XML 90 R66.htm IDEA: XBRL DOCUMENT v3.3.1.900
Regulatory Capital Requirements (Tables)
12 Months Ended
Dec. 31, 2015
Banking and Thrift [Abstract]  
Risk-Based Capital Amounts and Ratios for Northern Trust on Consolidated Basis and for Bank
The table below provides capital ratios for Northern Trust Corporation and The Northern Trust Company determined by Basel III phased in requirements.

TABLE 125: RISK-BASED CAPITAL AMOUNTS AND RATIOS
 
December 31, 2015
December 31, 2014
($ In Millions)
ADVANCED APPROACH
STANDARDIZED APPROACH(1)
ADVANCED APPROACH
STANDARDIZED APPROACH(1)
 
BALANCE

RATIO

BALANCE

RATIO

BALANCE

RATIO

BALANCE

RATIO

Common Equity Tier 1
 
 
 
 
 
 
 
 
Northern Trust Corporation
$
8,012.6

11.9
%
$
8,012.6

10.8
%
$
7,813.3

12.4
%
$
7,813.3

12.5
%
The Northern Trust Company
7,591.7

11.6

7,591.7

10.4

7,327.3

12.0

7,327.3

11.8

Minimum to qualify as well-capitalized
 
 
 
 
 
 
 
 
Northern Trust Corporation
4,376.7

6.5

4,807.6

6.5

N/A

N/A

N/A

N/A

The Northern Trust Company
4,245.5

6.5

4,755.9

6.5

N/A

N/A

N/A

N/A

Tier 1
 
 
 
 
 
 
 
 
Northern Trust Corporation
8,431.3

12.5

8,431.3

11.4

8,318.0

13.2

8,317.6

13.3

The Northern Trust Company
7,591.7

11.6

7,591.7

10.4

7,327.3

12.0

7,327.3

11.8

Minimum to qualify as well-capitalized:
 
 
 
 
 
 
 
 
Northern Trust Corporation
5,386.8

8.0

5,917.0

8.0

3,773.8

6.0

3,759.1

6.0

The Northern Trust Company
5,225.2

8.0

5,853.4

8.0

3,665.8

6.0

3,738.0

6.0

Total
 
 
 
 
 
 
 
 
Northern Trust Corporation
9,529.7

14.2

9,767.7

13.2

9,449.2

15.0

9,723.0

15.5

The Northern Trust Company
8,538.1

13.1

8,771.4

12.0

8,420.4

13.8

8,695.1

14.0

Minimum to qualify as well-capitalized:
 
 
 
 
 
 
 
 
Northern Trust Corporation
6,733.5

10.0

7,396.3

10.0

6,289.7

10.0

6,265.1

10.0

The Northern Trust Company
6,531.5

10.0

7,316.8

10.0

6,109.7

10.0

6,229.9

10.0

Tier 1 Leverage
 
 
 
 
 
 
 
 
Northern Trust Corporation
8,431.3

7.5

8,431.3

7.5

N/A

N/A

8,317.6

7.8

The Northern Trust Company
7,591.7

6.7

7,591.7

6.7

N/A

N/A

7,327.3

6.9

Minimum to qualify as well-capitalized:
 
 
 
 
 
 
 
 
Northern Trust Corporation
5,655.0

5.0

5,655.0

5.0

N/A

N/A

5,340.7

5.0

The Northern Trust Company
5,639.0

5.0

5,639.0

5.0

N/A

N/A

5,324.9

5.0

Supplementary Leverage(2)
 
 
 
 
 
 
 
 
Northern Trust Corporation
8,431.3

6.2

N/A

N/A

N/A

N/A

N/A

N/A

The Northern Trust Company
7,591.7

5.6

N/A

N/A

N/A

N/A

N/A

N/A

Minimum to qualify as well-capitalized:
 
 
 
 
 
 
 
 
Northern Trust Corporation
4,085.0

N/A

N/A

N/A

N/A

N/A

N/A

N/A

The Northern Trust Company
4,075.3

N/A

N/A

N/A

N/A

N/A

N/A

N/A


(1) In 2014, Standardized Approach risk-weighted assets were determined by Basel I requirements. Effective with the first quarter of 2015, risk-weighted assets are calculated in accordance with the Basel III Standardized Approach final rules.
(2) Beginning with the first quarter of 2015, advanced approaches banking organizations must calculate and report their supplementary leverage ratio. Effective January 1, 2018, the Corporation will be subject to a minimum supplementary leverage ratio of 3 percent.