0000895813-13-000203.txt : 20130722 0000895813-13-000203.hdr.sgml : 20130722 20130722134548 ACCESSION NUMBER: 0000895813-13-000203 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130719 FILED AS OF DATE: 20130722 DATE AS OF CHANGE: 20130722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohodes Jeffrey D. CENTRAL INDEX KEY: 0001514798 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 13978937 MAIL ADDRESS: STREET 1: 50 S LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-07-19 0000073124 NORTHERN TRUST CORP NTRS 0001514798 Cohodes Jeffrey D. 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 ExecutiveVP/Chief Risk Officer Common Stock 2013-07-19 4 M 0 15000 44.465 A 26719 D Common Stock 2013-07-19 4 S 0 15000 59.0139 D 11719 D Common Stock 28563 D Common Stock 3816.53 I 401(k) Employee Stock Option (right-to-buy) 44.465 2013-07-19 4 M 0 15000 0 D 2005-03-31 2015-02-15 Common Stock 15000 0 D The price in Column 4 is the weighted average price. The prices actually received ranged from $59.00 to $59.10. Upon request, the reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price within this range. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. as of 06/30/13 Paul A. Bernacki, Attorney-In-Fact for Jeffrey D. Cohodes 2013-07-22