13F-HR 1 f123101.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 Institutional Investment Manager Filing this Report: NAME: Glickenhaus & Co. ADDRESS: Six East 43rd Street New York, NY 10017 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Linda Anderson Title: Director and Principal Phone: 212-953-7872 Signature, Place, and Date of Signing: Linda Anderson New York, NY February 7, 2002 Report Type Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 119 FORM 13F INFORMATION TABLE VALUE TOTAL: $350,912,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AGERE SYS INC CL A COM 00845V100 167 29400 SH DEFINED 12200 3300 13900 AKER RGI 5.250 07/23/02 CONVERTIBLE BOND 401996W66 455 500000 PRN SOLE 500000 0 0 ALTERA CORP COM COM 021441100 1962 92450 SH SOLE 27950 0 64500 AMBAC INC COM 023139108 4397 76000 SH DEFINED 14800 4400 56800 AMERADA HESS CORP COM 023551104 5283 84528 SH DEFINED 29200 4000 51328 ANADARKO PETE CORP COM COM 032511107 1674 29447 SH SOLE 11465 0 17982 AON CORP COM COM 037389103 9988 281200 SH DEFINED 90100 8900 182200 APT SATELLITE HLDGS LTD SPONSO COM 00203R105 85 25600 SH SOLE 0 0 25600 AT & T WIRELESS COM COM 00209A106 576 40112 SH DEFINED 18031 3957 18124 AT&T CORP COM 001957109 239 13198 SH DEFINED 0 12298 900 AUTODIE CORP SDCV 7.000 5/01/1 CONVERTIBLE BOND 052770AA2 0 675000 PRN SOLE 675000 0 0 BAY AREA RECOVERY CENTER INC COM 072021108 0 32500 SH DEFINED 0 32500 0 BEAR STEARNS COS INC COM 073902108 4032 68760 SH SOLE 25462 0 43298 BEDFORD PPTY INVS INC COM PAR COM 076446301 308 13700 SH SOLE 3700 0 10000 BEVERLY ENTERPRISES INC COM NE COM 087851309 382 44379 SH SOLE 1200 0 43179 BRANDYWINE RLTY TR SH BEN INT COM 105368203 388 18400 SH SOLE 900 0 17500 BRASCAN CORP LTD VTG SHS CL COM 10549P606 1577 87300 SH DEFINED 29600 1000 56700 BURLINGTON RESOURCES INC COM 122014103 14106 375750 SH DEFINED 157900 600 217250 CABLEVISION SYS CORP CL A COM 12686C109 7189 151500 SH DEFINED 57200 400 93900 CABOT OIL & GAS CORP COM 127097103 7085 294600 SH DEFINED 118500 500 175600 CANADIAN HOTL INCM PPTY REITUN COM 135928109 578 108288 SH SOLE 108288 0 0 CAPSTAR HOTEL CO NOTE 4.750 10 CONVERTIBLE BOND 140918AC7 780 1000000 PRN SOLE 1000000 0 0 CHEVRONTEXACO CORPORATION COM 166764100 6353 70899 SH SOLE 26760 0 44139 CISCO SYSTEMS INC. COM 17275R102 273 15100 SH DEFINED 0 10000 5100 CITIGROUP INC. COM 172967101 7251 143637 SH DEFINED 47295 329 96013 CMS ENERGY 8.75 CONV PFD 07/01 CONVERTIBLE PREF 125896308 326 10800 SH SOLE 0 0 10800 CONTINENTAL AIRLS INC CL B COM 210795308 1190 45400 SH SOLE 7500 0 37900 CORNING INC COM 219350105 760 85200 SH SOLE 57400 0 27800 CORPORATE OFFICE PPTYS TR COM COM 22002T108 763 64300 SH SOLE 16000 0 48300 COUNTRYWIDE CR INDS INC COM 222372104 10595 258608 SH SOLE 159740 0 98868 D R HORTON INC COM COM 23331A109 2695 83020 SH DEFINED 26920 300 55800 DELPHI FINL GROUP INC CL A COM 247131105 1627 48860 SH SOLE 35060 0 13800 DEVON ENERGY CORP NEW COM COM 25179M103 1548 40050 SH SOLE 24000 0 16050 DIAMOND OFFSHORE DRILLNG INCCO COM 25271C102 2137 70300 SH SOLE 18900 0 