0000073124-16-000522.txt : 20161116
0000073124-16-000522.hdr.sgml : 20161116
20161116183750
ACCESSION NUMBER: 0000073124-16-000522
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161116
FILED AS OF DATE: 20161116
DATE AS OF CHANGE: 20161116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bowman Biff
CENTRAL INDEX KEY: 0001548048
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 162003476
MAIL ADDRESS:
STREET 1: 50 S. LASALLE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60603
4
1
wf-form4_147933945564405.xml
FORM 4
X0306
4
2016-11-16
0
0000073124
NORTHERN TRUST CORP
NTRS
0001548048
Bowman Biff
50 S. LASALLE STREET
CHICAGO
IL
60603
0
1
0
0
Chief Financial Officer
Common Stock
2016-11-16
4
M
0
14444
55.39
A
77801
D
Common Stock
2016-11-16
4
M
0
11455
43.65
A
89256
D
Common Stock
2016-11-16
4
S
0
4694
80.86
D
84562
D
Common Stock
2016-11-16
4
S
0
21205
81.35
D
63357
D
Common Stock
552.95
I
401(k) as of 9-30-16
Employee Stock Option (right-to-buy)
55.39
2016-11-16
4
M
0
14444
0
D
2019-02-16
Common Stock
14444.0
0
D
Employee Stock Option (right-to-buy)
43.65
2016-11-16
4
M
0
11455
0
D
2022-02-13
Common Stock
11455.0
0
D
Includes 27,117 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Price reflects the weighted average sales price from $80.64 to $80.99. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
Price reflects the weighted average sales price from $81.00 to $81.87. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
This option became exercisable in four equal annual installments beginning 2/16/2010.
This option becomes exercisable in four equal annual installments beginning 2/13/2013.
Bradley R. Gabriel, Attorney-in-Fact for Biff Bowman
2016-11-16