0000073124-23-000211.txt : 20231207
0000073124-23-000211.hdr.sgml : 20231207
20231207184010
ACCESSION NUMBER: 0000073124-23-000211
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231205
FILED AS OF DATE: 20231207
DATE AS OF CHANGE: 20231207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Levy Susan Cohen
CENTRAL INDEX KEY: 0001607570
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 231473648
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
STREET 2: M9
CITY: CHICAGO
STATE: IL
ZIP: 60603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
wk-form4_1701992399.xml
FORM 4
X0508
4
2023-12-05
0
0000073124
NORTHERN TRUST CORP
NTRS
0001607570
Levy Susan Cohen
50 SOUTH LA SALLE ST
CHICAGO
IL
60603
0
1
0
0
EVP and General Counsel
0
Common Stock
2023-12-05
4
F
0
291
80.36
D
30794
D
Common Stock
18966
I
2022 GRAT
Common Stock
44230
I
2023 GRAT
Common Stock
2407
I
Irrevocable Trust
Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.
Includes 16,064 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Reflects the June 9, 2023 distribution of 34,500 shares from the reporting person's 2022 grantor retained annuity trust ("GRAT") to the reporting person's existing irrevocable trust as an annuity payment in accordance with the terms of the GRAT instrument.
Reflects the June 12, 2023 transfer of 44,230 shares of the Corporation's common stock into a newly created 2023 GRAT.
The reporting person's spouse is trustee of this trust.
Bradley R. Gabriel, Attorney-in-Fact for Susan C. Levy
2023-12-07