0000732847-21-000007.txt : 20211115 0000732847-21-000007.hdr.sgml : 20211115 20211115161146 ACCESSION NUMBER: 0000732847-21-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST WILSHIRE SECURITIES MANAGEMENT INC CENTRAL INDEX KEY: 0000732847 IRS NUMBER: 952844956 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00983 FILM NUMBER: 211410662 BUSINESS ADDRESS: STREET 1: 1214 EAST GREEN STREET, SUITE 104 CITY: PASADENA STATE: CA ZIP: 91106-3171 BUSINESS PHONE: (626) 796-6622 MAIL ADDRESS: STREET 1: 1214 EAST GREEN STREET, SUITE 104 CITY: PASADENA STATE: CA ZIP: 91106-3171 FORMER COMPANY: FORMER CONFORMED NAME: FIRST WILSHIRE SECURITIES MANAGEMENT INC /CA DATE OF NAME CHANGE: 20010411 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000732847 XXXXXXXX 09-30-2021 09-30-2021 FIRST WILSHIRE SECURITIES MANAGEMENT INC

1214 EAST GREEN STREET, SUITE 104 PASADENA CA 91106-3171

13F HOLDINGS REPORT 028-00983 N Howard Lu 626-796-6622 Howard Lu Pasadena CA 11-15-2021 0 86 301689 false INFORMATION TABLE 2 fwsm13f09302021.xml BM TECHNOLOGIES INC CL A COM 05591L107 213 23883 SH SOLE 769 0 23114 CUSTOMERS BANCORP INC COM 23204G100 480 11164 SH SOLE 0 0 11164 WISDOMTREE TR MORTGAGE PLUS BD 97717Y725 399 7868 SH SOLE 0 0 7868 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 817 16287 SH SOLE 0 0 16287 VANECK ETF TRU ST PREFERRED SECURT 92189F429 303 14286 SH SOLE 0 0 14286 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1086 14625 SH SOLE 0 0 14625 SIRIUSPOINT LTD COM G8192H106 578 62432 SH SOLE 62432 0 0 TRECORA RES COM 894648104 3870 473066 SH SOLE 98368 0 374698 WISDOMTREE TR INTRST RATE HDGE 97717W380 398 8500 SH SOLE 0 0 8500 ANDERSONS INC COM 034164103 7079 229598 SH SOLE 150 0 229448 ANI PHARMACEUTICALS INC COM 00182C103 10952 333686 SH SOLE 22709 0 310977 ANTARES PHARMA INC COM 036642106 9662 2654297 SH SOLE 190961 0 2463336 BELLUS HEALTH INC NEW COM NEW 07987C204 503 82000 SH SOLE 0 0 82000 CAMTEK LTD ORD M20791105 2966 73219 SH SOLE 14039 0 59180 CHECK POINT SOFTWARE TECH LT ORD M22465104 485 4293 SH SOLE 0 0 4293 CISCO SYS INC COM 17275R102 552 10150 SH SOLE 550 0 9600 DAKTRONICS INC COM 234264109 93 17100 SH SOLE 17100 0 0 EASTSIDE DISTILLING INC COM 277802302 26 10000 SH SOLE 10000 0 0 EVOFEM BIOSCIENCES INC COM 30048L104 812 1100000 SH SOLE 0 0 1100000 EAST WEST BANCORP INC COM 27579R104 11569 149203 SH SOLE 12867 0 136336 EZCORP INC CL A NON VTG 302301106 20549 2714573 SH SOLE 349455 0 2365118 FOSTER L B CO COM 350060109 2212 142823 SH SOLE 0 0 142823 GULF IS FABRICATION INC COM 402307102 3499 881386 SH SOLE 143973 0 737413 HONEYWELL INTL INC COM 438516106 264 1243 SH SOLE 0 0 1243 ISHARES TR S&P SML 600 GWT 464287887 312 2400 SH SOLE 0 0 2400 INTEL CORP COM 458140100 351 6579 SH SOLE 0 0 6579 LIBERTY GLOBAL PLC SHS CL C G5480U120 53799 1826155 SH SOLE 272857 0 1553298 LIMONEIRA CO COM 532746104 6997 432706 SH SOLE 9603 0 423103 LANDSTAR SYS INC COM 515098101 363 2300 SH SOLE 0 0 2300 MANITEX INTL INC COM 563420108 6924 964408 SH SOLE 272120 0 692288 MICROSOFT CORP COM 594918104 1057 3750 SH SOLE 0 0 3750 NORTHWEST PIPE CO COM 667746101 3773 159215 SH SOLE 0 0 159215 PAVMED INC COM 70387R106 854 100000 SH SOLE 0 0 100000 ISHARES TR PFD AND INCM SEC 464288687 372 9593 SH SOLE 0 0 9593 RICHARDSON ELECTRS LTD COM 763165107 1719 177376 SH SOLE 170100 0 7276 SUPERIOR GROUP OF CO INC COM 868358102 