0000073124-19-000161.txt : 20190426
0000073124-19-000161.hdr.sgml : 20190426
20190426185345
ACCESSION NUMBER: 0000073124-19-000161
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190425
FILED AS OF DATE: 20190426
DATE AS OF CHANGE: 20190426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thomas Shundrawn A
CENTRAL INDEX KEY: 0001717894
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 19773309
MAIL ADDRESS:
STREET 1: 50 SOUTH LA SALLE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
wf-form4_155631921021281.xml
FORM 4
X0306
4
2019-04-25
0
0000073124
NORTHERN TRUST CORP
NTRS
0001717894
Thomas Shundrawn A
50 S LASALLE ST
CHICAGO
IL
60603
0
1
0
0
President / Asset Management
Common Stock
2019-04-25
4
M
0
5700
52.64
A
40261
D
Common Stock
2019-04-25
4
M
0
5384
43.65
A
45645
D
Common Stock
2019-04-25
4
S
0
11084
97.65
D
34561
D
Employee Stock Option (right-to-buy)
52.64
2019-04-25
4
M
0
5700
0
D
2021-02-14
Common Stock
5700.0
0
D
Employee Stock Option (right-to-buy)
43.65
2019-04-25
4
M
0
5384
0
D
2022-02-13
Common Stock
5384.0
0
D
Includes 13,661 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Price reflects the weighted average sales price from $97.61 to $97.69. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
This option became exercisable in four equal annual installments beginning 2/14/2012.
This option became exercisable in four equal annual installments beginning 2/13/2013.
Bradley R. Gabriel, Attorney-in-Fact for Shundrawn A. Thomas
2019-04-26