0000073124-16-000488.txt : 20161104
0000073124-16-000488.hdr.sgml : 20161104
20161104183242
ACCESSION NUMBER: 0000073124-16-000488
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161103
FILED AS OF DATE: 20161104
DATE AS OF CHANGE: 20161104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WADDELL FREDERICK H
CENTRAL INDEX KEY: 0001223690
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 161976224
MAIL ADDRESS:
STREET 1: 50 S. LA SALLE ST.
CITY: CHICAGO
STATE: IL
ZIP: 60675
4
1
wf-form4_147829874955705.xml
FORM 4
X0306
4
2016-11-03
0
0000073124
NORTHERN TRUST CORP
NTRS
0001223690
WADDELL FREDERICK H
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
1
1
0
0
Chairman, President and CEO
Common Stock
2016-11-03
4
M
0
1900
71.23
A
214459
D
Common Stock
2016-11-03
4
S
0
1900
73.01
D
212559
D
Common Stock
2016-11-03
5
G
0
E
75
0
D
73842
I
By Trust
Common Stock
17241
I
2014 GRAT
Common Stock
39690
I
2015 GRAT
Common Stock
34188
I
2016-1 GRAT
Common Stock
29087
I
2016-2 GRAT
Common Stock
8710
I
By Spouse
Common Stock
34264.45
I
401(k) as of 9-30-16
Employee Stock Option (right-to-buy)
71.23
2016-11-03
4
M
0
1900
0
D
2018-02-19
Common Stock
1900.0
124452
D
Includes 212,439 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1.
Price reflects the weighted average sales price from $73.00 to $73.04. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
This option became exercisable in four equal annual installments beginning 2/19/2009.
Bradley R. Gabriel, Attorney-in-Fact for Frederick H. Waddell
2016-11-04