0000073124-18-000321.txt : 20181217 0000073124-18-000321.hdr.sgml : 20181217 20181217195033 ACCESSION NUMBER: 0000073124-18-000321 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181213 FILED AS OF DATE: 20181217 DATE AS OF CHANGE: 20181217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Potter Stephen N CENTRAL INDEX KEY: 0001378549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 181239216 MAIL ADDRESS: STREET 1: 50 S. LA SALLE ST. CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_154509421584287.xml FORM 4 X0306 4 2018-12-13 0 0000073124 NORTHERN TRUST CORP NTRS 0001378549 Potter Stephen N 50 S LASALLE ST CHICAGO IL 60603 0 1 0 0 Vice Chairman Common Stock 2018-12-13 4 S 0 141.33 86.90 D 8181.40 I 401(k) Common Stock 2018-12-13 5 G 0 E 11394 0 D 46072 I By Trust Common Stock 24014 D Common Stock 14050 I 2017 GRAT Reflects the December 14, 2018 distribution of 15,950 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Deann M. Bogner, Attorney-in-Fact for Stephen N. Potter 2018-12-17