0000073124-23-000125.txt : 20230427
0000073124-23-000125.hdr.sgml : 20230427
20230427193920
ACCESSION NUMBER: 0000073124-23-000125
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230425
FILED AS OF DATE: 20230427
DATE AS OF CHANGE: 20230427
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH DAVID BYRON JR
CENTRAL INDEX KEY: 0001478669
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 23859425
MAIL ADDRESS:
STREET 1: 155 HARLEM AVE.
CITY: GLENVIEW
STATE: IL
ZIP: 60025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
wf-form4_168263874163520.xml
FORM 4
X0407
4
2023-04-25
0
0000073124
NORTHERN TRUST CORP
NTRS
0001478669
SMITH DAVID BYRON JR
50 SOUTH LA SALLE ST
CHICAGO
IL
60603
1
0
0
0
0
Common Stock
2023-04-25
4
A
0
1855
0
A
1855
D
Common Stock
37787
I
By Trust
Common Stock
1210480
I
By Trust
Common Stock
15431
I
Revocable Trust
Common Stock
2125
I
By Trust fbo Child 1
Common Stock
2125
I
By Trust fbo Child 2
Common Stock
2125
I
By Trust fbo Child 3
Common Stock
1704
I
By Trust
On April 25, 2023, 1,343 already reported and vested stock units, granted on April 26, 2022, were distributed to the reporting person. Shares reported herein reflect the transfer of such shares into the reporting person's previously existing trust account.
Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
These shares are held in a trust of which reporting person has a partial direct pecuniary interest.
Shares are held in a trust established for the benefit of one of the reporting person's children, of which the reporting person is a co-trustee and shares investment control.
Shares are held in a trust established for the benefit of the reporting person and his children, of which the reporting person is a co-trustee and shares investment control.
Bradley R. Gabriel, Attorney-in-Fact for David H. B. Smith, Jr.
2023-04-27