-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D5dJJFkelU3cHp+l+BRIP8MIpME5IbSEhfQ3C84tmEsuHWi/xcv2OxxVovJRyl7F /txKaeE7NePrXq/TqH7xKw== 0001021408-01-501287.txt : 20010524 0001021408-01-501287.hdr.sgml : 20010524 ACCESSION NUMBER: 0001021408-01-501287 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20010523 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARNHOLD & S BLEICHROEDER INC CENTRAL INDEX KEY: 0000732816 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 134959915 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: SEC FILE NUMBER: 028-01051 FILM NUMBER: 1646084 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICA CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2122084440 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 13F-HR/A 1 d13fhra.txt AMENMENT NO.1 TO FORM 13-F /------------------------------/ / OMB APPROVAL / / OMB 3235-0006 / /------------------------------/ /------------------------------/ / SEC USE ONLY / /------------------------------/ / / / / /------------------------------/ INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D.C. 20549 Report for the Calendar Qtr, Ended: MARCH 31st 2001 --------------- ================================================================================ (Please read instructions before preparing form.) ================================================================================ If amended report check here: [X] - -------------------------------------------------------------------------------- Name of Institutional Investment Manager: ARNHOLD AND S. BLEICHROEDER, INC - -------------------------------------------------------------------------------- Business Address: 1345 Avenue of the Americas New York, NY 10105-4300 - -------------------------------------------------------------------------------- Street City State Zip Name, Phone No., and Title of Person Duly Authorized to Submit This Report. William Casciani 212-698-3240 Senior Vice President - -------------------------------------------------------------------------------- ATTENTION -- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of NEW YORK -------- and State of NEW YORK on the 16th day of May, 2001. -------- ---- --- ---- Arnhold and S. Bleichroeder, Inc ------------------------------------------ (Name of Institutional Investment Manager) /s/ William P. Casciani ------------------------------------------ (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.:3 Name: 13F File No.:3 - ------------------------ -------------- ------------------------ -------------- 1. 7. - ------------------------ -------------- ------------------------ -------------- 2. 8. - ------------------------ -------------- ------------------------ -------------- 3. 9. - ------------------------ -------------- ------------------------ -------------- 4. 10. - ------------------------ -------------- ------------------------ -------------- 5. 11. - ------------------------ -------------- ------------------------ -------------- 6. 12. - ------------------------ -------------- ------------------------ -------------- REPORT SUMMARY: Number of Other Included Managers: 0 Form 13 F Information Table Entry Total: 118,214,657 Form 13 F Information Table Value Total: $ 2,521,944
