0000073124-24-000061.txt : 20240223 0000073124-24-000061.hdr.sgml : 20240223 20240223164935 ACCESSION NUMBER: 0000073124-24-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240221 FILED AS OF DATE: 20240223 DATE AS OF CHANGE: 20240223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRADKIN STEVEN L CENTRAL INDEX KEY: 0001214324 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 24672213 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wk-form4_1708724959.xml FORM 4 X0508 4 2024-02-21 0 0000073124 NORTHERN TRUST CORP NTRS 0001214324 FRADKIN STEVEN L 50 SOUTH LA SALLE ST CHICAGO IL 60603 0 1 0 0 President/Wealth Management 0 Common Stock 2024-02-21 4 A 0 11731 0 A 55707 D Common Stock 2024-02-22 4 M 0 30392 58.25 A 86099 D Common Stock 2024-02-22 4 S 0 30392 80.11 D 55707 D Common Stock 139200 I By Trust Common Stock 52347 I Gift Trust Common Stock 13725 I 2022 GRAT Common Stock 1762 I Spouse as trustee for Daughter Common Stock 1762 I Spouse as trustee for Son Common Stock 11832.7 I 401(k) as of 12-31-2023 Employee Stock Option (right-to-buy) 58.25 2024-02-22 4 M 0 30392 0 D 2026-02-16 Common Stock 30392 4097 D Includes 55,707 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Price reflects the weighted average sales price from $80.00 to $80.42. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. The reporting person's spouse is trustee of this trust. This option became exercisable in four equal annual installments beginning on February 16, 2017. Bradley R. Gabriel, Attorney-in-Fact for Steven L. Fradkin 2024-02-23