0000073124-19-000201.txt : 20190806 0000073124-19-000201.hdr.sgml : 20190806 20190806163335 ACCESSION NUMBER: 0000073124-19-000201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190802 FILED AS OF DATE: 20190806 DATE AS OF CHANGE: 20190806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bowman Biff CENTRAL INDEX KEY: 0001548048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 191002554 MAIL ADDRESS: STREET 1: 50 S. LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_156512359733328.xml FORM 4 X0306 4 2019-08-02 0 0000073124 NORTHERN TRUST CORP NTRS 0001548048 Bowman Biff 50 S LASALLE ST CHICAGO IL 60603 0 1 0 0 EVP & Chief Financial Officer Common Stock 2019-08-02 4 M 0 20337 60.85 A 111343 D Common Stock 2019-08-02 4 M 0 25867 58.25 A 137210 D Common Stock 2019-08-02 4 S 0 45906 92.81 D 91304 D Common Stock 2019-08-02 4 S 0 298 93.36 D 91006 D Common Stock 552.82 I 401(k) as of 6-30-19 Employee Stock Option (right-to-buy) 60.85 2019-08-02 4 M 0 20337 0 D 2024-02-10 Common Stock 20337.0 0 D Employee Stock Option (right-to-buy) 58.25 2019-08-02 4 M 0 25867 0 D 2026-02-16 Common Stock 25867.0 8622 D Includes 24,088 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Price reflects the weighted average sales price from $92.34 to $93.33. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Price reflects the weighted average sales price from $93.34 to $93.40. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. This option became exercisable in four equal annual installments beginning on 2/10/2015. This option becomes exercisable in four equal annual installments beginning on 2/16/2017. Bradley R. Gabriel, Attorney-in-Fact for Biff Bowman 2019-08-06