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE D APW LTD COM COM G04397108 1716 200000 SH SOLE 200000 0 0 D IPC HOLDINGS LTD ORD G4933P101 4251 190000 SH SOLE 190000 0 0 D LORAL SPACE & COMMUNICATIONS ( COM G56462107 1188 542500 SH SOLE 542500 0 0 D TRANSOCEAN SEDCO FOREX INC ORD G90078109 53116 1225281 SH SOLE 1225281 0 0 D BANCO LATINOAMERICANO DE EXPOR CL E P16994132 11700 380000 SH SOLE 380000 0 0 D TEEKAY SHIPPING CORP COM Y8564W103 213 5000 SH SOLE 5000 0 0 D AES CORPORATION COM 00130H105 24774 495867 SH SOLE 495867 0 0 D AOL TIME WARNER INC COM 00184A105 5193 129350 SH SOLE 129350 0 0 D AT & T CORP COM 001957109 3492 163942 SH SOLE 163942 0 0 D AT&T CORP LIBERTY MEDIA GROUP COM LIB GRP A 001957208 5067 361896 SH SOLE 361896 0 0 D ABITIBI CONSOLDATED INC COM 003924107 237 30000 SH SOLE 30000 0 0 D AFFYMETRIX INC 144A CONV/CALL SB NT CV 144A 07 00826TAC2 2283 3750000 SH SOLE 3750000 0 0 D AFFYMETRIX INC CONV/CALL 4.75 SB NT CV 4.75%07 00826TAD0 3878 6370000 SH SOLE 6370000 0 0 D AGNICO EAGLE MINES LIMITED SRNT CONV 3.5%04 008474AA6 3630 4800000 SH SOLE 4800000 0 0 D AIR PRODUCTS & CHEMICALS INC COM 009158106 52593 1369600 SH SOLE 1369600 0 0 D ALCAN ALUMINUM LTD COM 013716105 360 10000 SH SOLE 10000 0 0 D ALCOA INC COM 013817101 449 12500 SH SOLE 12500 0 0 D ALICO, INC. COM 016230104 5100 300000 SH SOLE 300000 0 0 D ALLEGHANY CORP NEW COM 017175100 586 2928 SH SOLE 2928 0 0 D ALLEN ORGAN COMPANY CLASS B CL B 017753104 7277 191500 SH SOLE 191500 0 0 D ALLMERICA FINANCIAL CORP. COM 019754100 256 4943 SH SOLE 4943 0 0 D ALZA CORP. COM 022615108 14398 355500 SH SOLE 355500 0 0 D AMERICAN EXPRESS CO COM 025816109 5423 131300 SH SOLE 131300 0 0 D AMERICAN GENERAL CORP COM 026351106 26852 702000 SH SOLE 702000 0 0 D AMERICAN INTERNATIONAL GROUP COM 026874107 14671 182250 SH SOLE 182250 0 0 D AMERICAN POWER CONVERSION CORP COM 029066107 19336 1500000 SH SOLE 1500000 0 0 D AMERICAN STANDARD (ASD) COM 029712106 11678 197700 SH SOLE 197700 0 0 D AMPHENOL CORP CL A CL A 032095101 6716 213200 SH SOLE 213200 0 0 D ANADARKO PETROLEUM CORP COM 032511107 23178 369200 SH SOLE 369200 0 0 D ANHEUSER BUSCH COS INC COM 035229103 873 19000 SH SOLE 19000 0 0 D AON CORP COM 037389103 7302 205700 SH SOLE 205700 0 0 D APPLE COMPUTER INC COM 037833100 2339 106000 SH SOLE 106000 0 0 D APTAR GROUP INC COM 038336103 2929 96121 SH SOLE 96121 0 0 D ARCHER-DANIELS-MIDLAND CO COM 039483102 2805 213325 SH SOLE 213325 0 0 D ASHANTI GOLDFIELDS COMPANY LIM GLOB DEP RCPT 043743202 1890 3000000 SH SOLE 3000000 0 0 D ASPECT COMMUNICATIONS CORP COM 04523Q102 442 100000 SH SOLE 100000 0 0 D BALDWIN PIANO & ORGAN COMPANY COM 058246109 313 125000 SH SOLE 125000 0 0 D BALL CORP. (BLL) COM 058498106 5371 117100 SH SOLE 117100 0 0 D BANDAG INCORPORATED, CLASS A CL A 059815308 4530 210000 SH SOLE 210000 0 0 D BANK OF NEW YORK CO INC COM 064057102 394 8000 SH SOLE 8000 0 0 D BANK ONE CORP COM 06423A103 488 13500 SH SOLE 13500 0 0 D BARNES AND NOBLE COM 