0000073124-20-000254.txt : 20201113
0000073124-20-000254.hdr.sgml : 20201113
20201113174854
ACCESSION NUMBER: 0000073124-20-000254
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201111
FILED AS OF DATE: 20201113
DATE AS OF CHANGE: 20201113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: St Clair Joyce
CENTRAL INDEX KEY: 0001393081
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 201312864
MAIL ADDRESS:
STREET 1: 50 S LA SALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
wf-form4_160530771940011.xml
FORM 4
X0306
4
2020-11-11
0
0000073124
NORTHERN TRUST CORP
NTRS
0001393081
St Clair Joyce
50 SOUTH LA SALLE ST
CHICAGO
IL
60603
0
1
0
0
Executive Vice President
Common Stock
2020-11-11
4
M
0
6162
60.85
A
24003
D
Common Stock
2020-11-11
4
M
0
22992
58.25
A
46995
D
Common Stock
2020-11-11
4
S
0
29154
90.05
D
17841
D
Common Stock
38774
I
By Trust
Common Stock
6568
I
2019 GRAT
Common Stock
14888
I
2020 GRAT
Common Stock
5116.98
I
401(k) as of 9-30-2020
Employee Stock Option (right-to-buy)
60.85
2020-11-11
4
M
0
6162
0
D
2024-02-10
Common Stock
6162.0
0
D
Employee Stock Option (right-to-buy)
58.25
2020-11-11
4
M
0
22992
0
D
2026-02-16
Common Stock
22992.0
0
D
Includes 17,841 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Price reflects the weighted average sales price from $90.00 to $90.34. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
Reflects the March 4, 2020 transfer of 14,888 shares of the Corporation's common stock into a newly created grantor retained annuity trust.
Reflects the August 21, 2020 distribution of 5,916 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.
This option became exercisable in four equal annual installments beginning February 10, 2015.
This option became exercisable in four equal annual installments beginning February 16, 2017.
Bradley R. Gabriel, Attorney-in-Fact for Joyce St. Clair
2020-11-13