0000073124-19-000081.txt : 20190221 0000073124-19-000081.hdr.sgml : 20190221 20190221174352 ACCESSION NUMBER: 0000073124-19-000081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190219 FILED AS OF DATE: 20190221 DATE AS OF CHANGE: 20190221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Parker Teresa CENTRAL INDEX KEY: 0001705976 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 19623138 MAIL ADDRESS: STREET 1: 50 S LA SALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_155078901762631.xml FORM 4 X0306 4 2019-02-19 0 0000073124 NORTHERN TRUST CORP NTRS 0001705976 Parker Teresa 50 S LASALLE ST CHICAGO IL 60603 0 1 0 0 Executive Vice President Common Stock 2019-02-19 4 F 0 509 92.83 D 28300 D Common Stock 2019-02-19 4 F 0 422 92.83 D 27878 D Common Stock 2019-02-19 4 A 0 14920 0 A 42798 D Common Stock 2019-02-19 4 F 0 1554 92.83 D 41424 D Common Stock 9254.01 I 401(k) as of 12-31-18 Reflects 509 shares withheld in payment of taxes upon the vesting of 1,073 previously reported stock units. The remaining 564 shares were distributed to the reporting person as shares of common stock. Includes 13,209 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Reflects a correction to the previously reported number of shares withheld in payment of taxes on January 22, 2019. On such date 2,366 shares were withheld in payment of taxes. Reflects 422 shares withheld in payment of taxes upon the vesting of 890 previously reported stock units. The remaining 468 shares were distributed to the reporting person as shares of common stock. Includes 12,319 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Includes 27,239 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Reflects 1,554 shares withheld in payment of taxes upon the vesting of 3,280 stock units. The remaining 1,726 shares will be distributed to the reporting person as shares of common stock. Includes 23,959 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Bradley R. Gabriel, Attorney-in-Fact for Teresa Parker 2019-02-21