067774109 3346 140000 SH SOLE 140000 0 0 D BARRICK GOLD CORP. COM 067901108 393 27500 SH SOLE 27500 0 0 D BARRETT RESOURCES CORP COM PAR $0.01 068480201 21078 351010 SH SOLE 351010 0 0 D BAXTER INTERNATIONAL INC COM 071813109 55166 586000 SH SOLE 586000 0 0 D BEAZER HOMES USA INC COM 07556Q105 393 10000 SH SOLE 10000 0 0 D BECKMAN COULTER,INC. COM 075811109 28442 727600 SH SOLE 727600 0 0 D BECTON DICKINSON & CO. COM 075887109 23470 664500 SH SOLE 664500 0 0 D BED BATH & BEYOND INC (BBBY) COM 075896100 1744 71000 SH SOLE 71000 0 0 D BERKSHIRE HATHAWAY INC CL A CL A 084670108 4254 65 SH SOLE 65 0 0 D BIOCHEM PHARMA INC COM 09058T108 14486 476910 SH SOLE 476910 0 0 D BIOGEN INC COM 090597105 15815 249800 SH SOLE 249800 0 0 D BLOCK, H&R INC COM 093671105 789 15752 SH SOLE 15752 0 0 D BOWATER INC COM 102183100 5314 112100 SH SOLE 112100 0 0 D BRISTOL MYERS SQUIBB CO COM 110122108 1611 27124 SH SOLE 27124 0 0 D BURLINGTON NORTHERN SANTA FE COM 12189T104 16736 550900 SH SOLE 550900 0 0 D BURLINGTON RESOURCES INC COM 122014103 5146 115000 SH SOLE 115000 0 0 D C-CUBE MICROSYSTEMS INC. COM 12501N108 554 45000 SH SOLE 45000 0 0 D CIGNA CORP COM 125509109 5765 53700 SH SOLE 53700 0 0 D CIT GROUP INC A CL A 125577106 6642 230000 SH SOLE 230000 0 0 D CNA SURETY CORP COM 12612L108 23 1700 SH SOLE 1700 0 0 D CABLETRON SYSTEMS COM 126920107 3568 276600 SH SOLE 276600 0 0 D CANADIAN PACIFIC LTD COM 135923100 35360 963500 SH SOLE 963500 0 0 D CATELLUS DEVELOPMENT CORPORATI COM 149111106 2914 185000 SH SOLE 185000 0 0 D CENTEX CORP COM 152312104 833 20000 SH SOLE 20000 0 0 D CEPHALON INC COM 156708109 10007 208200 SH SOLE 208200 0 0 D CERIDIAN CORP (CEN) COM 156779100 6946 375450 SH SOLE 375450 0 0 D CHARTER ONE FINANCE INC COM 160903100 767 27087 SH SOLE 27087 0 0 D CHEESECAKE FACTORY INC COM 163072101 15120 410740 SH SOLE 410740 0 0 D CHEMED CORPORATION COM 163596109 6429 185000 SH SOLE 185000 0 0 D CHITTENDEN CORP COM 170228100 2958 94818 SH SOLE 94818 0 0 D CHRIS CRAFT INDUSTRIES INC COM 170520100 23448 370720 SH SOLE 370720 0 0 D CHUBB CORP COM 171232101 1811 25000 SH SOLE 25000 0 0 D CITADEL COMMUNICATIONS CORP COM 172853202 11203 450360 SH SOLE 450360 0 0 D CLEAR CHANNEL COMM INC COM 184502102 23392 429600 SH SOLE 429600 0 0 D COCA COLA ENTERPRISES INC (CCE COM 191219104 427 24000 SH SOLE 24000 0 0 D COEUR D ALENE MINES CORPORATIO SD CONV 6.375%04 192108AE8 2033 6000000 SH SOLE 6000000 0 0 D COEUR D ALENE SB DB CV 7.25%05 192108AG3 663 2000000 SH SOLE 2000000 0 0 D COLUMBUS MCKINNON CORP (CMCO) COM 199333105 281 36000 SH SOLE 36000 0 0 D COMCAST CORP CL A SPECIAL CL A SPL 200300200 19147 456560 SH SOLE 456560 0 0 D COMDISCO INC (CDO) COM 200336105 4418 552300 SH SOLE 552300 0 0 D COMERICA INC (CMA) COM 200340107 10555 171618 SH SOLE 171618 0 0 D CONAGRA INC COM 205887102 818 44844 SH SOLE 44844 0 0 D CONSECO INC COM 208464107 8052 500100 SH SOLE 500100 0 0 D CONSOL ENERGY INC COM 20854P109 7073 205000 SH SOLE 205000 0 0 D CONTINENTAL AIRLINES INC CL B CL B 210795308 1242 30000 SH SOLE 30000 0 0 D COSTCO WHOLESALE CORP COM 22160K105 11775 300000 SH SOLE 300000 0 0 D CSFBDirect COM CSFBDIRECT 22541L103 287 63000 SH SOLE 63000 0 0 D CRESCENT REAL ESTATE EQUITIES COM 225756105 12826 565000 SH SOLE 565000 0 0 D CRITICAL PATH INC COM 22674V100 352 173500 SH SOLE 173500 0 0 D A.T. CROSS COMPANY CLASS A CL A 227478104 2211 300000 SH SOLE 300000 0 0 D DALLAS SEMICONDUCTOR CORP COM 235204104 6237 239800 SH SOLE 239800 0 0 D DANKA BUSINESS SYSTEMS SUBNT CV 6.75%02 236277AB5 0 500000 SH SOLE 500000 0 0
