-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SCF0HEKOggrfb0U4MsIrQfTaGMH697az3H11px+0tsRNsM+VP9D1tl0YF7SFEuYN dtgBBNSjnW2Im/w3WnKotA== 0000895813-09-000179.txt : 20091027 0000895813-09-000179.hdr.sgml : 20091027 20091027174915 ACCESSION NUMBER: 0000895813-09-000179 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091023 FILED AS OF DATE: 20091027 DATE AS OF CHANGE: 20091027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRADKIN STEVEN L CENTRAL INDEX KEY: 0001214324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 091140044 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-10-23 0000073124 NORTHERN TRUST CORP NTRS 0001214324 FRADKIN STEVEN L 50 S. LA SALLE STREET CHICAGO IL 60603 0 1 0 0 EVP & President/C&IS Common Stock 2009-10-23 4 F 0 1110 53.385 D 35659 D Common Stock 2009-10-23 4 F 0 1178 53.385 D 31659 D Common Stock 2009-10-23 4 F 0 65 53.385 D 31594 D Common Stock 52371 I By Trust Common Stock 8815 I 401(k) Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. On October 23, 2009, 7,500 already reported and vested stock units, granted on February 17, 2004, were distributed to the reporting person; 2,463 stock units were distributed to the reporting person as common stock of NTRS; 1,110 stock units were withheld in payment of Federal, State and Medicare taxes, and 3,927 stock units were deferred. On October 23, 2009, 4,000 already reported and vested stock units, granted on February 15, 2005, were distributed to the reporting person, 2,822 stock units were distributed to the reporting person as common stock of NTRS, and 1,178 stock units were withheld in payment of Federal, State and Medicare taxes. On October 23, 2009, 3,199 already reported and vested stock units, granted on February 21, 2006, were distributed to the reporting person; 65 stock units were withheld in payment of Federal, State and Medicare taxes, and 3,134 stock units were deferred. as of 9/30/2009 Paul A. Bernacki Attorney-in-Fact for Steven L. Fradkin 2009-10-27 -----END PRIVACY-ENHANCED MESSAGE-----