12963 556590 SH SOLE 31656 0 524934 ISHARES TR 1 3 YR TREAS BD 464287457 349 4046 SH SOLE 0 0 4046 SILICOM LTD ORD M84116108 21468 496381 SH SOLE 58577 0 437804 SOLIGENIX INC COM 834223307 371 350000 SH SOLE 0 0 350000 TETRA TECH INC NEW COM 88162G103 732 4900 SH SOLE 0 0 4900 VSE CORP COM 918284100 3511 72887 SH SOLE 0 0 72887 TRIDENT ACQUISITIONS CORP UNIT 05/09/2023 89615T205 438 70000 SH SOLE 70000 0 0 TRIDENT ACQUISITIONS CORP COM 89615T106 487 70000 SH SOLE 70000 0 0 TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 85 70000 SH SOLE 70000 0 0 ABBOTT LABS COM 002824100 477 4035 SH SOLE 0 0 4035 FEDERAL AGRIC MTG CORP CL C 313148306 6841 63040 SH SOLE 11237 0 51803 BK OF AMERICA CORP COM 060505104 642 15115 SH SOLE 5660 0 9455 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4477 16403 SH SOLE 2129 0 14274 CHINA FD INC COM 169373107 1042 40989 SH SOLE 518 0 40471 COMMERCIAL METALS CO COM 201723103 350 11500 SH SOLE 0 0 11500 CRAWFORD & CO CL A 224633206 5772 643445 SH SOLE 144339 0 499106 CRAWFORD & CO CL B 224633107 2177 242976 SH SOLE 0 0 242976 CVS HEALTH CORP COM 126650100 391 4607 SH SOLE 0 0 4607 QUEST DIAGNOSTICS INC COM 74834L100 356 2450 SH SOLE 0 0 2450 GENERAL ELECTRIC CO COM NEW 369604301 345 3348 SH SOLE 75 0 3273 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 3130 62013 SH SOLE 12244 0 49769 HOME DEPOT INC COM 437076102 435 1325 SH SOLE 0 0 1325 HUNTSMAN CORP COM 447011107 8852 299149 SH SOLE 0 0 299149 INDUSTRIAS BACHOCO SAB SPON ADR B 456463108 3008 68056 SH SOLE 1273 0 66783 ISHARES TR U.S. MED DVC ETF 464288810 772 12300 SH SOLE 0 0 12300 ISHARES TR CORE S&P MCP ETF 464287507 421 1600 SH SOLE 0 0 1600 ISHARES TR CORE S&P500 ETF 464287200 603 1400 SH SOLE 0 0 1400 ISHARES TR US TRSPRTION 464287192 413 1700 SH SOLE 0 0 1700 JACOBS ENGR GROUP INC COM 469814107 533 4025 SH SOLE 0 0 4025 JEFFERIES FINL GROUP INC COM 47233W109 26787 721445 SH SOLE 93331 0 628114 JOHNSON & JOHNSON COM 478160104 403 2497 SH SOLE 0 0 2497 JPMORGAN CHASE & CO COM 46625H100 281 1719 SH SOLE 839 0 880 MARATHON PETE CORP COM 56585A102 296 4786 SH SOLE 0 0 4786 PFIZER INC COM 717081103 249 5779 SH SOLE 555 0 5224 PROCTER AND GAMBLE CO COM 742718109 280 2000 SH SOLE 0 0 2000 PROSHARES TR SHORT QQQ NEW 74347B714 805 66000 SH SOLE 66000 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 223 4998 SH SOLE 4618 0 380 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 318 7176 SH SOLE 7176 0 0 SERVICE CORP INTL COM 817565104 282 4677 SH SOLE 1577 0 3100 AT&T INC COM 00206R102 340 12570 SH SOLE 266 0 12304 PROSHARES TR PSHS ULTSH 20YRS 74347B201 251 13680 SH SOLE 13680 0 0 TUTOR PERINI CORP COM 901109108 4251 327542 SH SOLE 44200 0 283342 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 754 3050 SH SOLE 0 0 3050 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 605 1533 SH SOLE 0 0 1533 VISTRA CORP COM 92840M102 25267 1477584 SH SOLE 232473 0 1245111 VANGUARD INDEX FDS TOTAL STK MKT 922908769 278 1250 SH SOLE 0 0 1250 VERIZON COMMUNICATIONS INC COM 92343V104 345 6396 SH SOLE 0 0 6396 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 256 3200 SH SOLE 0 0 3200 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 474 12630 SH SOLE 0 0 12630 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 575 3850 SH SOLE 0 0 3850 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1040 5798 SH SOLE 0 0 5798