51400 DUFF & PHELPS UTILITIES INCOME COM 264324104 128 11575 SH SOLE 0 0 11575 E M C CORP MASS COM COM 268648102 378 28100 SH SOLE 6400 0 21700 EAUTOCLAIMS COM INC COM COM 278578109 77 110000 SH SOLE 110000 0 0 ELAN PLC ADR COM 284131208 270 6000 SH DEFINED 0 6000 0 ENSCO INTL INC COM 26874Q100 1779 71600 SH SOLE 31500 0 40100 EOG RESOURCES INC. COM 26875P101 4539 116049 SH SOLE 59800 0 56249 EQUITY OFFICE PPTYS TR COM COM 294741103 824 27409 SH SOLE 11455 0 15954 EXXON CORPORATION COM 30231G102 754 19176 SH SOLE 2400 0 16776 FIRST INDL RLTY TR INC COM 32054K103 17663 567950 SH SOLE 340500 0 227450 FMC CORP NEW COM 302491303 303 5100 SH SOLE 5100 0 0 FRONTLINE LTD ORD COM G3682E127 1397 136300 SH DEFINED 68500 400 67400 GENERAL ELEC CO COM 369604103 413 10298 SH SOLE 0 0 10298 GENERAL MARITIME CORP SHS COM Y2692M103 573 57300 SH DEFINED 25000 24600 7700 GENERAL MTRS CORP CL H NEW COM 370442832 5383 348434 SH DEFINED 154760 12600 181074 GIBRALTAR STL CORP COM 37476F103 1896 108200 SH SOLE 89600 0 18600 GLOBAL SANTAFE CORPORATION COM G3930E101 2194 76913 SH SOLE 20875 0 56039 GOLDEN ST BANCORP INC LTGTN TR WARRANT AND RIGH 381197136 48 40600 SH SOLE 0 0 40600 HEARST-ARGYLE TELEVISION INCCO COM 422317107 6858 318100 SH DEFINED 115500 6900 195700 HONEYWELL INTERNATIONAL, INC. COM 438516106 5475 161900 SH DEFINED 55400 300 106200 HOUSEHOLD INTL INC COM COM 441815107 5638 97300 SH DEFINED 25100 4940 67260 I B M COM 459200101 3974 32855 SH SOLE 8500 0 24355 ICN PHARMACEUTICAL INC NEW COM 448924100 6784 202494 SH SOLE 118770 0 83724 IMAGISTICS INTL INC COM COM 45247T104 1415 114600 SH DEFINED 39300 21300 54000 INTEL CORP COM 458140100 1865 59300 SH DEFINED 12400 5700 41200 ISTAR FINL INC COM COM 45031U101 405 16215 SH SOLE 2300 0 13915 KERR MCGEE CORP COM 492386107 5655 103200 SH DEFINED 46700 400 56100 KEYCORP NEW COM COM 493267108 4749 195100 SH DEFINED 48600 9000 137500 LABORATORY CORP AMER HLDGS COM COM 50540R409 857 10600 SH SOLE 2600 0 8000 LEXINGTON CORPORATE PPTYS TRCO COM 529043101 902 58200 SH SOLE 10400 0 47800 LIBERTY MEDIA CORP SERIES A CO COM 530718105 10797 771200 SH DEFINED 270500 23500 477200 LIBERTY PPTY TR SH BEN INT COM 531172104 1239 41500 SH SOLE 29800 0 11700 LINCOLN NATL CORP IND COM COM 534187109 9627 198200 SH DEFINED 71300 5600 121300 LOEWS CORP COM 540424108 432 7800 SH SOLE 7800 0 0 MERISTAR HOSPITALITY CORP COM COM 58984Y103 707 49800 SH SOLE 18400 0 31400 MERISTAR HOTELS & RESORTS INCO COM 589988104 16 23803 SH SOLE 6065 0 17738 METLIFE INC COM 59156R108 8772 276900 SH DEFINED 102000 7800 167100 MICRON TECHNOLOGY INC COM 595112103 1236 39870 SH SOLE 19070 0 20800 MIRANT CORP COM COM 604675108 5735 358000 SH DEFINED 172200 13700 172100 MISSOURI KANS TEX RR CO NON IN COM 606113207 349 3798 SH SOLE 3798 0 0 MONDAVI ROBERT CORP CL A COM 609200100 665 17500 SH SOLE 17500 0 0 MONSANTO CO NEW COM COM 61166W101 4097 121200 SH DEFINED 24300 5600 91300 NEW PLAN EXCEL RLTY TR INC COM COM 648053106 263 13800 SH SOLE 0 0 13800 NEWS CORP LTD ADR SPONS PREF COM 652487802 8135 307450 SH DEFINED 115700 