0000073124-21-000293.txt : 20211207 0000073124-21-000293.hdr.sgml : 20211207 20211207191859 ACCESSION NUMBER: 0000073124-21-000293 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211203 FILED AS OF DATE: 20211207 DATE AS OF CHANGE: 20211207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levy Susan Cohen CENTRAL INDEX KEY: 0001607570 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 211477288 MAIL ADDRESS: STREET 1: 50 S LASALLE ST STREET 2: M9 CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_163892272469415.xml FORM 4 X0306 4 2021-12-03 0 0000073124 NORTHERN TRUST CORP NTRS 0001607570 Levy Susan Cohen 50 SOUTH LA SALLE ST CHICAGO IL 60603 0 1 0 0 EVP and General Counsel Common Stock 2021-12-03 4 F 0 255 117.38 D 42385 D Common Stock 29037 I 2020 GRAT Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. Includes 15,350 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Reflects the March 11, 2021 distribution of 14,769 shares from the reporting person's grantor retained annuity trust ("GRAT") to the reporting person as an annuity payment in accordance with the terms of the GRAT instrument. Bradley R. Gabriel, Attorney-in-Fact for Susan C. Levy 2021-12-07