0000073124-17-000185.txt : 20170428 0000073124-17-000185.hdr.sgml : 20170428 20170428191943 ACCESSION NUMBER: 0000073124-17-000185 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170427 FILED AS OF DATE: 20170428 DATE AS OF CHANGE: 20170428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bowman Biff CENTRAL INDEX KEY: 0001548048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 17798012 MAIL ADDRESS: STREET 1: 50 S. LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603 4 1 wf-form4_149342156893991.xml FORM 4 X0306 4 2017-04-27 0 0000073124 NORTHERN TRUST CORP NTRS 0001548048 Bowman Biff 50 S. LASALLE STREET CHICAGO IL 60603 0 1 0 0 Chief Financial Officer Common Stock 2017-04-27 4 M 0 11768 50.99 A 87133 D Common Stock 2017-04-27 4 M 0 11399 52.64 A 98532 D Common Stock 2017-04-27 4 S 0 23167 91.77 D 75365 D Common Stock 552.63 I 401(k) as of 3-31-17 Employee Stock Option (right-to-buy) 50.99 2017-04-27 4 M 0 11768 0 D 2020-02-15 Common Stock 11768.0 0 D Employee Stock Option (right-to-buy) 52.64 2017-04-27 4 M 0 11399 0 D 2021-02-14 Common Stock 11399.0 0 D Includes 25,917 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Price reflects the weighted average sales price from $91.55 to $91.97. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. This option became exercisable in four equal annual installments beginning 2/15/2011. This option became exercisable in four equal annual installments beginning 2/14/2012. Bradley R. Gabriel, Attorney-in-Fact for Biff Bowman 2017-04-28