8800 182950 NEXTEL COMMUNICATIONS INC CL A COM 65332V103 617 56300 SH SOLE 8600 0 47700 NOBLE DRILLING CORP COM 655042109 2970 87250 SH SOLE 37990 0 49260 NOKIA CORP SPONSORED ADR COM 654902204 1231 50200 SH SOLE 12900 0 37300 NUVEEN N Y MUN VALUE FD COM COM 67062M105 93 10000 SH SOLE 0 0 10000 OCEAN ENERGY INC. COM 67481E106 3997 208200 SH DEFINED 104400 1300 102500 OLD REP INTL CORP COM 680223104 10466 373655 SH DEFINED 129800 9900 233955 OMI CORP COM COM Y6476W104 2097 527000 SH SOLE 306700 0 220300 ORACLE SYS CORP COM 68389X105 138 10000 SH DEFINED 0 6000 4000 OVERSEAS SHIPHOLDING GROUP I COM 690368105 1592 70750 SH SOLE 33500 0 37250 PENN VIRGINIA RESOURCE PART COM 707884102 4902 190000 SH SOLE 92300 0 97700 PETRO-CDA COM 71644E102 2364 96460 SH SOLE 32900 0 63560 POTASH CORP SASK INC COM 73755L107 1215 19800 SH SOLE 2200 0 17600 PULTE CORP COM 745867101 9894 221500 SH DEFINED 80300 6300 134900 REPUBLIC SERVICES INC COM 760759100 2583 129350 SH SOLE 34900 0 94450 SCHERING PLOUGH CORP COM 806605101 845 23592 SH SOLE 6600 0 16992 SEACOR SMIT INC COM 811904101 585 12600 SH SOLE 10350 0 2250 SEMCO ENERGY INC. 11% PFD 8/16 CONVERTIBLE PREF 78412D307 866 94600 SH SOLE 41200 0 53400 SIERRA PACIFIC RES PIES CON 9. CONVERTIBLE PREF 826428203 1782 33300 SH SOLE 14000 0 19300 SINCLAIR BROADCAST GROUP INCCL COM 829226109 3458 365500 SH DEFINED 183600 1000 180900 SOVEREIGN BANCORP INC COM COM 845905108 8272 675800 SH DEFINED 175900 1500 498400 STELMAR SHIPPING LIMITED COM V8726M103 2706 166500 SH DEFINED 51800 1000 113700 SUN MICROSYSTEMS INC COM 866810104 199 16200 SH DEFINED 0 8000 8200 SYMBOL TECHNOLOGIES INC COM COM 871508107 205 12889 SH DEFINED 0 12889 0 TEEKAY SHIPPING CORP COM COM Y8564W103 6001 172200 SH DEFINED 83700 300 88200 TENET HEALTHCARE CORP COM 88033G100 757 12900 SH SOLE 2900 0 10000 TESORO PETE CORP COM 881609101 437 33300 SH SOLE 1700 0 31600 TEXAS INSTRS INC COM 882508104 3520 125725 SH SOLE 64525 0 61200 TJX COS INC NEW COM 872540109 869 21800 SH SOLE 5700 0 16100 TORCHMARK CORP COM COM 891027104 3795 96500 SH SOLE 36600 0 59900 TRANSOCEAN SEDCO FOREX INC COM COM G90078109 6375 188498 SH SOLE 70270 0 118228 TRIZEC HAHN CORP SUB VTG COM 896938107 7701 490500 SH DEFINED 176000 14200 300300 TYCO INTL LTD NEW COM COM 902124106 255 4330 SH DEFINED 0 4330 0 U S BANCORP COM 902973304 7372 352200 SH DEFINED 92400 10400 249400 UAL CORP PAR $0.01 COM 902549500 236 17500 SH SOLE 14000 0 3500 ULTRA PETE CORP COM COM 903914109 61 10000 SH SOLE 10000 0 0 UNITED DEFENSE INDUSTRIES COM 91018B104 476 22600 SH DEFINED 9800 6900 5900 USG CORP NEW COM 903293405 162 28300 SH SOLE 11000 0 17300 USX MARATHON GROUP COM 902905827 6747 224900 SH DEFINED 82800 200 141900 VALERO ENERGY CORP COM 91913Y100 10536 276400 SH DEFINED 123300 6300 146800 VERIZON COMMUNICATIONS COM 92343V104 247 5200 SH DEFINED 152 2000 3048 WASTE MGMT INC DEL COM COM 94106L109 265 8300 SH SOLE 3400 0 4900 WILSHIRE TECHNOLOGIES INC WARR WARRANT AND RIGH 972000111 0 34375 SH DEFINED 0 34375 0
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