-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TkteloKJdB+YHTjZIEKTaeahsMT/y9K+9NzKbO1VXIwRucX7hIQpdIMwg23djfC+ WA1fpuEWLdYQtp3q99xkMA== 0000732857-04-000011.txt : 20040809 0000732857-04-000011.hdr.sgml : 20040809 20040809102737 ACCESSION NUMBER: 0000732857-04-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040809 EFFECTIVENESS DATE: 20040809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLICKENHAUS & CO CENTRAL INDEX KEY: 0000732857 IRS NUMBER: 131936873 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00654 FILM NUMBER: 04959729 BUSINESS ADDRESS: STREET 1: 6 EAST 43RD STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 f063004.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2004 Institutional Investment Manager Filing this Report: NAME: Glickenhaus & Co. ADDRESS: Six East 43rd Street New York, NY 10017 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Linda Anderson Title: Director and Principal Phone: 212-953-7872 Signature, Place, and Date of Signing: Linda Anderson New York, NY August 6, 2004 Report Type Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 134 FORM 13F INFORMATION TABLE VALUE TOTAL: $600,558,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 620 15200 SH DEFINED 0 15200 0 ABBOTT LABS COM 002824100 82 2000 SH OTHER 0 0 2000 AGERE SYS INC CL A COM 00845V100 294 128040 SH DEFINED 108014 26 20000 ALTERA CORP COM COM 021441100 4473 201850 SH DEFINED 71750 19500 110600 AMBAC INC COM 023139108 367 5000 SH SOLE 5000 0 0 AMERICAN INTL GROUP INC COM 026874107 4076 57183 SH DEFINED 23679 4504 29000 ANADARKO PETE CORP COM COM 032511107 22127 377600 SH DEFINED 142600 20800 214200 AON CORP COM COM 037389103 2001 70300 SH DEFINED 24900 2000 43400 ASSURANT INC COM COM 04621X108 570 21600 SH DEFINED 15000 3800 2800 AUTODIE CORP SDCV (DEFAULT) 7. CONVERTIBLE BOND 052770AA2 0 675000 PRN SOLE 675000 0 0 AXIS CAPITAL HLDGS LTD SHS COM G0692U109 5600 200000 SH DEFINED 81500 10000 108500 BANK NEW YORK INC COM 064057102 304 10300 SH DEFINED 500 9800 0 BANK OF AMERICA COM 060505104 11834 139851 SH DEFINED 47300 11339 81212 BAY AREA RECOVERY CENTER INC COM 072021108 2 32500 SH OTHER 0 0 32500 BEAZER HOMES USA INC COM 07556Q105 2006 20000 SH DEFINED 9900 2650 7450 BURLINGTON RESOURCES INC COM 122014103 26223 724800 SH DEFINED 295800 24700 404300 CABLEVISION SYS CORP CL A COM 12686C109 10801 549678 SH DEFINED 197800 21100 330778 CABOT OIL & GAS CORP COM 127097103 4877 115300 SH DEFINED 51500 5300 58500 CALPINE CORP COM 131347106 134 31000 SH SOLE 20000 0 11000 CENTEX CORP COM 152312104 4012 87700 SH DEFINED 29100 800 57800 CHARTER COMMUNICATIONS INC DCL COM 16117M107 821 210100 SH DEFINED 71800 13200 125100 CHEVRONTEXACO CORPORATION COM 166764100 11539 122611 SH DEFINED 39866 9034 73711 CHUBB CONV PFD B 7.00% 08/16/0 CONVERTIBLE PREF 171232507 2543 91000 SH DEFINED 31000 6200 53800 CHUBB CORP COM 171232101 470 6900 SH DEFINED 1300 1800 3800 CITIGROUP INC. COM 172967101 3376 72597 SH DEFINED 26421 9069 37107 CMS ENERGY CORP COM COM 125896100 100 10907 SH SOLE 0 0 10907 COMCAST CORP CL A SPL COM 20030N200 18041 653428 SH DEFINED 239700 43528 370200 CONOCOPHILLIPS COM COM 20825C104 1696 22233 SH DEFINED 8100 1600 12533 CONTINENTAL AIRLS INC CL B COM 210795308 163 14300 SH SOLE 2600 0 11700 COOPER CAMERON CORP COM COM 216640102 244 5000 SH SOLE 4000 0 1000 CORPORATE OFFICE PPTYS TR COM COM 22002T108 1401 56385 SH DEFINED 5600 700 50085 COUNTRYWIDE CR INDS INC COM 222372104 58888 838260 SH DEFINED 498725 48688 290847 D R HORTON INC COM COM 23331A109 11447 403070 SH DEFINED 145070 13600 244400 DEVON ENERGY CORP NEW COM COM 25179M103 14993 227164 SH DEFINED 107957 21400 97807 E M C CORP MASS COM COM 268648102 154 13540 SH DEFINED 7000 140 6400 EL PASO CORP CONV. 