13F-HR 1 f093002.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 Institutional Investment Manager Filing this Report: NAME: Glickenhaus & Co. ADDRESS: Six East 43rd Street New York, NY 10017 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Linda Anderson Title: Director and Principal Phone: 212-953-7872 Signature, Place, and Date of Signing: Linda Anderson New York, NY October 29, 2002 Report Type Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 122 FORM 13F INFORMATION TABLE VALUE TOTAL: $253,618,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AGERE SYS INC CL A COM 00845V100 374 340007 SH DEFINED 320000 3 20004 AGERE SYSTEMS CVT PREF A 6.500 CONVERTIBLE BOND 00845VAA8 136 250000 PRN SOLE 250000 0 0 ALTERA CORP COM COM 021441100 1103 127195 SH DEFINED 34150 2945 90100 AMBAC INC COM 023139108 4241 78700 SH DEFINED 19900 800 58000 AMERADA HESS CORP COM 023551104 8181 120528 SH SOLE 37200 0 83328 AMERICAN INTL GROUP INC COM 026874107 317 5795 SH DEFINED 4036 913 846 ANADARKO PETE CORP COM COM 032511107 1692 37982 SH DEFINED 17300 2100 18582 AON CORP COM COM 037389103 4194 204700 SH DEFINED 76400 2700 125600 APT SATELLITE HLDGS LTD SPONSO COM 00203R105 46 25600 SH SOLE 0 0 25600 AT & T WIRELESS COM COM 00209A106 84 20439 SH DEFINED 3031 54 17354 AUTODIE CORP SDCV 7.000% 05/01 CONVERTIBLE BOND 052770AA2 0 675000 PRN SOLE 675000 0 0 BANK NEW YORK INC COM 064057102 443 15425 SH DEFINED 0 15425 0 BAY AREA RECOVERY CENTER INC COM 072021108 2 32500 SH OTHER 0 0 32500 BEDFORD PPTY INVS INC COM PAR COM 076446301 339 13700 SH SOLE 4000 0 9700 BEVERLY ENTERPRISES INC COM NE COM 087851309 85 35002 SH SOLE 1200 0 33802 BRANDYWINE RLTY TR SH BEN INT COM 105368203 398 17650 SH SOLE 1400 0 16250 BRISTOL MYERS SQUIBB CO COM 110122108 188 7900 SH DEFINED 7000 900 0 BRISTOL MYERS SQUIBB CO COM 110122108 48 2000 SH OTHER 0 0 2000 BURLINGTON RESOURCES INC COM 122014103 13204 344200 SH DEFINED 144700 250 199250 CABLEVISION SYS CORP CL A COM 12686C109 3053 336978 SH DEFINED 118400 3600 214978 CABOT OIL & GAS CORP COM 127097103 6545 304400 SH SOLE 120700 0 183700 CAPSTAR HOTEL CO NOTE 4.750% 1 CONVERTIBLE BOND 140918AC7 780 1000000 PRN SOLE 1000000 0 0 CENTEX CORP COM 152312104 1047 23600 SH DEFINED 12400 200 11000 CHARTER COMMUNICATIONS INC DCL COM 16117M107 793 426500 SH DEFINED 116300 13600 296600 CHEVRONTEXACO CORPORATION COM 166764100 2511 36261 SH DEFINED 10618 4584 21059 CHIQUITA BRANDS INTL INC COM COM 170032809 442 28600 SH SOLE 13000 0 15600 CISCO SYSTEMS INC. COM 17275R102 120 11437 SH DEFINED 0 8837 2600 CIT GROUP INC COM 125581108 1694 94200 SH DEFINED 25200 1700 67300 CITIGROUP INC. COM 172967101 3393 114443 SH DEFINED 38762 9609 66072 CMS ENERGY CORP COM COM 125896100 105 13088 SH SOLE 0 0 13088 CONTINENTAL AIRLS INC CL B COM 210795308 204 37900 SH SOLE 5500 0 32400 CORNING INC COM 219350105 388 242503 SH DEFINED 174000 2903 65600 CORNING INC PFD 7.000% 08/16/0 PREFERRED STOCKS 219350204 1122 11000 SH SOLE 11000 0 0 CORPORATE OFFICE PPTYS TR COM COM 22002T108 776 57285 SH DEFINED 9500 1000 46785 COUNTRYWIDE CR INDS INC COM 222372104 13023 276208 SH SOLE 141140 0 135068 D R