0000073124-16-000445.txt : 20160908 0000073124-16-000445.hdr.sgml : 20160908 20160908180437 ACCESSION NUMBER: 0000073124-16-000445 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160907 FILED AS OF DATE: 20160908 DATE AS OF CHANGE: 20160908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bowman Biff CENTRAL INDEX KEY: 0001548048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 161877333 MAIL ADDRESS: STREET 1: 50 S. LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603 4 1 wf-form4_147337226333637.xml FORM 4 X0306 4 2016-09-07 0 0000073124 NORTHERN TRUST CORP NTRS 0001548048 Bowman Biff 50 S. LASALLE STREET CHICAGO IL 60603 0 1 0 0 Chief Financial Officer Common Stock 2016-09-07 4 M 0 2960 63.36 A 67097 D Common Stock 2016-09-07 4 S 0 2960 70 D 64137 D Common Stock 552.38 I 401(k) as of 6-30-16 Employee Stock Option (right-to-buy) 63.36 2016-09-07 4 M 0 2960 0 D 2017-02-20 Common Stock 2960.0 0 D Includes 27,117 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. This option became exercisable in four equal annual installments beginning 2/20/2008. Bradley R. Gabriel, Attorney-in-Fact for Biff Bowman 2016-09-08