-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HF7smMvD7L6d/tEJ2BkyN7SbdsaL8pqYEdL88BTM+q0lBsZLgv2McqxZNVLbCao5 MzPnSwDHtyBm97Sfv5PnTA== 0000898430-98-003419.txt : 19980929 0000898430-98-003419.hdr.sgml : 19980929 ACCESSION NUMBER: 0000898430-98-003419 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980928 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRIO TECH INTERNATIONAL CENTRAL INDEX KEY: 0000732026 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 952086631 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: SEC FILE NUMBER: 001-14523 FILM NUMBER: 98715938 BUSINESS ADDRESS: STREET 1: 355 PARKSIDE DR CITY: SAN FERNANDO STATE: CA ZIP: 91340 BUSINESS PHONE: 8183659200 MAIL ADDRESS: STREET 1: 355 PARKSIDE DRIVE CITY: SAN FERNANDO STATE: CA ZIP: 91340 8-A12B 1 FORM 8-A - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1934 TRIO-TECH INTERNATIONAL (Exact name of registrant as specified in its charter) California 95-2086631 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.)
355 Parkside Drive San Fernando, California 91340 (818) 365-9200 (Address, including zip code, and telephone number, including area code, of Registrant's principal executive offices) If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A. ( c ), check the following box.[X] If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A. ( d ), check the following box. [_] Securities Act registration statement file number to which this form relates: ___________________(if applicable) Securities registered pursuant to Section 12(b) of the Act:
NAME OF EACH EXCHANGE TITLE OF EACH CLASS TO BE SO REGISTERED ON WHICH EACH CLASS IS TO BE REGISTERED Common Stock, no par value American Stock Exchange
Securities to be registered pursuant to Section 12(g) of the Act: None - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- Item 1. Description of Registrant's Securities to be Registered. 2,744,396 issued and outstanding shares of its common stock, no par value (including 8,000 shares held in the treasury); and for authority to add to the list, upon official notice of issuance: 116,000 additional shares of its common stock upon exercise of stock options granted or to be granted by the Company pursuant to its 1988 Employee Stock Option Plan; plus 300,000 additional shares of its common stock upon exercise of stock options granted or to be granted by the Company pursuant to its 1998 Employee Stock Option Plan; plus 150,000 additional shares of its common stock upon exercise of stock options granted or to be granted by the Company pursuant to its 1998 Directors Stock Option Plan; plus 432,100 additional shares of its common stock upon exercise of warrants in conjunction with its Private Placement (expiring November 7, 2000); plus 52,500 additional shares of its common stock upon exercise of warrants in conjunction with its Professional Services Agreement with Spencer Trask (expiring February 1, 2002); plus 30,000 additional shares of its common stock upon exercise of warrants in conjunction with its Professional Services Agreement with Paragon Capital Corporation (expiring September 30, 2002); plus 75,000 additional shares of its common stock upon exercise of stock options granted or to be granted by the Company pursuant to its Acquisition of Universal Systems; plus - ---------------- 3,899,996 shares of said common stock, the listing of which is herein ========= applied for (of a total authorized issue of 15,000,000 shares).
ITEM 2. EXHIBITS.
Number Description ------------- -------------------------------------------------------- 1 Annual Report on SEC Form 10-K for the fiscal year ended June 26, 1998 [Previously filed on September 28,1998] 2 Annual Report to Shareholders for the fiscal year ended June 27, 1997** 3 Proxy statement dated October 15, 1997** 4 Articles of Incorporation as amended* 5 By-law's as amended* 6 Specimen Stock Certificate* * Filed previously as Exhibit 14 to Form 10-K on September 28, 1998 ** Filed previously on October 15, 1997
SIGNATURES Pursuant to the requirements of Section 12 of the Securities Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) TRIO-TECH INTERNATIONAL September 28, 1998 By/s/ A. Charles Wilson A. Charles Wilson Chairman of the Board -----END PRIVACY-ENHANCED MESSAGE-----