HORTON INC COM COM 23331A109 2217 119080 SH DEFINED 46380 1600 71100 DEVON ENERGY CORP NEW COM COM 25179M103 1928 39950 SH SOLE 24250 0 15700 DIAMOND OFFSHORE DRILLNG INCCO COM 25271C102 886 44400 SH SOLE 9800 0 34600 DNP SELECT INCOME FD INC COM 23325P104 115 11575 SH SOLE 0 0 11575 DYNEGY INC NEW CL A COM 26816Q101 46 40000 SH SOLE 40000 0 0 E M C CORP MASS COM COM 268648102 80 17476 SH DEFINED 2400 176 14900 EAUTOCLAIMS COM INC COM COM 278578109 26 110000 SH SOLE 110000 0 0 EL PASO CORP PREFERRED 9.000% PREFERRED STOCKS 28336L208 561 20200 SH SOLE 7900 0 12300 EL PASO CORPORATION COM 28336L109 6898 834107 SH DEFINED 349225 21700 463182 ENSCO INTL INC COM 26874Q100 568 22700 SH SOLE 17800 0 4900 EOG RESOURCES INC. COM 26875P101 3163 87949 SH DEFINED 46109 1400 40440 EXXON CORPORATION COM 30231G102 325 10188 SH DEFINED 1200 3412 5576 FAMOUS FIXINS INC NEV COM COM 307071100 0 36500 SH SOLE 0 0 36500 FIRST INDL RLTY TR INC COM 32054K103 2873 92700 SH SOLE 14100 0 78600 FREDDIE MAC-VOTING COMMON COM 313400301 4424 79135 SH DEFINED 31500 335 47300 GENERAL ELEC CO COM 369604103 650 26351 SH DEFINED 0 15288 11063 GENERAL MARITIME CORP SHS COM Y2692M103 324 51500 SH SOLE 22600 0 28900 GENERAL MOTORS 4.50% 03/06/32 COM 370442741 4525 192000 SH SOLE 84900 0 107100 GENERAL MOTORS 5.25% 03/06/35 COM 370442733 606 27100 SH SOLE 13900 0 13200 GENERAL MTRS CORP CL H NEW COM 370442832 5141 561834 SH DEFINED 210460 2200 349174 GIBRALTAR STL CORP COM 37476F103 2409 108200 SH SOLE 89600 0 18600 GLOBAL SANTAFE CORPORATION COM G3930E101 1494 66837 SH DEFINED 13959 400 52479 GOLDEN ST BANCORP INC LTGTN TR WARRANT AND RIGH 381197136 43 39000 SH SOLE 0 0 39000 HOUSEHOLD INTL INC COM COM 441815107 7123 251600 SH DEFINED 95125 4100 152375 I B M COM 459200101 902 15475 SH DEFINED 3200 2475 9800 INTEL CORP COM 458140100 693 49918 SH DEFINED 7300 6408 36210 INTEL CORP COM 458140100 79 5700 SH OTHER 0 0 5700 ISTAR FINL INC COM COM 45031U101 453 16215 SH SOLE 2300 0 13915 IVAX CORP COM 465823102 3293 268400 SH DEFINED 130000 1000 137400 JOHNSON & JOHNSON COM 478160104 1030 19039 SH DEFINED 0 18765 274 KERR MCGEE CORP COM 492386107 3831 88200 SH SOLE 46800 0 41400 LABORATORY CORP AMER HLDGS COM COM 50540R409 553 16371 SH SOLE 3200 0 13171 LIBERTY MEDIA CORP SERIES A CO COM 530718105 7020 977700 SH DEFINED 355400 9200 613100 LINCOLN NATL CORP IND COM COM 534187109 6593 215800 SH DEFINED 79800 3100 132900 LORAL SPACE & COMMUNICATIONSCO COM G56462107 18 65000 SH SOLE 65000 0 0 MARATHON OIL CORP COM COM 565849106 1204 53100 SH SOLE 25900 0 27200 MEDIACOM COMMUNICATIONS CORPCL COM 58446K105 808 150500 SH DEFINED 94200 22400 33900 MERCK & CO INC COM 589331107 3756 82175 SH DEFINED 31900 875 49400 MERISTAR HOSPITALITY CORP COM COM 58984Y103 299 34800 SH SOLE 3400 0 31400 METLIFE INC COM 59156R108 3573 157000 SH SOLE 41000 0 116000 MICRON TECHNOLOGY INC COM 595112103 992 80220 SH DEFINED 28770 11050 40400 MIRANT CORP COM COM 604675108 731 330700 SH SOLE 181000 0 149700 MIRANT CORP CV 5.750% 07/15/07 CONVERTIBLE BOND 604675AC2 295 600000 PRN DEFINED 500000 25000 75000 MONDAVI ROBERT CORP CL A COM 609200100 472 15500 SH