13F-HR 1 f033101.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2001 Institutional Investment Manager Filing this Report: NAME: Glickenhaus & Co. ADDRESS: Six East 43rd Street New York, NY 10017 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Linda Anderson Title: Director and Principal Phone: 212-953-7872 Signature, Place, and Date of Signing: Linda Anderson New York, NY April 27, 2001 Report Type Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 157 FORM 13F INFORMATION TABLE VALUE TOTAL: $491,875,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADAPTEC INC COM COM 00651F108 130 15000 SH SOLE 12000 0 3000 ADOBE SYS INC COM 00724F101 4450 127240 SH SOLE 115740 0 11500 ADVANCED FIBRE COMM INC COM COM 00754A105 555 38800 SH SOLE 38300 0 500 AKER RGI 5.250% 07/23/02 CONVERTIBLE BOND 401996W66 503 500000 PRN SOLE 500000 0 0 ALTERA CORP COM COM 021441100 4623 215650 SH SOLE 85750 0 129900 AMAZON COM INC COM COM 023135106 409 40000 SH SOLE 13100 0 26900 AMERICAN EXPRESS CO COM 025816109 3139 76000 SH DEFINED 41200 200 34600 AMERICAN HOME PRODS CORP COM 026609107 9841 167500 SH SOLE 34000 0 133500 AMGEN INC COM 031162100 4474 74330 SH SOLE 64030 0 10300 AMR CORP DEL COM 001765106 800 22782 SH SOLE 13382 0 9400 ANADARKO PETE CORP COM COM 032511107 2091 33311 SH SOLE 4593 0 28718 AON CORP COM COM 037389103 10153 286000 SH SOLE 86800 0 199200 APP FINANCE VI MAURITIUS LTD 0 CONVERTIBLE BOND 00202NAA3 684 54690000 PRN SOLE 50185000 0 4505000 APPLIED MATLS INC COM 038222105 3591 82550 SH SOLE 74450 0 8100 APT SATELLITE HLDGS LTD SPONSO COM 00203R105 189 61000 SH SOLE 32500 0 28500 AT&T CORP COM 001957109 718 33700 SH SOLE 6265 0 27435 AUTODIE CORP SDCV 7.000 5/01/1 CONVERTIBLE BOND 052770AA2 34 675000 PRN SOLE 675000 0 0 AVIRON COM COM 053762100 374 9000 SH SOLE 9000 0 0 BANK OF AMERICA COM 060505104 987 18035 SH SOLE 10600 0 7435 BEAR STEARNS COS INC COM 073902108 8079 176633 SH SOLE 40571 0 136062 BEDFORD PPTY INVS INC COM PAR COM 076446301 257 13700 SH SOLE 3700 0 10000 BELO A H CORP COM SER A COM 080555105 731 44400 SH SOLE 16300 0 28100 BEVERLY ENTERPRISES INC COM NE COM 087851309 362 45279 SH SOLE 1200 0 44079 BOEING CO COM 097023105 1480 26560 SH SOLE 22300 0 4260 BRANDYWINE RLTY TR SH BEN INT COM 105368203 366 18400 SH SOLE 0 0 18400 BROCADE COMMUNICATIONS SYS COM 111621108 219 10500 SH SOLE 7800 0 2700 BURLINGTON RESOURCES INC COM 122014103 17925 400550 SH SOLE 167300 0 233250 CABOT OIL & GAS CORP COM 127097103 7358 272500 SH SOLE 68600 0 203900 CANADIAN HOTL INCM PPTY REITUN COM 135928109 1062 191088 SH SOLE 191088 0 0 CAPSTAR HOTEL CO NOTE 4.750% 1 CONVERTIBLE BOND 140918AC7 780 1000000 PRN SOLE 1000000 0 0 CAPSTEAD MTG CORP PFD B CV $1. CONVERTIBLE PREF 14067E308 5789 492650 SH SOLE 422800 0 69850 CHEVRON CORP COM 166751107 1365 15550 SH SOLE 5150 0 10400 CII FINL INC SDCV 7.500 9/15/0 CONVERTIBLE BOND 