0000073124-23-000211.txt : 20231207 0000073124-23-000211.hdr.sgml : 20231207 20231207184010 ACCESSION NUMBER: 0000073124-23-000211 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231205 FILED AS OF DATE: 20231207 DATE AS OF CHANGE: 20231207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levy Susan Cohen CENTRAL INDEX KEY: 0001607570 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 231473648 MAIL ADDRESS: STREET 1: 50 S LASALLE ST STREET 2: M9 CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wk-form4_1701992399.xml FORM 4 X0508 4 2023-12-05 0 0000073124 NORTHERN TRUST CORP NTRS 0001607570 Levy Susan Cohen 50 SOUTH LA SALLE ST CHICAGO IL 60603 0 1 0 0 EVP and General Counsel 0 Common Stock 2023-12-05 4 F 0 291 80.36 D 30794 D Common Stock 18966 I 2022 GRAT Common Stock 44230 I 2023 GRAT Common Stock 2407 I Irrevocable Trust Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. Includes 16,064 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Reflects the June 9, 2023 distribution of 34,500 shares from the reporting person's 2022 grantor retained annuity trust ("GRAT") to the reporting person's existing irrevocable trust as an annuity payment in accordance with the terms of the GRAT instrument. Reflects the June 12, 2023 transfer of 44,230 shares of the Corporation's common stock into a newly created 2023 GRAT. The reporting person's spouse is trustee of this trust. Bradley R. Gabriel, Attorney-in-Fact for Susan C. Levy 2023-12-07