-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Em6KYtRu9NPdqhSC9tebQeHfU46gq0+tibIwTsEeh8EZcXzxPDNukJjpYY3ekkr3 WjTEDBp0GaTfv9fMTh1d6g== 0000007323-97-000003.txt : 19970326 0000007323-97-000003.hdr.sgml : 19970326 ACCESSION NUMBER: 0000007323-97-000003 CONFORMED SUBMISSION TYPE: U-6B-2 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970325 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERGY ARKANSAS INC CENTRAL INDEX KEY: 0000007323 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 710005900 STATE OF INCORPORATION: AR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-6B-2 SEC ACT: 1935 Act SEC FILE NUMBER: 040-00366 FILM NUMBER: 97562174 BUSINESS ADDRESS: STREET 1: PO BOX 551 STREET 2: 40TH FLOOR CITY: LITTLE ROCK STATE: AR ZIP: 72203 BUSINESS PHONE: 5013774000 MAIL ADDRESS: STREET 1: P O BOX 551 CITY: LITTLE ROCK STATE: AR ZIP: 72203 FORMER COMPANY: FORMER CONFORMED NAME: ARKANSAS POWER & LIGHT CO DATE OF NAME CHANGE: 19920703 U-6B-2 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM U-6B-2 Certificate of Notification Certificate is filed by: Entergy Arkansas, Inc. 425 West Capitol Avenue Little Rock, Arkansas 72201 This certificate is notice that the above named company (the "Company") has issued, renewed or guaranteed the security or securities described herein, which issue, renewal or guaranty was exempted from the provisions of Section 6 (a) of the Public Utility Holding Company Act of 1935, as amended, and was neither the subject of a declaration or application on Form U-1 nor included within the exemption provided by Rule U-48. 1. Type of security or securities: First Mortgage Bonds 2. Issue, renewal or guaranty: Issue 3. Principal amount of each security: $85,000,000 4. Rate of interest per annum of each security: 7% per annum 5. Date of issue, renewal or guaranty of each security: Dated and issued on March 19, 1997 6. If renewal of security, give date of original issue: Not applicable 7. Date of maturity of each security: March 1, 2002 8. Name of the person to whom each security was issued, renewed or guaranteed: Cede & Co. 9. Collateral given with each security, if any: A first mortgage lien on all of the existing and after- acquired properties of the Company , subject to certain exceptions. 10. Consideration received for each security: $84,361,650.00 11. Application of proceeds of each security: The net proceeds from the issuance and sale of the securities of the Company will be used to satisfy a portion of the Company's annual maintenance and replacement fund requirement under the Company's Mortgage and Deed of Trust and for general corporate purposes. 12. Indicate by ("X") after the applicable statement below whether the issue, renewal or guaranty of each security was exempt from the provisions of Section 6 (a) because of: a. the provisions contained in the first sentence of Section 6 (b): b. the provisions contained in the fourth sentence of Section 6 (b): c. the provisions contained in any rule of the Commission other than Rule U-48: X 13. If the security or securities were exempt from the provisions of Section 6 (a) by virtue of the first sentence of Section 6 (b), give the figures which indicate that the security or securities aggregate (together with all other then outstanding notes and drafts of a maturity of nine months or less, exclusive of days of grace, as to which such company is primarily or secondarily liable) not more than 5 per centum of the principal amount of par value of the other securities of such company then outstanding: Not applicable. 14. If the security or securities are exempt from the provisions of Section 6 (a) because of the fourth sentence of Section 6 (b), name the security outstanding on January 1, 1935, pursuant to the terms of which the security or securities herein described have been issued: Not applicable. 15. If the security or securities are exempt from the provisions of Section 6 (a) because of any rule of the Commission other than Rule U-48, designate the rule under which exemption is claimed: Rule 52. ENTERGY ARKANSAS, INC. BY: /s/ William J. Regan, Jr. William J. Regan, Jr. Vice President and Treasurer Date: March 25, 1997 -----END PRIVACY-ENHANCED MESSAGE-----