-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B1kaViXHKmZqH/SQjkisKFuH0HmQZ01zPiCm8zi7WECvdyEF8kuCOHPhGG3Xef4E /CGRLMLMl6hsiMz3GVSGEQ== 0000895813-09-000138.txt : 20090730 0000895813-09-000138.hdr.sgml : 20090730 20090730151902 ACCESSION NUMBER: 0000895813-09-000138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090729 FILED AS OF DATE: 20090730 DATE AS OF CHANGE: 20090730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Potter Stephen N CENTRAL INDEX KEY: 0001378549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 09973500 MAIL ADDRESS: STREET 1: 50 S. LA SALLE ST. CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-07-29 0000073124 NORTHERN TRUST CORP NTRS 0001378549 Potter Stephen N 50 SOUTH LA SALLE STREET CHICAGO IL 60603 0 1 0 0 EVP/President NTGI Common Stock 30112 D Common Stock 2009-05-04 5 G 0 460 0 D 28761 I By Trust Common Stock 2009-07-29 4 S 0 9000 57.9646 D 19761 I By Trust Common Stock 2009-05-04 5 G 0 230 0 A 1270 I Spouse as Trustee for Son Common Stock 2009-05-04 5 G 0 230 0 A 1270 I Spouse asTrustee for Daughter Common Stock 8340 I 401(k) Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. as of 6-30-09 The price in Column 4 is a weighted average price. The prices actually received ranged from $57.90 to $58.08. Upon request, the reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price within this range. Paul A. Bernacki Attorney-in-Fact for Stephen N. Potter 2009-07-30 -----END PRIVACY-ENHANCED MESSAGE-----