0000073124-16-000445.txt : 20160908
0000073124-16-000445.hdr.sgml : 20160908
20160908180437
ACCESSION NUMBER: 0000073124-16-000445
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160907
FILED AS OF DATE: 20160908
DATE AS OF CHANGE: 20160908
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bowman Biff
CENTRAL INDEX KEY: 0001548048
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 161877333
MAIL ADDRESS:
STREET 1: 50 S. LASALLE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60603
4
1
wf-form4_147337226333637.xml
FORM 4
X0306
4
2016-09-07
0
0000073124
NORTHERN TRUST CORP
NTRS
0001548048
Bowman Biff
50 S. LASALLE STREET
CHICAGO
IL
60603
0
1
0
0
Chief Financial Officer
Common Stock
2016-09-07
4
M
0
2960
63.36
A
67097
D
Common Stock
2016-09-07
4
S
0
2960
70
D
64137
D
Common Stock
552.38
I
401(k) as of 6-30-16
Employee Stock Option (right-to-buy)
63.36
2016-09-07
4
M
0
2960
0
D
2017-02-20
Common Stock
2960.0
0
D
Includes 27,117 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1.
This option became exercisable in four equal annual installments beginning 2/20/2008.
Bradley R. Gabriel, Attorney-in-Fact for Biff Bowman
2016-09-08