-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tm6ndtpH23V3oUQPb4clNskhjSL4nER0BM5YaapU6lC9kLE3cDb9XCTxMehhzfW1 3l6PYmqB/fK2rfoeVWUKEA== 0000895813-09-000185.txt : 20091027 0000895813-09-000185.hdr.sgml : 20091027 20091027180055 ACCESSION NUMBER: 0000895813-09-000185 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091023 FILED AS OF DATE: 20091027 DATE AS OF CHANGE: 20091027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Potter Stephen N CENTRAL INDEX KEY: 0001378549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 091140068 MAIL ADDRESS: STREET 1: 50 S. LA SALLE ST. CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-10-23 0000073124 NORTHERN TRUST CORP NTRS 0001378549 Potter Stephen N 50 SOUTH LA SALLE STREET CHICAGO IL 60603 0 1 0 0 EVP/President NTGI Common Stock 2009-10-23 4 F 0 1178 53.385 D 26112 D Common Stock 2009-10-23 4 F 0 491 53.385 D 24445 D Common Stock 2009-10-23 4 F 0 396 53.385 D 23101 D Common Stock 24707 I By Trust Common Stock 1040 I Spouse as Trustee for Son Common Stock 1040 I Spouse asTrustee for Daughter Common Stock 8335 I 401(k) Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. On October 23, 2009, 4,000 already reported and vested stock units, granted on February 17, 2004, were distributed to the reporting person; 2,822 stock units were distributed to the reporting person as common stock of NTRS, and 1,178 stock units were withheld in payment of Federal, State and Medicare taxes. On October 23, 2009, 1,667 already reported and vested stock units, granted on February 15, 2005, were distributed to the reporting person, 1,176 stock units were distributed to the reporting person as common stock of NTRS, and 491stock units were withheld in payment of Federal, State and Medicare taxes. On October 23, 2009, 1,344 already reported and vested stock units, granted on February 21, 2006, were distributed to the reporting person; 948 stock units were distributed to the reporting person as common stock of NTRS, and 396 stock units were withheld in payment of Federal, State and Medicare taxes. as of 9-30-09 Paul A. Bernacki Attorney-in-Fact for Stephen N. Potter 2009-10-27 -----END PRIVACY-ENHANCED MESSAGE-----