0000073124-19-000243.txt : 20191031 0000073124-19-000243.hdr.sgml : 20191031 20191031165453 ACCESSION NUMBER: 0000073124-19-000243 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191030 FILED AS OF DATE: 20191031 DATE AS OF CHANGE: 20191031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: St Clair Joyce CENTRAL INDEX KEY: 0001393081 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 191184305 MAIL ADDRESS: STREET 1: 50 S LA SALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_157255527831903.xml FORM 4 X0306 4 2019-10-30 0 0000073124 NORTHERN TRUST CORP NTRS 0001393081 St Clair Joyce 50 S LASALLE ST CHICAGO IL 60603 0 1 0 0 Executive Vice President Common Stock 2019-10-30 4 S 0 8110 100.52 D 0 I 2018 GRAT Common Stock 24322 D Common Stock 31393 I By Trust Common Stock 12484 I 2019 GRAT Common Stock 5105.83 I 401(k) as of 9-30-19 Price reflects the weighted average sales price from $100.40 to $100.69. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Reflects the October 29, 2019 distribution of 5,210 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Bradley R. Gabriel, Attorney-in-Fact for Joyce St. Clair 2019-10-31