-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q9/QOe2XwGrwpI8Fa7khUjnBB1JYg3wmxX8rPYrob2qE9RuQQW1zuTITvhy01fgI Es5Bmpuauv3QxbJ+ikiUwg== 0001250978-10-000002.txt : 20101013 0001250978-10-000002.hdr.sgml : 20101013 20101013182152 ACCESSION NUMBER: 0001250978-10-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101011 FILED AS OF DATE: 20101013 DATE AS OF CHANGE: 20101013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAFAVRE RODGER W CENTRAL INDEX KEY: 0001250978 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12742 FILM NUMBER: 101122489 MAIL ADDRESS: STREET 1: C/O SPIRE CORPORATION STREET 2: ONE PATRIOTS PARK CITY: BEDFORD STATE: MA ZIP: 01730-2396 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPIRE CORP CENTRAL INDEX KEY: 0000731657 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 042457335 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PATRIOTS PARK CITY: BEDFORD STATE: MA ZIP: 01730-2396 BUSINESS PHONE: 6172756000 MAIL ADDRESS: STREET 2: ONE PATRIOTS PARK CITY: BEDFORD STATE: MA ZIP: 01730-2396 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-10-11 0 0000731657 SPIRE CORP SPIR 0001250978 LAFAVRE RODGER W C/O SPIRE CORPORATION ONE PATRIOTS PARK BEDFORD MA 01730-2396 0 1 0 0 COO Common Stock, $0.01 par value 2010-10-11 4 M 0 17000 4.03 A 17000 D Common Stock, $0.01 par value 2010-10-11 4 S 0 17000 5.54 D 0 D Employee Stock Option dated November 30, 2000 (right to buy) 4.03 2010-10-11 4 M 0 17000 4.03 D 2001-11-30 2010-11-30 Common Stock 17000 0 D Price is based on weighted average of sale. This Option is exercisable in annual increments of 25% of the Option shares, beginning on the first anniversary of Option. This Option is now fully invested and automatically terminates on November 30, 2010, which is the tenth anniversary of the date the Option was granted. The reporting person was granted an Option for 17,000 shares originally issued on November 30, 2000, which were set to expire on November 30, 2010. Accordingly, the reporting person elected to exercise Options. Rodger W. LaFavre 2010-10-13 -----END PRIVACY-ENHANCED MESSAGE-----