0000073124-18-000056.txt : 20180130 0000073124-18-000056.hdr.sgml : 20180130 20180130180008 ACCESSION NUMBER: 0000073124-18-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180126 FILED AS OF DATE: 20180130 DATE AS OF CHANGE: 20180130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Parker Teresa CENTRAL INDEX KEY: 0001705976 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 18560354 MAIL ADDRESS: STREET 1: 50 S LA SALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_151735319285961.xml FORM 4 X0306 4 2018-01-26 0 0000073124 NORTHERN TRUST CORP NTRS 0001705976 Parker Teresa 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 Executive Vice President Common Stock 2018-01-26 4 S 0 3000 106.15 D 22984 D Common Stock 2018-01-26 4 M 0 7118 52.69 A 30102 D Common Stock 2018-01-26 4 S 0 7118 106.19 D 22984 D Common Stock 9230.69 I 401(k) as of 12-31-17 Employee Stock Option (right-to-buy) 52.69 2018-01-26 4 M 0 7118 0 D 2023-02-11 Common Stock 7118.0 0 D Price reflects the weighted average sales price from $106.14 to $106.17. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Includes 7,672 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Price reflects the weighted average sales price from $106.16 to $106.24. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. This option became exercisable in four equal annual installments beginning 2/11/2014. Bradley R. Gabriel, Attorney-in-Fact for Teresa Parker 2018-01-30