0000073124-18-000055.txt : 20180130
0000073124-18-000055.hdr.sgml : 20180130
20180130175950
ACCESSION NUMBER: 0000073124-18-000055
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180126
FILED AS OF DATE: 20180130
DATE AS OF CHANGE: 20180130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cohodes Jeffrey D.
CENTRAL INDEX KEY: 0001514798
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 18560350
MAIL ADDRESS:
STREET 1: 50 S LASALLE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
wf-form4_151735317644265.xml
FORM 4
X0306
4
2018-01-26
0
0000073124
NORTHERN TRUST CORP
NTRS
0001514798
Cohodes Jeffrey D.
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
0
1
0
0
Executive Vice President
Common Stock
2018-01-26
4
M
0
5871
52.69
A
38723
D
Common Stock
2018-01-26
4
M
0
15253
60.85
A
53976
D
Common Stock
2018-01-26
4
M
0
9793
70.21
A
63769
D
Common Stock
2018-01-26
4
S
0
30917
105.29
D
32852
D
Common Stock
3809.77
I
401(k) as of 12-31-17
Employee Stock Option (right-to-buy)
52.69
2018-01-26
4
M
0
5871
0
D
2023-02-11
Common Stock
5871.0
0
D
Employee Stock Option (right-to-buy)
60.85
2018-01-26
4
M
0
15253
0
D
2024-02-10
Common Stock
15253.0
5084
D
Employee Stock Option (right-to-buy)
70.21
2018-01-26
4
M
0
9793
0
D
2025-02-17
Common Stock
9793.0
9792
D
Includes 21,396 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Price reflects the weighted average sales price from $104.98 to $105.71. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
This option became exercisable in four equal annual installments beginning 2/11/2014.
This option becomes exercisable in four equal annual installments beginning 2/10/2015.
This option becomes exercisable in four equal annual installments beginning 2/17/2016.
Bradley R. Gabriel, Attorney-In-Fact for Jeffrey D. Cohodes
2018-01-30