-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AB5F/glMyBwOtyBt8eBy3AUCqoI7jiWvVSA0XaZmrD/m7iaKptTxCoWoSLMVO5Fy 9BLcH43Md5mP1INv2QhoFg== 0000895813-09-000177.txt : 20091027 0000895813-09-000177.hdr.sgml : 20091027 20091027174617 ACCESSION NUMBER: 0000895813-09-000177 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091023 FILED AS OF DATE: 20091027 DATE AS OF CHANGE: 20091027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARRAT SHERRY S CENTRAL INDEX KEY: 0001182700 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 091140034 MAIL ADDRESS: STREET 1: C/O NORRTHERN TRUST STREET 2: 50 LA SALLE CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-10-23 0000073124 NORTHERN TRUST CORP NTRS 0001182700 BARRAT SHERRY S 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 EVP & Pres-Personal Fin Svcs Common Stock 2009-10-23 4 F 0 491 53.385 D 30514 D Common Stock 2009-10-23 4 F 0 1473 53.385 D 25514 D Common Stock 2009-10-23 4 F 0 291 53.385 D 24641 D Common Stock 56099 I By Trust Common Stock 2009-10-26 5 G 0 207 0 D 55892 I By Trust Common Stock 6531 I 401(k) Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. On October 23, 2009, 1,667 already reported and vested stock units, granted on February 15, 2005, were distributed to the reporting person; 1,176 stock units were distributed to the reporting person as common stock of NTRS and 491stock units were withheld in payment of Federal, State and Medicare taxes. On October 23, 2009, 5,000 already reported and vested stock units, granted on February 17, 2004, were distributed to the reporting person; 3,527 stock units were distributed to the reporting person as common stock of NTRS and 1,473 stock units were withheld in payment of Federal, State and Medicare taxes. On October 23, 2009, 3,199 already reported and vested stock units, granted on February 21, 2006, were distributed to the reporting person; 582 stock units were distributed to the reporting person as common stock of NTRS; 291 stock units were withheld in payment of Federal, State and Medicare taxes, and 2,326 stock units were deferred. as of 9/30/09 Paul Bernacki, Attorney-in-Fact for Sherry S.Barrat 2009-10-27 -----END PRIVACY-ENHANCED MESSAGE-----