12551LAB7 282 400000 PRN SOLE 300000 0 100000 CISCO SYSTEMS INC. COM 17275R102 8346 527800 SH SOLE 365400 0 162400 CITIGROUP INC. COM 172967101 8668 192698 SH SOLE 56837 0 135861 CMS ENERGY 8.75 CONV PFD 07/01 CONVERTIBLE PREF 125896308 2628 77200 SH SOLE 46900 0 30300 COMMERCE ONE INC DEL COM COM 200693109 164 17550 SH SOLE 13650 0 3900 CONAGRA INC COM 205887102 3146 172500 SH SOLE 52000 0 120500 CONNECTICUT BANCORP INC COM 207534108 0 10000 SH SOLE 10000 0 0 CONTINENTAL AIRLS INC CL B COM 210795308 816 19700 SH SOLE 3400 0 16300 CORNING INC COM 219350105 826 39900 SH SOLE 33900 0 6000 CORPORATE OFFICE PPTYS TR COM COM 22002T108 5850 615100 SH SOLE 559600 0 55500 COUNTRYWIDE CR INDS INC COM 222372104 7815 158358 SH SOLE 111540 0 46818 CTS CORP COM COM 126501105 830 40000 SH SOLE 33000 0 7000 D R HORTON INC COM COM 23331A109 516 24420 SH SOLE 24420 0 0 DAIMLERCHRYSLER AG ORD COM D1668R123 328 7357 SH SOLE 0 0 7357 DELL COMPUTER CORP COM 247025109 308 12000 SH SOLE 10300 0 1700 DELPHI FINL GROUP INC CL A COM 247131105 2559 86460 SH SOLE 49060 0 37400 DELTA AIR LINES INC DEL COM 247361108 4290 108600 SH SOLE 29200 0 79400 DEVON ENERGY CORP NEW COM COM 25179M103 291 5000 SH SOLE 2300 0 2700 DIAMOND OFFSHORE DRILLNG INCCO COM 25271C102 5804 147500 SH SOLE 82100 0 65400 DOLLAR THRIFTY AUTOMOTIVE-W.I. COM 256743105 1406 68262 SH SOLE 21862 0 46400 DU PONT E I DE NEMOURS CO COM 263534109 204 5000 SH SOLE 1500 0 3500 DUFF & PHELPS UTILITIES INCOME COM 264324104 122 11575 SH SOLE 0 0 11575 E M C CORP MASS COM COM 268648102 3019 102700 SH SOLE 68100 0 34600 EASTMAN KODAK COM 277461109 239 6000 SH SOLE 6000 0 0 EAUTOCLAIMS COM INC COM COM 278578109 203 100000 SH SOLE 100000 0 0 ENSCO INTL INC COM 26874Q100 3371 96300 SH SOLE 59100 0 37200 ENVRNMNTL REMEDIATN HLD CRP CO COM 29406V100 14 450000 SH SOLE 450000 0 0 EOG RESOURCES INC. COM 26875P101 4826 117049 SH SOLE 52000 0 65049 EQUITY OFFICE PPTYS TR COM COM 294741103 907 32409 SH SOLE 11455 0 20954 EVERCEL INC COM COM 299759100 2252 275050 SH SOLE 238050 0 37000 EXODUS COMMUNICATIONS INC COM 302088109 1245 115830 SH SOLE 102030 0 13800 EXXON CORPORATION COM 30231G102 898 11088 SH SOLE 1200 0 9888 FANNIE MAE COM 313586109 9156 115020 SH SOLE 100940 0 14080 FIRST INDL RLTY TR INC COM 32054K103 48645 1537457 SH SOLE 1278000 0 259457 FNMA CALL JAN02 @80 OPTION - CALL 31358W9AP 204 120 SH CALL SOLE 120 0 0 FORD MTR CO DEL COM PAR $0.01 COM 345370860 7041 250382 SH SOLE 161857 0 88525 GENERAL ELEC CO COM 369604103 429 10252 SH SOLE 0 0 10252 GENERAL MTRS CORP CL H NEW COM 370442832 2957 151633 SH SOLE 68600 0 83033 GIBRALTAR STL CORP COM 37476F103 1724 108200 SH SOLE 89600 0 18600 GLOBAL CROSSING LTD COM G3921A100 612 45360 SH SOLE 36260 0 9100 GLOBAL MARINE INC NEW COM 379352404 3894 152100 SH SOLE 85700 0 66400 GULF CDA RES LTD ORD COM 40218L305 13594 2480600 SH SOLE 845300 0 1635300 HAYES LEMMERZ INTL COM 420781106 170 30500 SH SOLE 29000 0 1500 HCA-THE HEALTHCARE COMPANY COM 404119109 427 10600 SH SOLE 600 0 10000 HEARST-ARGYLE TELEVISION INCCO COM 422317107 6549 317900 SH SOLE 80600 0 237300 HEWLETT PACKARD CO COM 428236103 1119 35800 SH SOLE 16900 0 18900 HOUSEHOLD INTL INC COM COM 441815107 2073 35000 SH SOLE 500 0 34500 HUMAN GENOME SCIENCES INC COM COM 444903108 1929 41940 SH SOLE 38440 0 3500 I B M COM 459200101 9049 94089 SH SOLE 29232 0 64857 I2 TECHNOLOGIES INC COM COM 465754109 153 10550 SH SOLE 7950 0 2600 ICN PHARMACEUTICAL INC NEW COM 448924100 5277 207494 SH SOLE 123070 0 84424 IMC GLOBAL INC COM 449669100 395 32100 SH SOLE 10000 0 22100 IMCLONE SYS INC COM 45245W109 348 10500 SH SOLE 9400 0 1100 INKTOMI CORP COM COM 457277101 142 21300 SH SOLE 21300 0 0 INTEL CORP COM 458140100 9395 357050 SH SOLE 209600 0 147450 ISTAR FINL INC COM COM 45031U101 374 16215 SH SOLE 2300 0 13915 J.P. MORGAN CHASE & CO COM 46625H100 6775 150900 SH SOLE 71800 0 79100 JDS UNIPHASE COM COM 46612J101 1615 87575 SH SOLE 50975 0 36600 JUNIPER NETWORKS INC COM COM 48203R104 232 6100 SH SOLE 4700 0 1400 LENNAR CORP COM 526057104 510 12800 SH SOLE 1600 0 11200 LEXINGTON CORPORATE PPTYS TRCO COM 529043101 751 58200 SH SOLE 10400 0 47800 LIBERTY PPTY TR SH BEN INT COM 531172104 1172 41500 SH SOLE 29800 0 11700 LINCOLN NATL CORP IND COM COM 534187109 425 10000 SH SOLE 10000 0 0 LOUIS DREYFUS NAT GAS CORP COM COM 546011107 722 19500 SH SOLE 10000 0 9500 LUCENT TECHNOLOGIES INC COM COM 549463107 1246 124971 SH SOLE 103200 0 21771 MACK CALI RLTY CORP COM COM 554489104 4498 166600 SH SOLE 90700 0 75900 MATTEL INC COM 577081102 3289 185400 SH SOLE 163400 0 22000 MEDIMMUNE INC COM COM 584699102 829 23100 SH SOLE 18600 0 4500 MERISTAR HOSPITALITY CORP COM COM 58984Y103 762 38100 SH SOLE 2500 0 35600 MERISTAR HOTELS & RESORTS INCO COM 589988104 41 23803 SH SOLE 6065 0 17738 MERRILL LYNCH & CO INC COM 590188108 2598 46900 SH SOLE 27500 0 19400 METLIFE INC COM 59156R108 15058 501100 SH SOLE 137300 0 363800 MICRON TECHNOLOGY INC COM 595112103 2988 71950 SH SOLE 41470 0 30480 MICROSOFT CORP COM 594918104 4290 78450 SH SOLE 67750 0 10700 MILLENNIUM PHARMACTCLS INC COM COM 599902103 1913 62800 SH SOLE 56100 0 6700 MINIMED INC COM COM 60365K108 227 7800 SH SOLE 6400 0 1400 MISSOURI KANS TEX RR CO NON IN COM 606113207 361 3798 SH SOLE 3798 0 0 MONDAVI ROBERT CORP CL A COM 609200100 784 17500 SH SOLE 17500 0 0 MOTOROLA INC COM 620076109 850 59600 SH SOLE 37400 0 22200 NEWS CORP LTD ADR SPONS PREF COM 652487802 9368 350850 SH SOLE 106700 0 244150 NEXTEL COMMUNICATIONS INC CL A COM 65332V103 1021 71000 SH SOLE 29700 0 41300 NOBLE DRILLING CORP COM 655042109 4240 91850 SH SOLE 51490 0 40360 NOKIA CORP SPONSORED ADR COM 654902204 2249 93700 SH SOLE 47300 0 46400 NUVEEN N Y MUN VALUE FD COM COM 67062M105 91 10000 SH SOLE 0 0 10000 OCEAN ENERGY INC. COM 