D DEERE & COMPANY COM 244199105 3725 102500 SH SOLE 102500 0 0 D DE RIGO SPA SPON ADR (DER) SPONSORED ADR 245334107 310 40000 SH SOLE 40000 0 0 D DELPHI AUTOMOTIVE SYS CORP (DP COM 247126105 2682 189300 SH SOLE 189300 0 0 D DELTIC TIMBER CORPORATION COM 247850100 6264 309314 SH SOLE 309314 0 0 D DENTSPLY INTERNATIONAL INC. COM 249030107 5840 160000 SH SOLE 160000 0 0 D DIACRIN INC COM 25243N103 244 205000 SH SOLE 205000 0 0 D DILLARDS INC. CLASS A CL A 254067101 3620 165000 SH SOLE 165000 0 0 D DOLE FOOD COMPANY, INC. COM 256605106 12526 778950 SH SOLE 778950 0 0 D DOLLAR TREE STORES COM 256747106 17143 889799 SH SOLE 889799 0 0 D DOMINION RESOURCES INC/VA COM 25746U109 22297 345849 SH SOLE 345849 0 0 D DU PONT DE NEMOURS & CO COM 263534109 326 8000 SH SOLE 8000 0 0 D DUN & BRADSTREET (DNB) COM 26483E100 5842 247950 SH SOLE 247950 0 0 D EARTHLINK INC COM 270321102 4850 400000 SH SOLE 400000 0 0 D EFFICIENT NETWORKS INC COM 282056100 7931 337500 SH SOLE 337500 0 0 D ELECTRO RENT CORP (ELRC) COM 285218103 5610 404353 SH SOLE 404353 0 0 D ENERGIZER HOLDINGS INC COM 29266R108 11875 475000 SH SOLE 475000 0 0 D ENRON CORP (ENE) COM 293561106 988 17000 SH SOLE 17000 0 0 D EQUIFAX INC (EFX) COM 294429105 11634 372300 SH SOLE 372300 0 0 D ETHYL CORP COM 297659104 2476 1650800 SH SOLE 1650800 0 0 D EVANS & SUTHERLAND COMPUTER CO COM 299096107 2003 4450000 SH SOLE 4450000 0 0 D EXXON MOBIL CORP COM 30231G102 229 2828 SH SOLE 2828 0 0 D FAMILY DOLLAR STORES INC COM 307000109 2185 85000 SH SOLE 85000 0 0 D FEDERAL HOME LOAN MORTGAGE COM 313400301 55650 858400 SH SOLE 858400 0 0 D FANNIE MAE COM 313586109 796 10000 SH SOLE 10000 0 0 D FEDERATED DEPARTMENT STORES IN COM 31410H101 7400 178100 SH SOLE 178100 0 0 D FEDEX CORPORATION COM 31428X106 1834 44000 SH SOLE 44000 0 0 D FIDELITY NATIONAL FINANCIAL IN COM 316326107 310 11580 SH SOLE 11580 0 0 D FIRST UNION CORP COM 337358105 1216 36857 SH SOLE 36857 0 0 D FLEET BOSTON FINANCIAL CORP COM 339030108 5743 152144 SH SOLE 152144 0 0 D FORD MOTOR CORP COM PAR $0.01 345370860 2053 73000 SH SOLE 73000 0 0 D FORTUNE BRANDS INC (FO) COM 349631101 6994 203300 SH SOLE 203300 0 0 D FRANKLIN ELECTRIC COMPANY, INC COM 353514102 9132 127500 SH SOLE 127500 0 0 D FREEPORT MCMORAN COPPER & GOLD CL B 35671D857 1305 100000 SH SOLE 100000 0 0 D FRIEDE GOLDMAN HALTER INC. SR SB NTCV4.5%04 358430AA4 0 2000000 SH SOLE 2000000 0 0 D FUJI PHOTO FILM CO., LTD. ADR ADR 359586302 2141 57000 SH SOLE 57000 0 0 D FURNITURE BRANDS INTERNATIONAL COM 360921100 12443 525000 SH SOLE 525000 0 0 D GATX CORP COM 361448103 2059 48500 SH SOLE 48500 0 0 D GPU INC COM 36225X100 22110 680520 SH SOLE 680520 0 0 D GENERAL DYNAMICS CORP COM 369550108 