0000732847-19-000006.txt : 20191114 0000732847-19-000006.hdr.sgml : 20191114 20191114163601 ACCESSION NUMBER: 0000732847-19-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST WILSHIRE SECURITIES MANAGEMENT INC CENTRAL INDEX KEY: 0000732847 IRS NUMBER: 952844956 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00983 FILM NUMBER: 191221011 BUSINESS ADDRESS: STREET 1: 1214 EAST GREEN STREET, SUITE 104 CITY: PASADENA STATE: CA ZIP: 91106-3171 BUSINESS PHONE: (626) 796-6622 MAIL ADDRESS: STREET 1: 1214 EAST GREEN STREET, SUITE 104 CITY: PASADENA STATE: CA ZIP: 91106-3171 FORMER COMPANY: FORMER CONFORMED NAME: FIRST WILSHIRE SECURITIES MANAGEMENT INC /CA DATE OF NAME CHANGE: 20010411 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000732847 XXXXXXXX 09-30-2019 09-30-2019 FIRST WILSHIRE SECURITIES MANAGEMENT INC
1214 EAST GREEN STREET, SUITE 104 PASADENA CA 91106-3171
13F HOLDINGS REPORT 028-00983 N
Scott Hood Chief Compliance Officer 626-796-6622 Scott Hood Pasadena CA 11-14-2019 0 99 263862 false
INFORMATION TABLE 2 fwsm13f09302019.xml CUSTOMERS BANCORP INC COM 23204G100 5889 283947 SH SOLE 10000 0 273947 ISHARES US ETF TR SHT MAT BD ETF 46431W507 2706 53750 SH SOLE 0 0 53750 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 320 15786 SH SOLE 0 0 15786 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 201 3675 SH SOLE 0 0 3675 UNIQUE FABRICATING INC COM 90915J103 740 256010 SH SOLE 113325 0 142685 VENATOR MATLS PLC SHS G9329Z100 281 115000 SH SOLE 115000 0 0 VOLT INFORMATION SCIENCES IN COM 928703107 1731 547807 SH SOLE 45346 0 502461 AEGION CORP COM 00770F104 5586 261284 SH SOLE 79750 0 181534 ANDERSONS INC COM 034164103 2383 106235 SH SOLE 150 0 106085 BANK COMM HLDGS COM 06424J103 697 64001 SH SOLE 61645 0 2356 CAMTEK LTD ORD M20791105 1052 112175 SH SOLE 41000 0 71175 CERAGON NETWORKS LTD ORD M22013102 3954 1469765 SH SOLE 280550 0 1189215 CISCO SYS INC COM 17275R102 470 9508 SH SOLE 517 0 8991 DOLPHIN ENTMT INC COM 25686H100 62 74240 SH SOLE 74240 0 0 ISHARES TR SELECT DIVID ETF 464287168 240 2350 SH SOLE 0 0 2350 DAWSON GEOPHYSICAL CO NEW COM 239360100 691 322965 SH SOLE 0 0 322965 DESTINATION XL GROUP INC COM 25065K104 605 358119 SH SOLE 207536 0 150583 EASTSIDE DISTILLING INC COM 277802302 49 10000 SH SOLE 10000 0 0 EAST WEST BANCORP INC COM 27579R104 13599 307050 SH SOLE 50455 0 256594 EZCORP INC CL A NON VTG 302301106 6061 938978 SH SOLE 284950 0 654028 FOSTER L B CO COM 350060109 2685 123916 SH SOLE 0 0 123916 GULF ISLAND FABRICATION INC COM 402307102 422 78961 SH SOLE 78961 0 0 HOPE BANCORP INC COM 43940T109 8372 583835 SH SOLE 92801 0 491034 INSTEEL INDUSTRIES INC COM 45774W108 565 27527 SH SOLE 0 0 27527 FIRST INTERNET BANCORP COM 320557101 434 20278 SH SOLE 0 0 20278 INNOSPEC INC COM 45768S105 10211 114551 SH SOLE 22200 0 92351 LAKELAND INDS INC COM 511795106 1280 105609 SH SOLE 0 0 105609 LIMONEIRA CO COM 532746104 1914 104268 SH SOLE 48017 0 56251 LANDSTAR SYS INC COM 515098101 259 2300 SH SOLE 0 0 2300 MITCHAM INDS INC COM 606501104 491 151035 SH SOLE 0 0 151035 MOBILE MINI INC COM 60740F105 4179 113375 SH SOLE 40 0 113335 MANITEX INTL INC COM 563420108 6101 917405 SH SOLE 279820 0 637585 MICROSOFT CORP COM 594918104 596 4285 SH SOLE 0 0 4285 MATRIX SVC CO COM 576853105 4537 264675 SH SOLE 12600 0 252075 NATURES SUNSHINE PRODUCTS IN COM 639027101 4468 538983 SH SOLE 176557 0 362426 NATIONAL WESTN LIFE GROUP IN CL A 638517102 8641 32198 SH SOLE 5201 0 26997 NORTHWEST PIPE CO COM 667746101 4990 177279 SH SOLE 0 0 177279 PRO-DEX INC COLO COM NEW 74265M205 153 10000 SH SOLE 10000 0 0 ISHARES TR PFD AND INCM SEC 464288687 444 11843 SH SOLE 0 0 11843 PIONEER PWR SOLUTIONS INC COM NEW 723836300 766 141837 SH SOLE 75000 0 66837 QUEST RESOURCE HLDG CORP COM NEW 74836W203 500 200000 SH SOLE 200000 0 0 RICHARDSON ELECTRS LTD COM 763165107 820 141455 SH SOLE 141455 0 0 SUPERIOR