SOLE 15500 0 0 NEW PLAN EXCEL RLTY TR INC COM COM 648053106 243 13200 SH DEFINED 0 300 12900 NEWS CORP LTD ADR SPONS PREF COM 652487802 4760 286750 SH DEFINED 114400 1300 171050 NEXTEL COMMUNICATIONS INC CL A COM 65332V103 416 55100 SH SOLE 8600 0 46500 NOBLE CORPORATION COM COM G65422100 2043 65909 SH SOLE 27790 0 38119 NOKIA CORP SPONSORED ADR COM 654902204 519 39179 SH DEFINED 8800 114 30265 NUVEEN N Y MUN VALUE FD COM COM 67062M105 94 10000 SH SOLE 0 0 10000 OCEAN ENERGY INC. COM 67481E106 5648 283100 SH SOLE 88000 0 195100 OLD REP INTL CORP COM 680223104 9231 325255 SH SOLE 96300 0 228955 ORACLE SYS CORP COM 68389X105 104 13248 SH DEFINED 0 12800 448 PEABODY ENERGY CORP COM COM 704549104 1949 76450 SH SOLE 31000 0 45450 PENN VIRGINIA RESOURCE PART COM 707884102 3861 190200 SH SOLE 91700 0 98500 PETRO-CDA COM 71644E102 2800 95960 SH SOLE 32900 0 63060 PFIZER INC COM 717081103 244 8420 SH DEFINED 100 7463 857 PFIZER INC COM 717081103 44 1513 SH OTHER 0 0 1513 PULTE CORP COM 745867101 9170 215100 SH SOLE 82200 0 132900 REPUBLIC SERVICES INC COM 760759100 2415 128450 SH SOLE 35800 0 92650 SCHERING PLOUGH CORP COM 806605101 832 39042 SH DEFINED 16200 1150 21692 SEACOR SMIT INC COM 811904101 516 12600 SH SOLE 10350 0 2250 SEMCO ENERGY INC. 11% PFD 8/16 CONVERTIBLE PREF 78412D307 675 94600 SH SOLE 42700 0 51900 SIERRA PAC RES NEW COM COM 826428104 3390 555700 SH SOLE 343800 0 211900 SIERRA PACIFIC RES PIES CON 9. CONVERTIBLE PREF 826428203 988 30300 SH SOLE 12000 0 18300 SOVEREIGN BANCORP INC COM COM 845905108 900 69800 SH SOLE 6600 0 63200 STELMAR SHIPPING LIMITED COM V8726M103 7012 482900 SH DEFINED 165800 8300 308800 STOLT OFFSHORE S A ADR SPON RE COM 861567105 389 176700 SH DEFINED 27200 3500 146000 SUNOCO LOGISTICS PARTNERS LP COM 86764L108 3023 136100 SH SOLE 65500 0 70600 TENET HEALTHCARE CORP COM 88033G100 790 15950 SH DEFINED 2250 200 13500 TESORO PETE CORP COM 881609101 556 198400 SH SOLE 91500 0 106900 TEXAS INSTRS INC COM 882508104 1710 115801 SH DEFINED 54725 1851 59225 TJX COS INC NEW COM 872540109 591 34791 SH SOLE 5000 0 29791 TORCHMARK CORP COM COM 891027104 2261 66000 SH SOLE 33200 0 32800 TRANSOCEAN SEDCO FOREX INC COM COM G90078109 3361 161598 SH DEFINED 56670 400 104528 TRAVELERS PROPERTY CASUALTY CO COM 89420G109 8334 631349 SH DEFINED 249170 14514 367666 TYCO INTL LTD NEW COM COM 902124106 3249 230450 SH DEFINED 81500 1900 147050 U S BANCORP COM 902973304 1191 64100 SH SOLE 15900 0 48200 UAL CORP PAR $0.01 COM 902549500 35 16500 SH SOLE 14000 0 2500 UNITED DEFENSE INDUSTRIES COM 91018B104 1083 45900 SH SOLE 16300 0 29600 UNUMPROVIDENT CORP COM 91529Y106 2027 99600 SH SOLE 55300 0 44300 USG CORP NEW COM 903293405 113 28300 SH SOLE 11000 0 17300 VALERO ENERGY CORP COM 91913Y100 5016 189500 SH SOLE 93800 0 95700 VERIZON COMMUNICATIONS COM 92343V104 276 10051 SH DEFINED 152 6344 3555 WILLIAMS COS INC COM COM 969457100 34 15000 SH SOLE 15000 0 0 WILLIAMS ENERGY PARTNERS L PCO COM 969491109 7634 234900 SH DEFINED 183800 200 50900 WILSHIRE TECHNOLOGIES INC WTS. WARRANT AND RIGH 972000111 0 34375 SH OTHER 0 0 34375
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