7949 126700 SH SOLE 126700 0 0 D GENERAL ELECTRIC CO COM 369604103 93612 2236300 SH SOLE 2236300 0 0 D GENERAL MOTORS CORP CL H COM N CL H NEW 370442832 9317 477800 SH SOLE 477800 0 0 D GOLD FIELDS LTD. ADR SPONSORED ADR 38059T106 310 80000 SH SOLE 80000 0 0 D GOLDMAN SACHS GROUP COM 38141G104 11489 135000 SH SOLE 135000 0 0 D GOODYEAR TIRE & RUBBER CO COM 382550101 537 22500 SH SOLE 22500 0 0 D GREAT PLAINS SOFTWARE INC COM 39119E105 6210 101285 SH SOLE 101285 0 0 D GREENPOINT FINANCIAL CORP. (GP COM 395384100 3418 104833 SH SOLE 104833 0 0 D GREIF BROS. CORPORATION CLASS CL A 397624107 18422 655000 SH SOLE 655000 0 0 D GUITAR CENTER, INC. COM 402040109 3173 180000 SH SOLE 180000 0 0 D HANCOCK FABRICS, INC. COM 409900107 9970 1320500 SH SOLE 1320500 0 0 D HANDLEMAN CO DEL COM COM 410252100 1994 200000 SH SOLE 200000 0 0 D HARCOURT GENERAL INC (H) COM 41163G101 10043 180400 SH SOLE 180400 0 0 D HARRIS CORP. (HRS) COM 413875105 5232 211400 SH SOLE 211400 0 0 D HARTFORD FINANCIAL SERVICES GR COM 416515104 8708 147600 SH SOLE 147600 0 0 D HEARTLAND EXPRESS, INC. COM 422347104 2904 115000 SH SOLE 115000 0 0 D HELLER FINANCIAL INC CL A 423328103 527 15000 SH SOLE 15000 0 0 D HILTON HOTELS CORP COM 432848109 5173 495000 SH SOLE 495000 0 0 D HITACHI, LTD. ADR ADR 10 COM 433578507 611 7000 SH SOLE 7000 0 0 D HOMESTAKE MINING COMPANY COM 437614100 6707 1275000 SH SOLE 1275000 0 0 D HONEYWELL INTERNATIONAL INC COM 438516106 74325 1821680 SH SOLE 1821680 0 0 D HOUSEHOLD INTL. INC. (HI) COM 441815107 8726 147300 SH SOLE 147300 0 0 D IBP INC (IBP) COM 449223106 15833 965410 SH SOLE 965410 0 0 D IDACORP COM 451107106 2484 65000 SH SOLE 65000 0 0 D IDEX CORP COM 45167R104 6521 225000 SH SOLE 225000 0 0 D INDEPENDENCE HOLDING CO COM NEW 453440307 3068 233731 SH SOLE 233731 0 0 D INFOCUS CORPORATION COM 45665B106 655 40000 SH SOLE 40000 0 0 D INTEL CORP COM 458140100 926 35200 SH SOLE 35200 0 0 D INTERMEDIA COMMUNICATIONS INC. COM 458801107 10217 588000 SH SOLE 588000 0 0 D INTERNATIONAL BUSINESS MACHINE COM 459200101 1773 18436 SH SOLE 18436 0 0 D INTERNATIONAL GAME TECHNOLOGY COM 459902102 7260 144200 SH SOLE 144200 0 0 D INTERNATIONAL PAPER CO COM 460146103 3871 107300 SH SOLE 107300 0 0 D InterTAN, Inc. COM 461120107 1080 85000 SH SOLE 85000 0 0 D INTERWOVEN INC COM 46114T102 591 58710 SH SOLE 58710 0 0 D JP MORGAN CHASE & CO COM 46625H100 38372 854600 SH SOLE 854600 0 0 D JOHNSON & JOHNSON COM 478160104 2446 27968 SH SOLE 27968 0 0 D K MART CORP COM 482584109 5083 540700 SH SOLE 540700 0 0 D KAISER VENTURES INC. COM 483100103 4608 365000 SH SOLE 365000 0 0 D KANEB SERVICES, INC. COM 484170105 5861 985000 SH SOLE 985000 0 0 D KEMET CORPORATION COM 488360108 5251 310000 SH SOLE 310000 0 0 D KIMBERLY CLARK CORP COM 494368103 1587 23400 SH SOLE 23400 0 0 D KNIGHT RIDDER INC COM 499040103 1074 20000 SH SOLE 20000 0 0 D KROGER CO. COM 501044101 11477 445000 SH SOLE 445000 0 0 D LSI INDUSTRIES COM 50216C108 6270 285000 SH SOLE 285000 0 0 D L-3 COMMUNICATIONS COM 502424104 2503 31700 SH SOLE 31700 0 0 D LAMAR ADVERTISING CO CL A 512815101 11172 304000 SH SOLE 304000 0 0 D LEHMAN