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COM 26875P101 8977 150349 SH DEFINED 54509 3400 92440 EXXON CORPORATION COM 30231G102 811 18258 SH DEFINED 2400 7296 8562 FIRST INDL RLTY TR INC COM 32054K103 1239 33600 SH DEFINED 5200 1400 27000 FRONTLINE LTD ORD COM G3682E127 1808 52400 SH DEFINED 21200 2200 29000 GENERAL ELEC CO COM 369604103 2196 67771 SH DEFINED 14050 18558 35163 GENERAL MARITIME CORP SHS COM Y2692M103 779 28400 SH DEFINED 17900 7500 3000 GIBRALTAR STL CORP COM 37476F103 3551 108200 SH SOLE 89600 0 18600 GOLDEN WEST FINL CORP DEL COM 381317106 399 3750 SH DEFINED 0 3750 0 GULFTERRA ENERGY PARTNERS LPCO COM 40274U108 267 6900 SH SOLE 400 0 6500 HSBC HLDGS PLC ADR SPON NEW COM 404280406 334 4454 SH SOLE 849 0 3605 I B M COM 459200101 1376 15611 SH DEFINED 3200 4511 7900 INTEL CORP COM 458140100 1734 62833 SH DEFINED 10800 6123 45910 INTEL CORP COM 458140100 157 5700 SH OTHER 0 0 5700 ISTAR FINL INC COM COM 45031U101 621 15525 SH SOLE 1610 0 13915 IVAX CORP COM 465823102 6781 282675 SH DEFINED 133800 575 148300 J.P. 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10200 26000 NUVEEN N Y MUN VALUE FD COM COM 67062M105 87 10000 SH SOLE 0 0 10000 OLD REP INTL CORP COM 680223104 6149 259232 SH DEFINED 77850 24300 157082 ORACLE SYS CORP COM 68389X105 219 18337 SH DEFINED 1374 14515 2448 OXFORD HEALTH PLANS INC COM 691471106 5738 104250 SH DEFINED 16850 3600 83800 PACIFIC ENERGY PARTNERS L P CO COM 69422R105 4372 167900 SH DEFINED 56900 10900 100100 PEABODY ENERGY CORP COM COM 704549104 9115 162805 SH DEFINED 68285 12650 81870 PENGROWTH ENERGY TRUST TR UNIT COM 706902103 1208 86425 SH DEFINED 21000 20425 45000 PENN VIRGINIA RESOURCE PART COM 707884102 6281 175700 SH DEFINED 92200 900 82600 PETRO-CDA COM 71644E102 3778 87460 SH SOLE 32600 0 54860 PFIZER INC COM 717081103 590 17221 SH DEFINED 2591 12230 2400 PFIZER INC COM 717081103 52 1513 SH OTHER 0 0 1513 PIONEER NAT RES CO COM COM 723787107 5276 150400 SH DEFINED 59200 11400 79800 PROCTER & GAMBLE COMPANY COM 742718109 361 6638 SH DEFINED 0 5338 1300 PRUDENTIAL FINANCIAL INC COM 744320102 381 8195 SH SOLE 8195 0 0 PULTE CORP COM 745867101 13147 252686 SH DEFINED 95500 1500 155686 REINSURANCE GROUP AMER INC COM COM 759351109 6809 167500 SH DEFINED 53000 9300 105200 REPUBLIC SERVICES INC COM 760759100 3590 124050 SH SOLE 34900 0 89150 SEACOR SMIT INC COM 811904101 554 12600 SH SOLE 10350 0 2250 SEMCO ENERGY INC COM COM 78412D109 156 26723 SH SOLE 3286 0 23437 SHIP FINANCE INTERNATIONAL COM G81075106 195 13025 SH DEFINED 5275 550 7200 SIERRA PAC RES CONV PFD 9.000% CONVERTIBLE PREF 826428203 899 24300 SH SOLE 7500 0 16800 SIERRA PAC RES NEW COM COM 826428104 4133 536000 SH DEFINED 334100 18400 183500 SINCLAIR BROADCAST GROUP INCCL COM 829226109 744 72400 SH SOLE 9500 0 62900 SOUTHERN AFRICAN RESOURCES COM 3166482 1221 2775000 SH SOLE 2775000 0 0 SOVEREIGN BANCORP INC COM COM 845905108 1090 49300 SH SOLE 5100 0 44200 SPRINT CORP COM 852061100 7280 413625 SH DEFINED 144825 24000 244800 ST PAUL COS INC COM 792860108 14042 346375 SH DEFINED 124379 7428 214568 STELMAR SHIPPING LIMITED 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