67481E106 1254 75800 SH SOLE 69400 0 6400 OMI CORP COM COM Y6476W104 5897 910000 SH SOLE 274600 0 635400 ORACLE SYS CORP COM 68389X105 1482 98900 SH SOLE 82700 0 16200 OVERSEAS SHIPHOLDING GROUP I COM 690368105 5663 206000 SH SOLE 56600 0 149400 PALM INC COM COM 696642107 341 40600 SH SOLE 34500 0 6100 PARTY CITY CORP COM COM 702145103 171 50000 SH SOLE 50000 0 0 PEAK TRENDS TRUST CONV PREF CONVERTIBLE PREF 70468N107 2626 417500 SH SOLE 341100 0 76400 PETRO-CDA COM 71644E102 2180 97100 SH SOLE 32900 0 64200 POTASH CORP SASK INC COM 73755L107 1149 19800 SH SOLE 2200 0 17600 PRIME HOSPITALITY CORP COM 741917108 697 64500 SH SOLE 0 0 64500 QUALCOMM INC COM COM 747525103 680 12000 SH SOLE 11500 0 500 REPUBLIC SERVICES INC COM 760759100 2481 132300 SH SOLE 34000 0 98300 ROCKWELL INTL CORP NEW COM COM 773903109 3566 98100 SH SOLE 10500 0 87600 ROSETTA INPHARMATICS INC OC-CO COM 777777103 198 22000 SH SOLE 15500 0 6500 SCHERING PLOUGH CORP COM 806605101 4544 124392 SH SOLE 42100 0 82292 SEACOR SMIT INC COM 811904101 570 12600 SH SOLE 10350 0 2250 SEMCO ENERGY INC. 11% PFD 8/16 CONVERTIBLE PREF 78412D307 1403 117100 SH SOLE 63100 0 54000 SIEBEL SYS INC COM COM 826170102 272 10000 SH SOLE 7500 0 2500 SINCLAIR BROADCAST GROUP INCCL COM 829226109 5454 752300 SH SOLE 184200 0 568100 SOVEREIGN BANCORP INC COM COM 845905108 6171 728700 SH SOLE 200800 0 527900 SPRINT CORP PCS COM SER 1 COM 852061506 2645 139200 SH SOLE 71500 0 67700 STELMAR SHIPPING LIMITED COM V8726M103 873 67300 SH SOLE 42300 0 25000 SUN MICROSYSTEMS INC COM 866810104 3495 227390 SH SOLE 202890 0 24500 TEEKAY SHIPPING CORP COM COM Y8564W103 10923 256400 SH SOLE 73200 0 183200 TELEWEST FINANCE TWT 6.000% 07 CONVERTIBLE BOND 879563AA2 1580 2000000 PRN SOLE 2000000 0 0 TESORO PFD A CONVERTIBLE PREF 881609408 548 44400 SH SOLE 5500 0 38900 TEXAS INSTRS INC COM 882508104 11633 375485 SH SOLE 262765 0 112720 TEXTRON INC COM 883203101 5769 101499 SH SOLE 9900 0 91599 TORCHMARK CORP COM COM 891027104 10263 264300 SH SOLE 81000 0 183300 TRANSOCEAN SEDCO FOREX INC COM COM G90078109 11160 257447 SH SOLE 130357 0 127090 TRINITY INDS INC COM 896522109 265 13600 SH SOLE 6900 0 6700 TRITON ENERGY LTD CL A ORD COM G90751101 488 26000 SH SOLE 800 0 25200 TRIZEC HAHN CORP SUB VTG COM 896938107 6688 444400 SH SOLE 142900 0 301500 USG CORP NEW COM 903293405 3520 230362 SH SOLE 106900 0 123462 USX MARATHON GROUP COM 902905827 9112 338100 SH SOLE 99100 0 239000 VERITAS SOFTWARE CO COM 923436109 2423 52400 SH SOLE 48000 0 4400 VIACOM INC CL B COM 925524308 243 5533 SH SOLE 434 0 5099 VISTEON CORP COM COM 92839U107 331 22019 SH SOLE 12643 0 9376 WASTE MGMT INC DEL COM COM 94106L109 613 24800 SH SOLE 19900 0 4900 YAHOO INC COM COM 984332106 288 18300 SH SOLE 17700 0 600 YOUNG BROADCASTING INC CL A COM 987434107 1964 62600 SH SOLE 4000 0 58600
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