0000073124-19-000243.txt : 20191031
0000073124-19-000243.hdr.sgml : 20191031
20191031165453
ACCESSION NUMBER: 0000073124-19-000243
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191030
FILED AS OF DATE: 20191031
DATE AS OF CHANGE: 20191031
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: St Clair Joyce
CENTRAL INDEX KEY: 0001393081
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 191184305
MAIL ADDRESS:
STREET 1: 50 S LA SALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
wf-form4_157255527831903.xml
FORM 4
X0306
4
2019-10-30
0
0000073124
NORTHERN TRUST CORP
NTRS
0001393081
St Clair Joyce
50 S LASALLE ST
CHICAGO
IL
60603
0
1
0
0
Executive Vice President
Common Stock
2019-10-30
4
S
0
8110
100.52
D
0
I
2018 GRAT
Common Stock
24322
D
Common Stock
31393
I
By Trust
Common Stock
12484
I
2019 GRAT
Common Stock
5105.83
I
401(k) as of 9-30-19
Price reflects the weighted average sales price from $100.40 to $100.69. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
Reflects the October 29, 2019 distribution of 5,210 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.
Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Bradley R. Gabriel, Attorney-in-Fact for Joyce St. Clair
2019-10-31