0000073124-19-000161.txt : 20190426 0000073124-19-000161.hdr.sgml : 20190426 20190426185345 ACCESSION NUMBER: 0000073124-19-000161 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190425 FILED AS OF DATE: 20190426 DATE AS OF CHANGE: 20190426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas Shundrawn A CENTRAL INDEX KEY: 0001717894 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 19773309 MAIL ADDRESS: STREET 1: 50 SOUTH LA SALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_155631921021281.xml FORM 4 X0306 4 2019-04-25 0 0000073124 NORTHERN TRUST CORP NTRS 0001717894 Thomas Shundrawn A 50 S LASALLE ST CHICAGO IL 60603 0 1 0 0 President / Asset Management Common Stock 2019-04-25 4 M 0 5700 52.64 A 40261 D Common Stock 2019-04-25 4 M 0 5384 43.65 A 45645 D Common Stock 2019-04-25 4 S 0 11084 97.65 D 34561 D Employee Stock Option (right-to-buy) 52.64 2019-04-25 4 M 0 5700 0 D 2021-02-14 Common Stock 5700.0 0 D Employee Stock Option (right-to-buy) 43.65 2019-04-25 4 M 0 5384 0 D 2022-02-13 Common Stock 5384.0 0 D Includes 13,661 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Price reflects the weighted average sales price from $97.61 to $97.69. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. This option became exercisable in four equal annual installments beginning 2/14/2012. This option became exercisable in four equal annual installments beginning 2/13/2013. Bradley R. Gabriel, Attorney-in-Fact for Shundrawn A. Thomas 2019-04-26