0000073124-17-000114.txt : 20170227 0000073124-17-000114.hdr.sgml : 20170227 20170227195437 ACCESSION NUMBER: 0000073124-17-000114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170224 FILED AS OF DATE: 20170227 DATE AS OF CHANGE: 20170227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schreuder Jana R CENTRAL INDEX KEY: 0001328600 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 17644245 MAIL ADDRESS: STREET 1: 50 S LA SALLE ST CITY: CHICAGO STATE: IL ZIP: 60675 4 1 wf-form4_148824326326331.xml FORM 4 X0306 4 2017-02-24 0 0000073124 NORTHERN TRUST CORP NTRS 0001328600 Schreuder Jana R 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 COO Common Stock 2017-02-24 4 M 0 48110 43.65 A 91710 D Common Stock 2017-02-24 4 S 0 48110 87.03 D 43600 D Common Stock 24058 I By Trust Common Stock 7329 I 2012 GRAT Common Stock 4169 I 2015 GRAT Common Stock 15577 I 2016 GRAT Common Stock 12508 I 2017 GRAT Common Stock 10030.95 I 401(k) as of 12-31-16 Employee Stock Option (right-to-buy) 43.65 2017-02-24 4 M 0 48110 0 D 2022-02-13 Common Stock 48110.0 0 D Includes 43,600 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Price reflects the weighted average sales price from $87.00 to $87.13. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. This option becomes exercisable in four equal annual installments beginning 2/13/2013. Bradley R. Gabriel, Attorney-in-Fact for Jana R. Schreuder 2017-02-27