0001209191-11-053161.txt : 20111028 0001209191-11-053161.hdr.sgml : 20111028 20111028170041 ACCESSION NUMBER: 0001209191-11-053161 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111026 FILED AS OF DATE: 20111028 DATE AS OF CHANGE: 20111028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEMSLEY STEPHEN J CENTRAL INDEX KEY: 0001180162 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10864 FILM NUMBER: 111165871 MAIL ADDRESS: STREET 1: C/O UNITED HEALTH GROUP INC STREET 2: 9900 BREN RD E. MN008-T050 CITY: MINNETONKA STATE: MN ZIP: 55343 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITEDHEALTH GROUP INC CENTRAL INDEX KEY: 0000731766 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 411321939 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITEDHEALTH GROUP CENTER STREET 2: 9900 BREN ROAD EAST CITY: MINNEAPOLIS STATE: MN ZIP: 55343 BUSINESS PHONE: 9529361300 MAIL ADDRESS: STREET 1: 9900 BREN ROAD EAST CITY: MINNETONKA STATE: MN ZIP: 55343 FORMER COMPANY: FORMER CONFORMED NAME: UNITED HEALTHCARE CORP/ DATE OF NAME CHANGE: 20000309 FORMER COMPANY: FORMER CONFORMED NAME: UNITED HEALTHCARE CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-10-26 0 0000731766 UNITEDHEALTH GROUP INC UNH 0001180162 HEMSLEY STEPHEN J C/O UNITEDHEALTH GROUP 9900 BREN ROAD EAST MINNETONKA MN 55343 1 1 0 0 President & Chief Exec Officer Common Stock 2011-10-26 4 M 0 550000 25.0925 A 3164535.705 D Common Stock 2011-10-26 4 S 0 550000 49.0037 D 2614535.705 D Common Stock 2011-10-27 4 M 0 650000 25.0925 A 3264535.705 D Common Stock 2011-10-27 4 S 0 650000 49.2135 D 2614535.705 D Common Stock 290.3062 I by 401(k) Non-qualified stock option (right to buy) 25.0925 2011-10-26 4 M 0 550000 0.00 D 2012-01-07 Common Stock 550000 650000 D Non-qualified stock option (right to buy) 25.0925 2011-10-27 4 M 0 650000 0.00 D 2012-01-07 Common Stock 650000 0 D This transaction was executed in multiple trades ranging from $48.77 to $49.15 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades ranging from $49.00 to $49.64 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The stock options vested at a rate of 25% annually on January 7 from the years 2003 through 2006. Dannette L. Smith, Attorney-in-Fact for Stephen J. Hemsley 2011-10-28