0001209191-14-011010.txt : 20140214 0001209191-14-011010.hdr.sgml : 20140214 20140214191416 ACCESSION NUMBER: 0001209191-14-011010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140212 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITEDHEALTH GROUP INC CENTRAL INDEX KEY: 0000731766 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 411321939 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITEDHEALTH GROUP CENTER STREET 2: 9900 BREN ROAD EAST CITY: MINNEAPOLIS STATE: MN ZIP: 55343 BUSINESS PHONE: 9529361300 MAIL ADDRESS: STREET 1: 9900 BREN ROAD EAST CITY: MINNETONKA STATE: MN ZIP: 55343 FORMER COMPANY: FORMER CONFORMED NAME: UNITED HEALTHCARE CORP/ DATE OF NAME CHANGE: 20000309 FORMER COMPANY: FORMER CONFORMED NAME: UNITED HEALTHCARE CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANGEN ERIC S CENTRAL INDEX KEY: 0001175737 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10864 FILM NUMBER: 14619774 MAIL ADDRESS: STREET 1: P. O. BOX 877 CITY: DUBUQUE STATE: IA ZIP: 52004 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-12 0 0000731766 UNITEDHEALTH GROUP INC UNH 0001175737 RANGEN ERIC S C/O UNITEDHEALTH GROUP 9900 BREN ROAD EAST MINNETONKA MN 55343 0 1 0 0 Sr VP & Chief Acctg Officer Common Stock 2014-02-12 4 A 0 3560 70.24 A 25131.283 D Common Stock 2014-02-12 4 A 0 23770 0.00 A 48901.283 D Common Stock 2014-02-12 4 F 0 10926 70.24 D 37975.283 D Non-Qualified Stock Options (right to buy) 70.24 2014-02-12 4 A 0 11190 0.00 A 2024-02-12 Common Stock 11190 11190 D The restricted stock units will vest at a rate of 25% annually on February 12 from the years 2015 through 2018. Represents the settlement of Performance Share Awards for the performance period 2011-2013. Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2011-2013. Amount does not include performance-based restricted stock units granted to the executive officer on February 12, 2014, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 7,119. The stock options vest at a rate of 25% annually on February 12 from the years 2015 through 2018. Amy L. Schneider, Attorney-in-Fact for Eric S. Rangen 2014-02-14