0000073124-20-000281.txt : 20201216 0000073124-20-000281.hdr.sgml : 20201216 20201216184523 ACCESSION NUMBER: 0000073124-20-000281 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201215 FILED AS OF DATE: 20201216 DATE AS OF CHANGE: 20201216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRADKIN STEVEN L CENTRAL INDEX KEY: 0001214324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 201393722 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_160816230919990.xml FORM 4 X0306 4 2020-12-15 0 0000073124 NORTHERN TRUST CORP NTRS 0001214324 FRADKIN STEVEN L 50 SOUTH LA SALLE ST CHICAGO IL 60603 0 1 0 0 President/Wealth Management Common Stock 2020-12-15 5 G 0 E 622 0 D 0 I 2018 GRAT Common Stock 2020-12-15 5 G 0 E 622 0 A 34422 I Gift Trust Common Stock 41341 D Common Stock 51006 I By Trust Common Stock 75000 I 2020 GRAT Common Stock 1762 I Spouse as trustee for Daughter Common Stock 1762 I Spouse as trustee for Son Common Stock 10705.98 I 401(k) as of 9-30-2020 On December 14, 2020, the reporting person's grantor retained annuity trust ("GRAT") distributed 6,478 shares of the Corporation's common stock to the reporting person's existing revocable trust as an annuity payment. On December 15, 2020, the remaining 622 shares held by such GRAT were distributed to the reporting person's Gift Trust. Each distribution was made in accordance with the terms of the GRAT instrument. The reporting person's spouse is trustee of this trust. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Bradley R. Gabriel, Attorney-in-Fact for Steven L. Fradkin 2020-12-16