BROTHERS INC COM 524908100 251 4000 SH SOLE 4000 0 0 D LIBERTY DIGITAL INC CL A 530436104 649 103800 SH SOLE 103800 0 0 D LOCKHEED MARTIN CORP COM 539830109 1070 30000 SH SOLE 30000 0 0 D LOEWS CORP COM 540424108 951 16000 SH SOLE 16000 0 0 D LUCENT TECHNOLOGIES INC COM 549463107 739 74132 SH SOLE 74132 0 0 D LUXOTTICA GROUP SPA SPON ADR ( SPONSORED ADR 55068R202 364 24000 SH SOLE 24000 0 0 D M & T BANK COM 55261F104 46230 661379 SH SOLE 661379 0 0 D MCN ENERGY GROUP INC COM 55267J100 23349 904995 SH SOLE 904995 0 0 D MGIC INVESTMENT CORP. COM 552848103 15477 226200 SH SOLE 226200 0 0 D MANDALAY RESORT GROUP (MBG) COM 562567107 8897 445500 SH SOLE 445500 0 0 D THE MANITOWOC COMPANY, INC. COM 563571108 4092 165000 SH SOLE 165000 0 0 D MANPOWER INC. COM 56418H100 37008 1285000 SH SOLE 1285000 0 0 D MATTEL INC COM 577081102 7240 408100 SH SOLE 408100 0 0
D MAXTOR CORP COM NEW 577729205 479 68400 SH SOLE 68400 0 0 D THE MAY STORES COMPANY COM 577778103 5145 145000 SH SOLE 145000 0 0 D MCDONALDS CORP COM 580135101 5576 210000 SH SOLE 210000 0 0 D MCGRAW HILL INC COM 580645109 2386 40000 SH SOLE 40000 0 0 D MEDIMMUNE INC COM 584699102 25489 710500 SH SOLE 710500 0 0 D MELLON FINANCIAL CORP COM 58551A108 3900 96260 SH SOLE 96260 0 0 D MERCK & CO INC COM 589331107 5058 66638 SH SOLE 66638 0 0 D METLIFE INC COM 59156R108 1184 39400 SH SOLE 39400 0 0 D METRIS COMPAINIES INC COM 591598107 3734 179700 SH SOLE 179700 0 0 D MILLIPORE CORP COM 601073109 8313 179700 SH SOLE 179700 0 0 D MIRANT CORP COM 604675108 22188 625000 SH SOLE 625000 0 0 D MONSANTO CO COM 61166W101 18039 508700 SH SOLE 508700 0 0 D MOORE CORP LTD COM 615785102 2737 693000 SH SOLE 693000 0 0 D MORGAN KEEGAN INC COM 617410105 2729 100900 SH SOLE 100900 0 0 D MORGAN STANLEY, DEAN WITTER, A COM NEW 617446448 16109 301100 SH SOLE 301100 0 0 D MORRISON MANAGEMENT SPECIALIST COM 618459101 1795 45000 SH SOLE 45000 0 0 D MUELLER INDUS. COM 624756102 586 19500 SH SOLE 19500 0 0 D MURPHY OIL CORPORATION COM 626717102 12484 187507 SH SOLE 187507 0 0 D MUTUAL RISK MANAGEMENT LTD COM 628351108 416 57332 SH SOLE 57332 0 0 D NCR CORPORATION COM 62886E108 9137 234100 SH SOLE 234100 0 0 D NDS GROUP PLC SPON ADR SPONSORED ADR 628891103 275 7100 SH SOLE 7100 0 0 D NETWORK ASSOCIATES INC CONV SB DB CV ZERO 18 640938AB2 1005 2800000 SH SOLE 2800000 0 0 D NEW GERMANY FUND INC (GF) COM 644465106 1227 169492 SH SOLE 169492 0 0 D NEWMONT MINING CORPORATION COM 651639106 6529 405000 SH SOLE 405000 0 0 D NEWSCORP LTD SPON ADR ADR NEW 652487703 63 2000 SH SOLE 2000 0 0 D NEWSCORP LTD SPON ADR PFD SP ADR PFD 652487802 27 1000 SH SOLE 1000 0 0 D NIAGARA MOHAWK HOLDINGS INC COM 653520106 9403 556400 SH SOLE 556400 0 0 D NORTHERN TRUST CO COM 665859104 600 9600 SH SOLE 9600 0 0 D NOVA CHEMICALS CORP COM 66977W109 251 12500 SH SOLE 12500 0 0 D NOVARTIS AG SPONSORED ADR SPONSORED ADR 66987V109 629 16000 SH SOLE 16000 0 0 D OLD KENT FINANCIAL CORP COM 679833103 12580 318150 SH SOLE 318150 0 0 D PBOC HOLDINGS INC COM 69316G108 2082 211500 SH SOLE 211500 0 0 D PAPA JOHNS INTL INC COM 698813102 4009 168362 SH SOLE 168362 0 0 D PARAMETRIC