GRP OF COMPANIES IN COM 868358102 4408 273424 SH SOLE 30000 0 243424 ISHARES TR SHORT TREAS BD 464288679 1659 14997 SH SOLE 0 0 14997 SILICOM LTD ORD M84116108 4638 146784 SH SOLE 11733 0 135051 STERLING CONSTRUCTION CO INC COM 859241101 828 63000 SH SOLE 63000 0 0 TRIDENT ACQUISITIONS CORP UNIT 05/09/2023 89615T205 741 140000 SH SOLE 140000 0 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 935 773129 SH SOLE 0 0 773129 TETRA TECH INC NEW COM 88162G103 12166 140220 SH SOLE 25094 0 115126 VSE CORP COM 918284100 1517 44492 SH SOLE 0 0 44492 ABBOTT LABS COM 002824100 423 5053 SH SOLE 0 0 5053 ACME UTD CORP COM 004816104 531 26500 SH SOLE 24500 0 2000 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 256 36762 SH SOLE 0 0 36762 FEDERAL AGRIC MTG CORP CL C 313148306 5818 71242 SH SOLE 12387 0 58855 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 3338 50024 SH SOLE 0 0 50024 BANK AMER CORP COM 060505104 336 11506 SH SOLE 5056 0 6450 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1212 5824 SH SOLE 1394 0 4430 CHINA FD INC COM 169373107 1126 58011 SH SOLE 452 0 57559 CRAWFORD & CO CL A 224633206 5658 520007 SH SOLE 160154 0 359853 CVS HEALTH CORP COM 126650100 385 6100 SH SOLE 0 0 6100 CPI AEROSTRUCTURES INC COM NEW 125919308 90 10950 SH SOLE 0 0 10950 CHEVRON CORP NEW COM 166764100 307 2590 SH SOLE 0 0 2590 DISCOVER FINL SVCS COM 254709108 1056 13025 SH SOLE 0 0 13025 WISDOMTREE TR EMG MKTS SMCAP 97717W281 10483 236639 SH SOLE 38400 0 198239 QUEST DIAGNOSTICS INC COM 74834L100 262 2450 SH SOLE 0 0 2450 GENERAL ELECTRIC CO COM 369604103 295 33000 SH SOLE 600 0 32400 INVESCO ACTIVELY MANAGD ETF ULTRA SHRT DUR 46090A887 4789 94999 SH SOLE 17291 0 77707 GENESEE & WYO INC CL A 371559105 253 2293 SH SOLE 0 0 2293 HONEYWELL INTL INC COM 438516106 210 1243 SH SOLE 0 0 1243 HUNTSMAN CORP COM 447011107 4822 207295 SH SOLE 0 0 207295 INDUSTRIAS BACHOCO S A B DE SPON ADR B 456463108 3213 60356 SH SOLE 0 0 60356 ISHARES TR U.S. MED DVC ETF 464288810 544 2200 SH SOLE 0 0 2200 ISHARES TR CORE S&P MCP ETF 464287507 599 3100 SH SOLE 0 0 3100 ISHARES TR CORE S&P SCP ETF 464287804 311 4000 SH SOLE 0 0 4000 ISHARES TR CORE S&P500 ETF 464287200 1082 3625 SH SOLE 0 0 3625 JACOBS ENGR GROUP INC COM 469814107 8214 89768 SH SOLE 14577 0 75191 JEFFERIES FINL GROUP INC COM 47233W109 12170 661439 SH SOLE 106350 0 555089 JOHNSON & JOHNSON COM 478160104 342 2646 SH SOLE 0 0 2646 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 1106 126165 SH SOLE 7208 0 118956 JPMORGAN CHASE & CO COM 46625H100 408 3468 SH SOLE 623 0 2845 KRATON CORPORATION COM 50077C106 6165 190915 SH SOLE 24500 0 166415 LYDALL INC DEL COM 550819106 2789 111963 SH SOLE 0 0 111963 MILLER INDS INC TENN COM NEW 600551204 2596 77948 SH SOLE 0 0 77948 MARATHON PETE CORP COM 56585A102 298 4911 SH SOLE 0 0 4911 PG&E CORP COM 69331C108 1343 134254 SH SOLE 32200 0 102054 PFIZER INC COM 717081103 242 6747 SH SOLE 517 0 6230 PROCTER & GAMBLE CO COM 742718109 274 2200 SH SOLE 0 0 2200 SERVICE CORP INTL COM 817565104 12274 256727 SH SOLE 21756 0 234970 SPECTRUM BRANDS HLDGS INC NE COM 84790A105 873 16556 SH SOLE 2665 0 13891 PROSHARES TR PSHS ULTSH 20YRS 74347B201 833 34200 SH SOLE 34200 0 0 TUTOR PERINI CORP COM 901109108 4666 325597 SH SOLE 0 0 325597 TRAVELERS COMPANIES INC COM 89417E109 10856 73012 SH SOLE 9147 0 63864 TUPPERWARE BRANDS CORP COM 899896104 1008 63511 SH SOLE 14350 0 49161 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 351 2092 SH SOLE 0 0 2092 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 418 1533 SH SOLE 0 0 1533 VISTRA ENERGY CORP COM 92840M102 10218 382272 SH SOLE 52500 0 329772 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1321 8750 SH SOLE 0 0 8750 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 351 12550 SH SOLE 0 0 12550 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 310 3850 SH SOLE 0 0 3850