0000073124-23-000125.txt : 20230427 0000073124-23-000125.hdr.sgml : 20230427 20230427193920 ACCESSION NUMBER: 0000073124-23-000125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230425 FILED AS OF DATE: 20230427 DATE AS OF CHANGE: 20230427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH DAVID BYRON JR CENTRAL INDEX KEY: 0001478669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 23859425 MAIL ADDRESS: STREET 1: 155 HARLEM AVE. CITY: GLENVIEW STATE: IL ZIP: 60025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_168263874163520.xml FORM 4 X0407 4 2023-04-25 0 0000073124 NORTHERN TRUST CORP NTRS 0001478669 SMITH DAVID BYRON JR 50 SOUTH LA SALLE ST CHICAGO IL 60603 1 0 0 0 0 Common Stock 2023-04-25 4 A 0 1855 0 A 1855 D Common Stock 37787 I By Trust Common Stock 1210480 I By Trust Common Stock 15431 I Revocable Trust Common Stock 2125 I By Trust fbo Child 1 Common Stock 2125 I By Trust fbo Child 2 Common Stock 2125 I By Trust fbo Child 3 Common Stock 1704 I By Trust On April 25, 2023, 1,343 already reported and vested stock units, granted on April 26, 2022, were distributed to the reporting person. Shares reported herein reflect the transfer of such shares into the reporting person's previously existing trust account. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. These shares are held in a trust of which reporting person has a partial direct pecuniary interest. Shares are held in a trust established for the benefit of one of the reporting person's children, of which the reporting person is a co-trustee and shares investment control. Shares are held in a trust established for the benefit of the reporting person and his children, of which the reporting person is a co-trustee and shares investment control. Bradley R. Gabriel, Attorney-in-Fact for David H. B. Smith, Jr. 2023-04-27