH SOLE 26200 0 0 OCCIDENTAL PETE CORP COM COM 674599105 19561 305262 SH SOLE 259262 0 46000 ORACLE SYS CORP COM 68389X105 1101 50849 SH SOLE 38849 0 12000 PARAGON SHIPPING COM 69913R309 339 20000 SH SOLE 20000 0 0 PEABODY ENERGY CORP COM 704549104 11431 238800 SH SOLE 208800 0 30000 PENGROWTH ENERGY TRUST COM 706902509 2932 155640 SH SOLE 116940 0 38700 PENN VIRGINIA GP COM 70788P105 6100 165800 SH SOLE 133900 0 31900 PENN VIRGINIA RESOURCE PART COM 707884102 10294 375700 SH SOLE 358900 0 16800 PEPSICO INC COM 713448108 327 4470 SH SOLE 170 0 4300 PFIZER INC COM 717081103 308 12591 SH SOLE 3096 0 9495 PIONEER NAT RES CO COM COM 723787107 18284 406500 SH SOLE 350300 0 56200 PLAINS ALL AMERN PIPELINE L UN COM 726503105 7951 145915 SH SOLE 126203 0 19712 POGO PRODUCING CO COM COM 730448107 13963 262900 SH SOLE 225200 0 37700 PRB 10% SR. SUB. CONVERT. NOTE CONVERTIBLE BOND 888888888 250 500000 PRN SOLE 500000 0 0 PRB GAS TRANSPORTATION COM 693535106 117 90300 SH SOLE 79900 0 10400 PRIDE INTL INC DEL COM COM 74153Q102 6089 166600 SH SOLE 129100 0 37500 PRIMEWEST ENERGY TR TR UNIT NE COM 741930309 317 12000 SH SOLE 0 0 12000 PROCTER & GAMBLE COMPANY COM 742718109 375 5337 SH SOLE 4931 0 406 PRUDENTIAL FINANCIAL INC COM 744320102 810 8300 SH SOLE 8300 0 0 PULTE CORP COM 745867101 256 18837 SH SOLE 17837 0 1000 QUINTANA MARITIME LTD COM Y7169G109 87105 4567632 SH SOLE 4174931 0 392701 QUINTANA MARITIME WTS @$8.00 E WARRANT AND RIGH Y7169G133 110 10000 SH SOLE 10000 0 0 REGENCY ENERGY PARTNERS L.P. COM 75885Y107 19761 672150 SH SOLE 588550 0 83600 RENAISSANCERE HOLDINGS LTD COM G7496G103 529 8090 SH SOLE 8090 0 0 REPUBLIC PROPERTY TRUST COM 760737106 8527 581260 SH SOLE 510160 0 71100 ROWAN COS INC COM COM 779382100 6072 166000 SH SOLE 128900 0 37100 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 781 9500 SH SOLE 3500 0 6000 SEASPAN COM Y75638109 2852 86700 SH SOLE 83800 0 2900 SHIP FINANCE INTERNATIONAL COM G81075106 497 18917 SH SOLE 15533 0 3384 SIERRA PAC RES NEW COM COM 826428104 7502 476900 SH SOLE 462000 0 14900 SMURFIT-STONE CONTAINER CORP. COM 832727101 714 61110 SH SOLE 61110 0 0 SOVEREIGN BANCORP INC COM COM 845905108 8314 487900 SH SOLE 442400 0 45500 SPECTRA ENERGY CORP COM 847560109 3285 134200 SH SOLE 121200 0 13000 SPRINT CORP COM 852061100 14971 787922 SH SOLE 677721 0 110201 ST PAUL TRAVELERS COS INC COM 89417E109 4344 86293 SH SOLE 80039 0 6254 STAR MARITIME ACQUISITION COCO COM 85516E107 220 15700 SH SOLE 0 0 15700 STAR MARITIME ACQUISITION COWT WARRANT AND RIGH 85516E115 199 34925 SH SOLE 0 0 34925 STONEMOR PARTNERS LP COM 86183Q100 892 36000 SH SOLE 32500 0 3500 SUNOCO LOGISTICS PARTNERS LP COM 86764L108 7545 147500 SH SOLE 143500 0 4000 SUNOCO, INC COM 86764P109 354 5000 SH SOLE 0 0 5000 SUNRISE ASSISTED LIVING INC CO COM 86768K106 262 7400 SH SOLE 7400 0 0 SYMS CORP COM COM 871551107 173 11500 SH SOLE 0 0 11500 TALISMAN ENERGY INC COM COM 87425E103 15025 762700 SH SOLE 641900 0 120800 TARGA NATURAL RESOURCES LP COM 87611X105 9979 344100 SH SOLE 299300 0 44800 TEEKAY SHIPPING CORP COM COM Y8564W103 528 8980 SH SOLE 7290 0 1690 TESORO PETE CORP COM 881609101 782 17000 SH SOLE 17000 0 0 TEXAS INSTRS INC COM 882508104 2908 79476 SH SOLE 71476 0 8000 TITAN EXPL LTD CL A COM 888291101 24 14900 SH SOLE 0 0 14900 TITANIUM METALS CORP COM NEW COM 888339207 235 7000 SH SOLE 0 0 7000 TK LNG PARTNERS L.P. COM Y8564M105 1495 44300 SH SOLE 40200 0 4100 TRUE ENERGY TR TR UNIT COM 897839106 136 27500 SH SOLE 0 0 27500 TYCO ELECTRONICS LTD WHEN ISSU COM G9144P105 250 7064 SH SOLE 6689 0 375 TYCO INTERNATIONAL LTD WHEN IS COM G9143X208 313 7064 SH SOLE 6689 0 375 UNITED TECHNOLOGIES CORP COM 913017109 680 8450 SH SOLE 510 0 7940 US SHIPPING PARTNERS LP COM 903417103 843 42600 SH SOLE 38200 0 4400 VALERO ENERGY CORP COM 91913Y100 24994 372038 SH SOLE 319938 0 52100 VERIZON COMMUNICATIONS COM 92343V104 771 17409 SH SOLE 6453 0 10956 WACHOVIA GROUP COM COM 929903102 320 6379 SH SOLE 3167 0 3212 WAL MART STORES INC COM 931142103 419 9608 SH SOLE 3908 0 5700 WARREN RES INC COM COM 93564A100 1543 123013 SH SOLE 95788 0 27225 WELLS FARGO NEW COM 949746101 418 11730 SH SOLE 10530 0 1200 WHITING PETE CORP NEW COM COM 966387102 10250 230600 SH SOLE 193000 0 37600 WOLVERINE TUBE INC COM COM 978093102 94 72300 SH SOLE 72200 0 100 WYETH COM 983024100 263 5900 SH SOLE 4600 0 1300 W&T OFFSHORE INC COM 92922P106 293 12000 SH SOLE 12000 0 0 XEROX CORP COM 984121103 25451 1467760 SH SOLE 1251660 0 216100 XILINX INC COM COM 983919101 831 31800 SH SOLE 26500 0 5300 XTO ENERGY INC COM COM 98385X106 224 3620 SH SOLE 120 0 3500
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