0000732847-21-000005.txt : 20210517 0000732847-21-000005.hdr.sgml : 20210517 20210517142748 ACCESSION NUMBER: 0000732847-21-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 EFFECTIVENESS DATE: 20210517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST WILSHIRE SECURITIES MANAGEMENT INC CENTRAL INDEX KEY: 0000732847 IRS NUMBER: 952844956 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00983 FILM NUMBER: 21929525 BUSINESS ADDRESS: STREET 1: 1214 EAST GREEN STREET, SUITE 104 CITY: PASADENA STATE: CA ZIP: 91106-3171 BUSINESS PHONE: (626) 796-6622 MAIL ADDRESS: STREET 1: 1214 EAST GREEN STREET, SUITE 104 CITY: PASADENA STATE: CA ZIP: 91106-3171 FORMER COMPANY: FORMER CONFORMED NAME: FIRST WILSHIRE SECURITIES MANAGEMENT INC /CA DATE OF NAME CHANGE: 20010411 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000732847 XXXXXXXX 03-31-2021 03-31-2021 FIRST WILSHIRE SECURITIES MANAGEMENT INC

1214 EAST GREEN STREET, SUITE 104 PASADENA CA 91106-3171

13F HOLDINGS REPORT 028-00983 N Howard Lu 6267966622 Howard Lu Pasadena CA 05-17-2021 0 81 267629 false INFORMATION TABLE 2 fwsm13f03312021.xml BM TECHNOLOGIES INC CL A COM 05591L107 227 23416 SH SOLE 769 0 22647 CUSTOMERS BANCORP INC COM 23204G100 354 11132 SH SOLE 0 0 11132 WISDOMTREE TR MORTGAGE PLUS BD 97717Y725 450 8868 SH SOLE 0 0 8868 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 915 18237 SH SOLE 0 0 18237 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 308 14786 SH SOLE 0 0 14786 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 950 13025 SH SOLE 0 0 13025 SIRIUSPOINT LTD COM G8192H106 635 62432 SH SOLE 62432 0 0 TRECORA RES COM 894648104 4098 527431 SH SOLE 150000 0 377431 ANDERSONS INC COM 034164103 6302 230160 SH SOLE 150 0 230010 ANI PHARMACEUTICALS INC COM 00182C103 7949 219962 SH SOLE 0 0 219962 BELLUS HEALTH INC NEW COM NEW 07987C204 315 82000 SH SOLE 0 0 82000 BANK COMM HLDGS COM 06424J103 737 57836 SH SOLE 55480 0 2356 CAMTEK LTD ORD M20791105 2192 73302 SH SOLE 14039 0 59263 CISCO SYS INC COM 17275R102 556 10742 SH SOLE 542 0 10200 DAKTRONICS INC COM 234264109 107 17100 SH SOLE 17100 0 0 EASTSIDE DISTILLING INC COM 277802302 19 10000 SH SOLE 10000 0 0 EVOFEM BIOSCIENCES INC COM 30048L104 263 150000 SH SOLE 0 0 150000 EAST WEST BANCORP INC COM 27579R104 25956 351708 SH SOLE 46115 0 305593 EZCORP INC CL A NON VTG 302301106 13499 2716157 SH SOLE 349455 0 2366702 FOSTER L B CO COM 350060109 2522 140920 SH SOLE 0 0 140920 GULF ISLAND FABRICATION INC COM 402307102 3392 878885 SH SOLE 143973 0 734912 LIBERTY GLOBAL PLC SHS CL C G5480U120 46792 1832094 SH SOLE 272857 0 1559237 LIMONEIRA CO COM 532746104 7565 432266 SH SOLE 9603 0 422663 LANDSTAR SYS INC COM 515098101 380 2300 SH SOLE 0 0 2300 ISHARES TR MBS ETF 464288588 450 4147 SH SOLE 0 0 4147 MANITEX INTL INC COM 563420108 7629 966980 SH SOLE 272120 0 694860 MICROSOFT CORP COM 594918104 825 3500 SH SOLE 0 0 3500 NORTHWEST PIPE CO COM 667746101 5312 158941 SH SOLE 0 0 158941 PAVMED INC COM 70387R106 444 100000 SH SOLE 0 0 100000 ISHARES TR PFD AND INCM SEC 464288687 378 9843 SH SOLE 0 0 9843 QUEST RESOURCE HLDG CORP COM NEW 74836W203 119 30500 SH SOLE 30500 0 0 RICHARDSON ELECTRS LTD COM 763165107 1111 174365 SH SOLE 170100 0 4265 SUPERIOR GROUP OF CO INC COM 