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Regulatory Capital Requirements (Tables)
12 Months Ended
Dec. 31, 2016
Banking and Thrift [Abstract]  
Risk-Based Capital Amounts and Ratios for Northern Trust on Consolidated Basis and for Bank
The table below provides capital ratios for the Corporation and the Bank determined by Basel III phased in requirements.

TABLE 127: RISK-BASED CAPITAL AMOUNTS AND RATIOS
 
December 31, 2016
December 31, 2015
($ In Millions)
ADVANCED APPROACH
STANDARDIZED APPROACH(1)
ADVANCED APPROACH
STANDARDIZED APPROACH(1)
 
BALANCE

RATIO

BALANCE

RATIO

BALANCE

RATIO

BALANCE

RATIO

Common Equity Tier 1
 
 
 
 
 
 
 
 
Northern Trust Corporation
$
8,480.4

12.4
%
$
8,480.4

11.8
%
$
8,012.6

11.9
%
$
8,012.6

10.8
%
The Northern Trust Company
8,201.4

12.4

8,201.4

11.5

7,591.7

11.6

7,591.7

10.4

Minimum to qualify as well-capitalized
 
 
 
 
 
 
 
 
Northern Trust Corporation
4,436.7

6.5

4,681.4

6.5

4,376.7

6.5

4,807.6

6.5

The Northern Trust Company
4,296.2

6.5

4,624.8

6.5

4,245.5

6.5

4,755.9

6.5

Tier 1
 
 
 
 
 
 
 
 
Northern Trust Corporation
9,319.9

13.7

9,319.9

12.9

8,431.3

12.5

8,431.3

11.4

The Northern Trust Company
8,201.4

12.4

8,201.4

11.5

7,591.7

11.6

7,591.7

10.4

Minimum to qualify as well-capitalized:
 
 
 
 
 
 
 
 
Northern Trust Corporation
5,460.6

8.0

5,761.7

8.0

5,386.8

8.0

5,917.0

8.0

The Northern Trust Company
5,287.6

8.0

5,692.1

8.0

5,225.2

8.0

5,853.4

8.0

Total
 
 
 
 
 
 
 
 
Northern Trust Corporation
10,281.6

15.1

10,475.0

14.5

9,529.7

14.2

9,767.7

13.2

The Northern Trust Company
9,271.4

14.0

9,463.4

13.3

8,538.1

13.1

8,771.4

12.0

Minimum to qualify as well-capitalized:
 
 
 
 
 
 
 
 
Northern Trust Corporation
6,825.8

10.0

7,202.1

10.0

6,733.5

10.0

7,396.3

10.0

The Northern Trust Company
6,609.5

10.0

7,115.1

10.0

6,531.5

10.0

7,316.8

10.0

Tier 1 Leverage
 
 
 
 
 
 
 
 
Northern Trust Corporation
9,319.9

8.0

9,319.9

8.0

8,431.3

7.5

8,431.3

7.5

The Northern Trust Company
8,201.4

7.0

8,201.4

7.0

7,591.7

6.7

7,591.7

6.7

Minimum to qualify as well-capitalized:
 
 
 
 
 
 
 
 
Northern Trust Corporation
5,847.9

5.0

5,847.9

5.0

5,655.0

5.0

5,655.0

5.0

The Northern Trust Company
5,831.0

5.0

5,831.0

5.0

5,639.0

5.0

5,639.0

5.0

Supplementary Leverage(2)
 
 
 
 
 
 
 
 
Northern Trust Corporation
9,319.9

6.8

N/A

N/A

8,431.3

6.2

N/A

N/A

The Northern Trust Company
8,201.4

6.0

N/A

N/A

7,591.7

5.6

N/A

N/A

Minimum to qualify as well-capitalized:
 
 
 
 
 
 
 
 
Northern Trust Corporation
4,129.9

N/A

N/A

N/A

4,085.0

N/A

N/A

N/A

The Northern Trust Company
4,120.0

N/A

N/A

N/A

4,075.3

N/A

N/A

N/A


(1) Effective with the first quarter of 2015, risk-weighted assets are calculated in accordance with the Basel III Standardized Approach final rules.
(2) Beginning with the first quarter of 2015, advanced approaches banking organizations must calculate and report their supplementary leverage ratio. Effective January 1, 2018, the Corporation will be subject to a minimum supplementary leverage ratio of 3 percent.