0000073124-16-000505.txt : 20161110
0000073124-16-000505.hdr.sgml : 20161110
20161110183909
ACCESSION NUMBER: 0000073124-16-000505
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161110
FILED AS OF DATE: 20161110
DATE AS OF CHANGE: 20161110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRADKIN STEVEN L
CENTRAL INDEX KEY: 0001214324
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 161989551
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
4
1
wf-form4_147882113730722.xml
FORM 4
X0306
4
2016-11-10
0
0000073124
NORTHERN TRUST CORP
NTRS
0001214324
FRADKIN STEVEN L
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
0
1
0
0
President/Wealth Management
Common Stock
2016-11-10
4
M
0
20124
63.36
A
68752
D
Common Stock
2016-11-10
4
S
0
20124
77.95
D
48628
D
Common Stock
94972
I
By Trust
Common Stock
14700
I
GRAT
Common Stock
1762
I
Spouse as trustee for Son
Common Stock
1762
I
Spouse as trustee for Daughter
Common Stock
9725.81
I
401(k) as of 9-30-16
Employee Stock Option (right-to-buy)
63.36
2016-11-10
4
M
0
20124
0
D
2017-02-20
Common Stock
20124.0
0
D
Includes 48,628 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1.
Reflects the August 31, 2016 transfer of 14,700 shares of the Corporation's common stock from the reporting person's existing trust into a newly created grantor retained annuity trust.
This option became exercisable in four equal annual installments beginning 2/20/2008.
Bradley R. Gabriel, Attorney-in-Fact for Steven L. Fradkin
2016-11-10