0000073124-20-000281.txt : 20201216
0000073124-20-000281.hdr.sgml : 20201216
20201216184523
ACCESSION NUMBER: 0000073124-20-000281
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201215
FILED AS OF DATE: 20201216
DATE AS OF CHANGE: 20201216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRADKIN STEVEN L
CENTRAL INDEX KEY: 0001214324
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 201393722
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
wf-form4_160816230919990.xml
FORM 4
X0306
4
2020-12-15
0
0000073124
NORTHERN TRUST CORP
NTRS
0001214324
FRADKIN STEVEN L
50 SOUTH LA SALLE ST
CHICAGO
IL
60603
0
1
0
0
President/Wealth Management
Common Stock
2020-12-15
5
G
0
E
622
0
D
0
I
2018 GRAT
Common Stock
2020-12-15
5
G
0
E
622
0
A
34422
I
Gift Trust
Common Stock
41341
D
Common Stock
51006
I
By Trust
Common Stock
75000
I
2020 GRAT
Common Stock
1762
I
Spouse as trustee for Daughter
Common Stock
1762
I
Spouse as trustee for Son
Common Stock
10705.98
I
401(k) as of 9-30-2020
On December 14, 2020, the reporting person's grantor retained annuity trust ("GRAT") distributed 6,478 shares of the Corporation's common stock to the reporting person's existing revocable trust as an annuity payment. On December 15, 2020, the remaining 622 shares held by such GRAT were distributed to the reporting person's Gift Trust. Each distribution was made in accordance with the terms of the GRAT instrument.
The reporting person's spouse is trustee of this trust.
Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Bradley R. Gabriel, Attorney-in-Fact for Steven L. Fradkin
2020-12-16