TECHNOLOGY CORP (PM COM 699173100 1562 172400 SH SOLE 172400 0 0 D PARK PLACE ENTERTAINMENT CORP COM 700690100 3831 373800 SH SOLE 373800 0 0 D PAXSON COMMUNICATIONS CORP COM 704231109 585 60000 SH SOLE 60000 0 0 D PENTON MEDIA COM 709668107 1260 86596 SH SOLE 86596 0 0 D PEPSICO INC COM 713448108 27882 634400 SH SOLE 634400 0 0 D PFIZER INC COM 717081103 28213 688950 SH SOLE 688950 0 0 D PHARMACIA CORPORATION COM 71713U102 267 5310 SH SOLE 5310 0 0 D PHILIP MORRIS COM 718154107 20351 428900 SH SOLE 428900 0 0 D PHILLIPS PETROLEUM CO COM 718507106 3798 69000 SH SOLE 69000 0 0 D PLACER DOME INC. COM 725906101 588 68000 SH SOLE 68000 0 0 D PLAYTEX PRODUCTS INC. COM 72813P100 368 40000 SH SOLE 40000 0 0 D PRAECIS PHARMACEUTICALS INC COM 739421105 997 50000 SH SOLE 50000 0 0 D PRAXAIR INC COM 74005P104 25131 562855 SH SOLE 562855 0 0 D PRICE ENTERPRISES, INC. COM NE COM NEW 741444202 1547 225000 SH SOLE 225000 0 0 D PROVIDIAN FINANCIAL CORP COM 74406A102 3924 80000 SH SOLE 80000 0 0 D PULTE CORP COM 745867101 323 8000 SH SOLE 8000 0 0 D QUAKER OATS CO COM 747402105 882 9000 SH SOLE 9000 0 0 D RCN CORPORATION COM 749361101 860 142646 SH SOLE 142646 0 0 D RADIAN GROUP INC. COM 750236101 26490 391000 SH SOLE 391000 0 0 D RALSTON PURINA GROUP COM 751277302 24838 797370 SH SOLE 797370 0 0 D RAYONIER INC. COM 754907103 82807 2005000 SH SOLE 2005000 0 0 D READERS DIGEST ASSN INC CL A CL A NON VTG 755267101 6774 246500 SH SOLE 246500 0 0 D ROYAL GOLD, INC. COM 780287108 249 95000 SH SOLE 95000 0 0 D RYDER SYSTEM INC COM 783549108 630 35000 SH SOLE 35000 0 0 D RYLAND GROUP INC COM 783764103 623 15000 SH SOLE 15000 0 0 D SPX CORPORATION COM 784635104 38990 429600 SH SOLE 429600 0 0 D ST JUDE MEDICAL INC COM 790849103 2052 38100 SH SOLE 38100 0 0 D SAN JUAN BASIN ROYALTY TRUST UNIT BEN INT 798241105 38028 2477400 SH SOLE 2477400 0 0 D SCHERING-PLOUGH CORP COM 806605101 15178 415500 SH SOLE 415500 0 0 D SCHLUMBERGER LTD COM 806857108 403 7000 SH SOLE 7000 0 0 D SCOTT TECHNOLOGIES INC. COM 810022301 2213 100000 SH SOLE 100000 0 0 D SEALED AIR CORPORATION COM 81211K100 13995 419900 SH SOLE 419900 0 0 D SEALED AIR CORP $2 PFD SER A D PFD CV A $2 81211K209 14720 400000 SH SOLE 400000 0 0 D SECURITY CAPITAL GROUP INCORPO CL B 81413P204 21896 1055250 SH SOLE 1055250 0 0 D SENSORMATIC ELECTRONICS (SRM) COM 817265101 2850 150000 SH SOLE 150000 0 0 D SHERWIN WILLIAMS CO COM 824348106 2675 105000 SH SOLE 105000 0 0 D SMITHFIELD FOODS INC COM 832248108 7313 225000 SH SOLE 225000 0 0 D SNAP ON TOOLS CORP COM 833034101 437 15000 SH SOLE 15000 0 0 D SODEXHO MARRIOTT SERVICES INC COM 833793102 7864 270720 SH SOLE 270720 0 0 D SOLA INTERNATIONAL, INC. COM 834092108 2703 300000 SH SOLE 300000 0 0 D SONY CORP (SNE) ADR NEW 835699307 2182 30200 SH SOLE 30200 0 0 D SONY CORP SPON ADR ADR NEW 835699307 29 400 SH SOLE 400 0 0 D SOUTHRUST CORP. COM 844730101 275 6000 SH SOLE 6000 0 0 D SOUTHWEST GAS CORP COM 844895102 3782 181400 SH SOLE 181400 0 0 D SPIEKER PPTYS INC COM 848497103 7054 128610 SH SOLE 128610 0 0 D SPRINT CORP COM FON GROUP 852061100 477 21700 SH SOLE 21700 0 0 D STANCORP FINANCIAL