0001124194-20-000006.txt : 20201002 0001124194-20-000006.hdr.sgml : 20201002 20201002162955 ACCESSION NUMBER: 0001124194-20-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201001 FILED AS OF DATE: 20201002 DATE AS OF CHANGE: 20201002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CROWN SUSAN CENTRAL INDEX KEY: 0001124194 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 201220418 MAIL ADDRESS: STREET 1: 222 NORTH LASALLE STREET STREET 2: SUITE 2000 CITY: CHICAGO STATE: IL ZIP: 60601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-10-01 0 0000073124 NORTHERN TRUST CORP NTRS 0001124194 CROWN SUSAN 222 NORTH LASALLE STREET SUITE 2000 CHICAGO IL 60601 1 0 0 0 Common Stock Units 2020-10-01 4 A 0 44.58 77.05 A 27697.67 D Common Stock 18400 D Common Stock 4000 I See ftn. Common Stock 339696 I See ftn. Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director. Owned by various trusts of which the children of the Reporting Person are the beneficiaries. Owned by a limited liability company, HCNI II LLC, of which trusts for the benefit of the Reporting Person and the children of the Reporting Person are members. The Reporting Person disclaims beneficial ownership of the shares described in Footnotes 2 and 3, except to the extent of her beneficial ownership in the trusts and entity that own such shares. /s/ Susan Crown 2020-10-02