0000073124-16-000305.txt : 20160218 0000073124-16-000305.hdr.sgml : 20160218 20160218201234 ACCESSION NUMBER: 0000073124-16-000305 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160216 FILED AS OF DATE: 20160218 DATE AS OF CHANGE: 20160218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bowman Biff CENTRAL INDEX KEY: 0001548048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 161439761 MAIL ADDRESS: STREET 1: 50 S. LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603 4 1 wf-form4_145584434321550.xml FORM 4 X0306 4 2016-02-16 0 0000073124 NORTHERN TRUST CORP NTRS 0001548048 Bowman Biff 50 S. LASALLE STREET CHICAGO IL 60603 0 1 0 0 Chief Financial Officer Common Stock 2016-02-16 4 F 0 1745 58.075 D 54689 D Common Stock 2016-02-16 4 A 0 9657 0 A 64346 D Common Stock 550.30 I 401(k) as of 12-31-15 Employee Stock Option (right-to-buy) 58.25 2016-02-16 4 A 0 34489 0 A 2026-02-16 Common Stock 34489.0 34489 D Includes 17,460 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. On February 16, 2016, 1,745 shares were withheld in payment of Federal, State and Medicare taxes in conjunction with the vesting of 3,818 already reported stock units. The remaining 2,073 shares were distributed to the reporting person. Includes 27,117 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. This option becomes exercisable in four equal annual installments beginning 2/16/2017. Bradley R. Gabriel, Attorney-in-Fact for Biff Bowman 2016-02-18