GROUP COM 852891100 1895 45000 SH SOLE 45000 0 0 D STARBUCKS CORP COM 855244109 679 16000 SH SOLE 16000 0 0 D STARWOOD HOTELS & RESORTS WORL PAIRED CTF 85590A203 9710 285500 SH SOLE 285500 0 0 D STILWELL FINANCIAL INC COM 860831106 885 33000 SH SOLE 33000 0 0 D STORAGE TECHNOLOGY CORP (STK) COM PAR $0.10 862111200 2883 264700 SH SOLE 264700 0 0 D SWISS HELVETIA FUND (THE) (SWZ COM 870875101 937 76478 SH SOLE 76478 0 0 D SYBASE INC COM 871130100 1550 100000 SH SOLE 100000 0 0 D TJX COMPANIES INC COM 872540109 7658 239300 SH SOLE 239300 0 0 D TRW, INC. COM 872649108 935 27500 SH SOLE 27500 0 0 D TEKTRONIX INC. (TEK) COM 879131100 8383 307200 SH SOLE 307200 0 0 D TENET HEALTHCARE CORP COM 88033G100 7146 162400 SH SOLE 162400 0 0 D TEXACO INC COM 881694103 33055 497810 SH SOLE 497810 0 0 D THERMO ELECTRON CORP COM 883556102 9768 434500 SH SOLE 434500 0 0 D 3 DIMENSIONAL PHARMACEUTICALS COM 88554W104 902 111000 SH SOLE 111000 0 0 D TOSCO CORP COM NEW 891490302 24993 584502 SH SOLE 584502 0 0 D TRICON GLOBAL RESTAURANT INC COM 895953107 7585 198600 SH SOLE 198600 0 0 D TRUE NORTH COMMUNICATIONS COM 897844106 4858 128700 SH SOLE 128700 0 0 D UCAR INTERNATIONAL INC COM 90262K109 10382 895000 SH SOLE 895000 0 0
D UIL HOLDINGS CORPORATION COM 902748102 694 14600 SH SOLE 14600 0 0 D U.S. BANCORP NEW (USB) COM NEW 902973304 2659 114594 SH SOLE 114594 0 0 D USG CORPORATION COM NEW 903293405 932 61000 SH SOLE 61000 0 0 D UTI ENERGY CORP COM 903387108 1058 34990 SH SOLE 34990 0 0 D ULTIMATE ELECTRONICS INC COM 903849107 863 34500 SH SOLE 34500 0 0 D UNIFIRST CORPORATION COM 904708104 11135 850000 SH SOLE 850000 0 0 D UNION PACIFIC CORP COM 907818108 422 7500 SH SOLE 7500 0 0 D UNITED DOMINION INDS LTD COM 909914103 945 45000 SH SOLE 45000 0 0 D UNITED TECHNOLOGIES CORP COM 913017109 645 8800 SH SOLE 8800 0 0 D UNOCAL CORP COM 915289102 484 14000 SH SOLE 14000 0 0 D UNUMPROVIDENT CORP COM 91529Y106 731 25000 SH SOLE 25000 0 0 D VIASTAT INC. (VSAT) COM 92552V100 420 27800 SH SOLE 27800 0 0 D VIACOM INC CL B CL B 925524308 11751 267248 SH SOLE 267248 0 0 D VITRIA TECHNOLOGY INC COM 92849Q104 763 200000 SH SOLE 200000 0 0 D VOICESTREAM WIRELESS CORP COM 928615103 37692 408035 SH SOLE 408035 0 0 D WALMART STORES INC COM 931142103 1515 30000 SH SOLE 30000 0 0 D WASHINGTON MUTUAL INC COM 939322103 4867 88900 SH SOLE 88900 0 0 D WASTE MANAGEMENT INC COM 94106L109 7188 291021 SH SOLE 291021 0 0 D WAVE SYSTEMS CORP CL A CL A 943526103 251 55000 SH SOLE 55000 0 0 D WEYCO GROUP, INC. COM 962149100 3462 145000 SH SOLE 145000 0 0 D WILLAMETTE INDUSTRIES INC COM 969133107 14120 306952 SH SOLE 306952 0 0 D WILLIAMS COMPANIES COM 969457100 9041 211000 SH SOLE 211000 0 0 D WOODWARD GOVERNOR COMPANY COM 980745103 6936 135000 SH SOLE 135000 0 0 D WORLDCOM INC COM 98157D106 335 17952 SH SOLE 17952 0 0 D YORK INTERNATIONAL CORP COM 986670107 277 10000 SH SOLE 10000 0 0 D JOSTENS INC CLASS A NEW COM 481088300 1459 208463 SH SOLE 208463 0 0 S REPORT SUMMARY 313 DATA RECORDS 2521944 118214657 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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