0000895813-14-000250.txt : 20140827 0000895813-14-000250.hdr.sgml : 20140827 20140827185218 ACCESSION NUMBER: 0000895813-14-000250 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140825 FILED AS OF DATE: 20140827 DATE AS OF CHANGE: 20140827 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bowman Biff CENTRAL INDEX KEY: 0001548048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 141069406 MAIL ADDRESS: STREET 1: 50 S. LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-08-25 0000073124 NORTHERN TRUST CORP NTRS 0001548048 Bowman Biff 50 S. LASALLE STREET CHICAGO IL 60603 0 1 0 0 Executive Vice President, HR Common Stock 2014-08-25 4 M 0 3023 52.095 A 20242 D Common Stock 2014-08-25 4 S 0 3023 68.95 D 17219 D Common Stock 27422 D Common Stock 547.63 I 401(k) as of 6-30-2014 Employee Stock Option (right-to-buy) 52.095 2014-08-25 4 M 0 3023 0 D 2016-02-21 Common Stock 3023 0 D This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. These options became exercisable in four equal annual installments beginning on 2/21/2007. Nicholas Tipsord, Attorney-in-Fact for S. Biff Bowman 2014-08-27