0000073124-16-000522.txt : 20161116 0000073124-16-000522.hdr.sgml : 20161116 20161116183750 ACCESSION NUMBER: 0000073124-16-000522 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161116 FILED AS OF DATE: 20161116 DATE AS OF CHANGE: 20161116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bowman Biff CENTRAL INDEX KEY: 0001548048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 162003476 MAIL ADDRESS: STREET 1: 50 S. LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603 4 1 wf-form4_147933945564405.xml FORM 4 X0306 4 2016-11-16 0 0000073124 NORTHERN TRUST CORP NTRS 0001548048 Bowman Biff 50 S. LASALLE STREET CHICAGO IL 60603 0 1 0 0 Chief Financial Officer Common Stock 2016-11-16 4 M 0 14444 55.39 A 77801 D Common Stock 2016-11-16 4 M 0 11455 43.65 A 89256 D Common Stock 2016-11-16 4 S 0 4694 80.86 D 84562 D Common Stock 2016-11-16 4 S 0 21205 81.35 D 63357 D Common Stock 552.95 I 401(k) as of 9-30-16 Employee Stock Option (right-to-buy) 55.39 2016-11-16 4 M 0 14444 0 D 2019-02-16 Common Stock 14444.0 0 D Employee Stock Option (right-to-buy) 43.65 2016-11-16 4 M 0 11455 0 D 2022-02-13 Common Stock 11455.0 0 D Includes 27,117 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Price reflects the weighted average sales price from $80.64 to $80.99. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Price reflects the weighted average sales price from $81.00 to $81.87. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. This option became exercisable in four equal annual installments beginning 2/16/2010. This option becomes exercisable in four equal annual installments beginning 2/13/2013. Bradley R. Gabriel, Attorney-in-Fact for Biff Bowman 2016-11-16