868358102 7584 298363 SH SOLE 14659 0 283704 ISHARES TR SHORT TREAS BD 464288679 884 8000 SH SOLE 0 0 8000 ISHARES TR 1 3 YR TREAS BD 464287457 349 4046 SH SOLE 0 0 4046 SILICOM LTD ORD M84116108 17349 384515 SH SOLE 58577 0 325938 SOLIGENIX INC COM 834223307 536 350000 SH SOLE 0 0 350000 TRIDENT ACQUISITIONS CORP UNIT 05/09/2023 89615T205 451 70000 SH SOLE 70000 0 0 TRIDENT ACQUISITIONS CORP COM 89615T106 501 70000 SH SOLE 70000 0 0 TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 84 70000 SH SOLE 70000 0 0 TETRA TECH INC NEW COM 88162G103 597 4400 SH SOLE 0 0 4400 VSE CORP COM 918284100 2901 73437 SH SOLE 0 0 73437 ABBOTT LABS COM 002824100 484 4035 SH SOLE 0 0 4035 FEDERAL AGRIC MTG CORP CL C 313148306 6372 63268 SH SOLE 11232 0 52035 BK OF AMERICA CORP COM 060505104 654 16913 SH SOLE 5656 0 11257 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4264 16692 SH SOLE 2189 0 14503 CHINA FD INC COM 169373107 1204 41148 SH SOLE 518 0 40630 CRAWFORD & CO CL A 224633206 6885 646432 SH SOLE 144339 0 502093 CRAWFORD & CO CL B 224633107 2361 243608 SH SOLE 0 0 243608 CVS HEALTH CORP COM 126650100 358 4757 SH SOLE 0 0 4757 CHEVRON CORP NEW COM 166764100 202 1925 SH SOLE 0 0 1925 QUEST DIAGNOSTICS INC COM 74834L100 314 2450 SH SOLE 0 0 2450 GENERAL ELECTRIC CO COM 369604103 352 26800 SH SOLE 600 0 26200 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 2927 57984 SH SOLE 12215 0 45769 HOME DEPOT INC COM 437076102 404 1325 SH SOLE 0 0 1325 HONEYWELL INTL INC COM 438516106 270 1243 SH SOLE 0 0 1243 HUNTSMAN CORP COM 447011107 8918 309331 SH SOLE 0 0 309331 INDUSTRIAS BACHOCO SAB SPON ADR B 456463108 2688 67651 SH SOLE 1273 0 66378 ISHARES TR U.S. MED DVC ETF 464288810 677 2050 SH SOLE 0 0 2050 ISHARES TR CORE S&P MCP ETF 464287507 416 1600 SH SOLE 0 0 1600 ISHARES TR CORE S&P500 ETF 464287200 589 1480 SH SOLE 0 0 1480 JACOBS ENGR GROUP INC COM 469814107 520 4025 SH SOLE 0 0 4025 JEFFERIES FINL GROUP INC COM 47233W109 22044 732366 SH SOLE 93331 0 639035 JOHNSON & JOHNSON COM 478160104 410 2497 SH SOLE 0 0 2497 JPMORGAN CHASE & CO COM 46625H100 363 2385 SH SOLE 835 0 1550 KRATON CORPORATION COM 50077C106 1988 54335 SH SOLE 30000 0 24335 MILLER INDS INC TENN COM NEW 600551204 1789 38731 SH SOLE 0 0 38731 MARATHON PETE CORP COM 56585A102 256 4786 SH SOLE 0 0 4786 PROCTER AND GAMBLE CO COM 742718109 271 2000 SH SOLE 0 0 2000 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 264 7176 SH SOLE 7176 0 0 SERVICE CORP INTL COM 817565104 238 4671 SH SOLE 1571 0 3100 PROSHARES TR PSHS ULTSH 20YRS 74347B201 297 13680 SH SOLE 13680 0 0 TUTOR PERINI CORP COM 901109108 6198 327066 SH SOLE 44200 0 282866 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 698 3050 SH SOLE 0 0 3050 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 558 1533 SH SOLE 0 0 1533 VISTRA CORP COM 92840M102 14988 847751 SH SOLE 131538 0 716213 VANGUARD INDEX FDS TOTAL STK MKT 922908769 289 1400 SH SOLE 0 0 1400 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 235 3200 SH SOLE 0 0 3200 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 412 12100 SH SOLE 0 0 12100 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 511 3850 SH SOLE 0 0 3850 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 974 5798 SH SOLE 0 0 5798