0000073124-18-000055.txt : 20180130 0000073124-18-000055.hdr.sgml : 20180130 20180130175950 ACCESSION NUMBER: 0000073124-18-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180126 FILED AS OF DATE: 20180130 DATE AS OF CHANGE: 20180130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohodes Jeffrey D. CENTRAL INDEX KEY: 0001514798 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 18560350 MAIL ADDRESS: STREET 1: 50 S LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_151735317644265.xml FORM 4 X0306 4 2018-01-26 0 0000073124 NORTHERN TRUST CORP NTRS 0001514798 Cohodes Jeffrey D. 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 Executive Vice President Common Stock 2018-01-26 4 M 0 5871 52.69 A 38723 D Common Stock 2018-01-26 4 M 0 15253 60.85 A 53976 D Common Stock 2018-01-26 4 M 0 9793 70.21 A 63769 D Common Stock 2018-01-26 4 S 0 30917 105.29 D 32852 D Common Stock 3809.77 I 401(k) as of 12-31-17 Employee Stock Option (right-to-buy) 52.69 2018-01-26 4 M 0 5871 0 D 2023-02-11 Common Stock 5871.0 0 D Employee Stock Option (right-to-buy) 60.85 2018-01-26 4 M 0 15253 0 D 2024-02-10 Common Stock 15253.0 5084 D Employee Stock Option (right-to-buy) 70.21 2018-01-26 4 M 0 9793 0 D 2025-02-17 Common Stock 9793.0 9792 D Includes 21,396 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Price reflects the weighted average sales price from $104.98 to $105.71. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. This option became exercisable in four equal annual installments beginning 2/11/2014. This option becomes exercisable in four equal annual installments beginning 2/10/2015. This option becomes exercisable in four equal annual installments beginning 2/17/2016. Bradley R. Gabriel, Attorney-In-Fact for Jeffrey D. Cohodes 2018-01-30